Fidelity Brokerage Services SEC Rule 606 Reports

Under SEC Rule 606, broker-dealers that route equity and option orders on behalf of customers are required to prepare quarterly reports that disclose specific information about their order routing practices for non-directed1 orders in NMS stocks and option contracts in NMS securities. The reports are made available to the public free of charge for each calendar quarter and published no later than one month after the end of the quarter.


FBS Quarterly Reports

2020 2021 2022
Q1 PDF Q1 PDF Q1 PDF
Q1 XML Q1 XML Q1 XML
Q2 PDF Q2 PDF Q2 PDF
Q2 XML Q2 XML Q2 XML
Q3 PDF Q3 PDF Q3 PDF
Q3 XML Q3 XML Q3 XML
Q4 PDF Q4 PDF
Q4 XML Q4 XML

Through a Fidelity representative, customers can request details on NMS stock and option non-directed orders in NMS securities including the identity of the venue and the time of execution per customer request for the prior six months.