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Your rollover isn't done until you invest

Key takeaways

  • Use a rollover as a planning checkpoint. Moving a former employer's plan is a great time to review your financial goals and strategy.
  • Choose investments for your IRA. Don't leave it in cash, unless that's a purposeful choice. Make sure your rollover aligns with your plan, so your money has the chance to keep working for you.
  • You're in charge of the investment decisions. IRAs allow you to choose from a greater number of investment choices compared to workplace plans like 401(k)s. But you'll need to choose investments that fit your timeline, risk tolerance, and goals.
  • Get help if you need it. If you're unsure where to start, consider working with a financial professional or using Fidelity's free digital tools.

Millions of Americans roll workplace savings accounts like 401(k)s into IRAs—then some of them unknowingly leave the money sitting in cash. That pause can quietly derail decades of saving by missing any market growth and letting inflation chip away at purchasing power. A rollover isn’t the finish line; it’s the starting line for your next phase of retirement planning.

Recent research found an alarming issue in rollover IRAs: Many investors leave assets in cash for months or years, often by accident. In a 2023–2024 survey of rollover investors, 68% who stayed in cash didn’t realize how their IRA assets were invested.1 In these cases, a simple misunderstanding can mean prime years of potential compounding returns lost.

What really happens when you roll over a 401(k) to an IRA

Here’s the surprise most people don’t see coming: When you roll over a 401(k), your investments don’t always come along for the ride. Some investments may be able to be transferred but it’s not the typical case. They’re generally sold, and the money lands in your IRA as cash. Unless you pick new investments—or choose a managed solution—that cash just sits there for the most part. At Fidelity, uninvested cash does earn interest though.

That’s why so many investors get caught off guard. It feels like everything should keep going automatically, but IRAs don’t work that way. There’s no default investment. You have to make the next move.

“Some people think they’re still invested after a rollover. In reality, most of your investments may have been sold and you’re starting fresh,” says Kenny Davin, CFP®, vice president and Fidelity branch leader in Ft. Lauderdale, Florida.

Why the disconnect? Workplace plans like 401(k)s are governed by laws that allow employers to offer default investments. IRAs aren’t covered by those rules, so there’s no automatic option—the responsibility is yours. It can also be easy to procrastinate choosing investments if you're in the middle of changing jobs. "People can get so focused on their new identity at work and their career that the investments become an afterthought," Davin adds.

Note: If you were happy with the investment mix in your workplace plan, consider printing out a copy of the investments or take a screenshot, and work to recreate it in an IRA. The exact investments and share classes may not be available but you may be able to find substitutes.

Where does the cash go?

At Fidelity, uninvested cash sits in your account’s core position—a holding place for cash transactions. At Fidelity, that’s typically a money market fund or an FDIC-insured sweep. You can see your core position by logging in and checking Account Positions. From there, you can change it if needed, but the bigger step is moving from cash to an investment strategy that fits your goals.

To learn more, read: What is a core position? (PDF)

Why investing can be critical

Your rollover may represent decades of your life’s work concentrated in one transfer. Leaving it uninvested introduces several risks:

  1. Opportunity cost. Over long horizons, diversified portfolios have historically outpaced cash, so idle cash misses any market growth.
  2. Inflation erosion. Even when cash yields look decent in the short term, inflation can outpace them, shrinking purchasing power over time.
Graphic shows how $100 would have grown since 1980 in 3 scenarios. By investing in the S&P 500, it could have grown to $16,196 by 2024; $1,778 in the Bloomberg US Aggregate bond index; and $590 in 3-month US Treasury bills.
Strategic Advisers. Hypothetical value of assets held in untaxed portfolios invested in US stocks, bonds, or short-term investments. Actual historical data was used to compute the growth of $100 invested in these portfolios for the period between Jan. 1, 1980, and Dec. 31, 2024. Stocks, bonds, and short-term investments are represented by total returns of the S&P 500 Index, Bloomberg Aggregate Bond Index, 3-month Treasury Bills. See footnotes for index definitions. Past performance is no guarantee of future results.

