Cash trading rules: Avoiding potential violations
Knowing the rules and tracking settlement dates carefully can help you to avoid violations.
Watch this video to learn about 2 industry wide rules—good faith violation and free-riding violation—you should be aware of, as you prepare to trade using cash in your account:
Next steps to consider
Place a tradeLog In Required
Quickly and easily enter your order.
Get tips on how to place a trade
6 simple steps, plus answers to FAQs.
Attend a trading class
Join a 4-week virtual class with our trading professionals to learn the basics of trading.