Planning first, then investing

A rollover is the perfect moment to zoom out and anchor decisions in a plan—especially if it’s been years since you last reviewed your retirement strategy. Life changes, markets move, and what worked when you started saving may not fit your goals today.

“One of the most impactful rollovers I helped a client with involved moving her retirement account that represented 30 years of working at a job that she didn’t enjoy,” says Davin. “I was able to give her the good news that she could retire sooner than she thought based on the planning she had already done. Before the check arrived, she already had a strategy in place setting up emergency savings, retirement income, and long-term growth potential.”

The earlier you can start the process—with a professional or on your own—the more prepared you can be. That can help avoid delays in addition to the other benefits of planning. A financial plan can show you where you stand in relation to your goals and provide a path to help meet them. Choosing investments is a critical part of the process. Here’s how the planning process can help:

  • Defines purpose and timeline. Your target retirement age, income needs, and health care timeline may shape your mix of growth, income, and short-term investments.
  • Aligns risk to reality. You may discover you’re either taking too much risk—or not enough—to meet your goals.
  • Coordinates accounts. A holistic plan can ensure your new IRA complements any other accounts like a current 401(k), brokerage, other IRAs, and health savings account (HSA)—so your whole financial picture works together.
  • Turns ideas into action. A plan can help you set up your investment mix and help keep your progress on track.

“The most frequently asked question I get from people who are saving for retirement is, 'Am I on track?'” says Davin. “Followed by, 'What can I do about it? Can I save more, invest better?' Those are the things we talk through and then through the planning process, we can see the impact of pulling the levers that are available—what you need to do to reach your goals in other words.”

Once you know where you stand relative to your goals, it’s easier to see the path that can help get you there. “Personal finance is more personal than finance—it’s an art and a science. The science shows if you’re on track; the art is what you’re actually willing to do,” Davin says.

Finish the job: Your post-rollover checklist

  1. Verify the money arrived and is ready to trade

    Confirm that your rollover has arrived and the money is ready to trade.

  2. Choose your path—DIY or do it for me
  3. Choose the investment mix you can live with. The right investment mix balances growth needs with the ability to stay invested through volatility. Read Fidelity Viewpoints: How to start investing
  4. Automate contributions (if applicable) and investing. Automation can help turn your plans into ongoing discipline.
  5. Schedule a future check-in. Life changes and markets move—revisit risk, savings rate, and progress against your targets.

Tactical tips that can help your rollover

  • Choose a direct rollover. Ask your plan administrator to send your distribution directly to your IRA provider or new plan to avoid mandatory withholding and reduce paperwork and risk. Read about your options and their deadlines for an account with a former employer, like a 401(k): Considerations for an old 401(k)
  • Know the 60-day rule. If you receive a check from your account personally (an “indirect” rollover), you must deposit the money into a qualified account within 60 days or the IRS treats it as a taxable distribution (and you may be penalized if you’re under 59½).
  • Make sure your investment strategy fits your goals. Your 401(k) menu was likely curated and limited; an IRA can open the door to thousands of options. That flexibility is powerful—but it can feel overwhelming. You may not need to start over from the very beginning—if you previously had a target date fund, that may still make sense with other choices you might select within your IRA. Or consider looking at the way your former plan was invested and explore ways to recreate that if it makes sense.

Cash comes with its own risks

Cash can feel safe, but it may not be an appropriate long-term strategy. Without growth potential, you may fall short of the retirement you envision. Historically, diversified portfolios that include stocks, bonds, and other types of investments have delivered higher returns than cash over time. While past performance doesn’t guarantee future results, investing gives your money the potential to grow and keep pace with inflation.

If you're not comfortable investing all of your investment portfolio, consider a compromise: keeping an adequate cash buffer (for emergencies and short-term spending), and investing your retirement balances according to plan. Read Fidelity Viewpoints: How much to save for emergencies

Bring in a pro (especially if you’re stuck)

If you don’t have the time, interest, experience, or knowledge to select and monitor investments—consider working with a financial professional. They’ll help you:

  • Translate goals into a spending and investment plan.
  • Coordinate accounts (old 401(k)s, new IRAs, taxable accounts) so your full financial picture works together.
  • Choose an investment mix you can stick with through market cycles.
  • Set up automatic investing and rebalancing so your investments are positioned for future growth potential.

“It’s like cooking: You may experiment on a Tuesday, but you don’t experiment on Thanksgiving. Investing for retirement is similar, it’s high stakes and there is less room for mistakes,” Davin says.

“Some people have no business in the kitchen—and that’s fine. The important thing is that the meal gets made,” he says.

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This information is intended to be educational and is not tailored to the investment needs of any specific investor. 1. “Out of sight, out of market: The IRA cash drag,” 09/05/2024, Vanguard.com, https://corporate.vanguard.com/content/corporatesite/us/en/corp/articles/out-sight-out-market-ira-cash-drag.html Be sure to consider all your available options and the applicable fees and features of each before moving your retirement assets. Views expressed are as of the date indicated, based on the information available at that time, and may change based on market or other conditions. Unless otherwise noted, the opinions provided are those of the speaker or author and not necessarily those of Fidelity Investments or its affiliates. Fidelity does not assume any duty to update any of the information. Keep in mind that investing involves risk. The value of your investment will fluctuate over time, and you may gain or lose money. Fidelity does not provide legal or tax advice. The information herein is general and educational in nature and should not be considered legal or tax advice. Tax laws and regulations are complex and subject to change, which can materially impact investment results. Fidelity cannot guarantee that the information herein is accurate, complete, or timely. Fidelity makes no warranties with regard to such information or results obtained by its use, and disclaims any liability arising out of your use of, or any tax position taken in reliance on, such information. Consult an attorney or tax professional regarding your specific situation.

The CERTIFIED FINANCIAL PLANNER® certification, which is also referred to as a CFP® certification, is offered by the Certified Financial Planner Board of Standards Inc. ("CFP Board"). To obtain the CFP® certification, candidates must pass the comprehensive CFP® Certification examination, pass the CFP® Board's fitness standards for candidates and registrants, agree to abide by the CFP Board's Code of Ethics and Professional Responsibility, and have at least 3 years of qualifying work experience, among other requirements. The CFP Board owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER® in the U.S.

IMPORTANT: The projections or other information generated by the Planning & Guidance Center's Retirement Analysis regarding the likelihood of various investment outcomes are hypothetical in nature, do not reflect actual investment results, and are not guarantees of future results. Your results may vary with each use and over time.

​If elected, the cash balance in the FDIC insured deposit sweep program is swept into an FDIC-Insured interest-bearing account at one or more program banks and, under certain circumstances, a Money Market mutual fund (the "Money Market Overflow"). Deposits held at the program bank(s) are eligible for FDIC Insurance, subject to FDIC insurance coverage limits. Balances that are swept to the Money Market Overflow are not eligible for FDIC insurance but are eligible for SIPC coverage under SIPC rules. All assets of the account holder at the depository institution will generally be counted toward the aggregate limit. For more information on FDIC insurance coverage, please visit www.FDIC.gov. Customers are responsible for monitoring their total assets at each of the Program Banks to determine the extent of available FDIC insurance coverage in accordance with FDIC rules. Deposits held at Program Banks are not covered by SIPC. For additional information please see the Fidelity FDIC Disclosure Documents: FCMA FDIC-Insured Deposit Sweep Program Disclosures, IRA and HSA FDIC-Insured Deposit Sweep Program Disclosures.

You could lose money by investing in a money market fund. An investment in a money market fund is not a bank account and is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Before investing, always read a money market fund’s prospectus for policies specific to that fund.

Target Date Funds are an asset mix of stocks, bonds and other investments that automatically becomes more conservative as the fund approaches its target retirement date and beyond. Principal invested is not guaranteed.

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Index definitions The S&P 500® Index is a market capitalization-weighted index of 500 common stocks chosen for market size, liquidity, and industry group representation to represent US equity performance. The Bloomberg Barclays US Aggregate Bond Index is a broad-based flagship benchmark that measures the investment grade, US dollar-denominated, fixed-rate taxable bond market. The index includes Treasuries, government-related and corporate securities, mortgage-back securities (agency fixed-rate pass-throughs), asset-backed securities and collateralized mortgage-backed securities (agency and non-agency).

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