All New Issue Offerings

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2018 Offering Pricing Date Price Symbol Deal Type Lead Manager Access Bookrunner
360 Finance 12/13/2018 $16.50 QFIN IPO Citigroup, Haitong International, Lighthouse Capital Citigroup
MOGU Incorporated 12/06/2018 $14.00 MOGU IPO Credit Suisse, Morgan Stanley Credit Suisse
Laureate Education 11/15/2018 $14.00 LAUR ADD-ON Credit Suisse, Barclays, BMO Capital Markets, Macquarie Capital Credit Suisse
Bain Capital Specialty Finance 11/14/2018 $20.25 BCSF IPO BofA Merill Lynch, Goldman Sachs, Morgan Stanley, Citigroup Credit Suisse
Consolidated Edison 11/14/2018 $77.00 ED ADD-ON Citibank, Barclays, JP Morgan KeyBanc Capital Markets
Ceridian HCM Holding 11/13/2018 $36.00 CDAY ADD-ON Goldman Sachs, JP Morgan Cantor Fitzgerald
Sarepta Therapeutics 11/08/2018 $131.00 SRPT ADD-ON Goldman Sachs, JP Morgan, Credit Suisse Credit Suisse
Axonics Modulation Technologies 10/30/2018 $15.00 AXNX IPO BofA Merill Lynch, Morgan Stanley SunTrust Robinson Humphrey
StoneCo 10/25/2018 $24.00 STNE IPO Goldman Sachs, JP Morgan, Citigroup Credit Suisse
YETI Holdings 10/24/2018 $18.00 YETI IPO BofA Merill Lynch, Morgan Stanley, Jefferies KeyBanc Capital Markets
Proteostasis Therapeutics 10/23/2018 $6.75 PTI ADD-ON Leerink Partners, Piper Jaffray, Cantor Fitzgerald Cantor Fitzgerald
Krystal Biotech 10/18/2018 $20.00 KRYS ADD-ON Cowen and Company, William Blair, Cantor Fitzgerald Cantor Fitzgerald
Niu Technologies 10/18/2018 $9.00 NIU IPO Credit Suisse, Citigroup Credit Suisse
SolarWinds 10/18/2018 $15.00 SWI IPO Goldman Sachs, JP Morgan, Morgan Stanley, Credit Suisse Credit Suisse
Studio City International 10/17/2018 $12.50 MSC IPO Deutsche Bank, Credit Suisse, Morgan Stanley Credit Suisse
CPI Aerostructures 10/16/2018 $6.25 CVU ADD-ON Canaccord Genuity Canaccord Genuity
Anaplan 10/11/2018 $17.00 PLAN IPO Goldman Sachs, Morgan Stanley SunTrust Robinson Humphrey
Livent 10/10/2018 $17.00 LTHM IPO BofA Merill Lynch, Goldman Sachs, Credit Suisse Credit Suisse
Conagra Brands 10/09/2018 $35.25 CAG ADD-ON Goldman Sachs, BofA Merill Lynch, JP Morgan, Mizuho Securities SunTrust Robinson Humphrey
Azure Power Global 10/04/2018 $12.50 AZRE ADD-ON Credit Suisse, Barclays, HSBC Credit Suisse
Aldeyra Therapeutics 09/27/2018 $13.75 ALDX ADD-ON Citigroup, Cantor Fitzgerald Cantor Fitzgerald
CooTek 09/27/2018 $12.00 CTK IPO Credit Suisse, BofA Merill Lynch, Citigroup Credit Suisse
Rosehill Resources 09/27/2018 $6.10 ROSE ADD-ON Citigroup, SunTrust Robinson Humphrey, JP Morgan SunTrust Robinson Humphrey
Ra Medical Systems 09/26/2018 $17.00 RMED IPO Piper Jaffray, Cantor Fitzgerald Cantor Fitzgerald
AnaptysBio 09/25/2018 $94.46 ANAB ADD-ON Credit Suisse, JP Morgan, Jefferies Credit Suisse
Ashford 09/25/2018 $74.50 AINC ADD-ON UBS, RBC Capital Markets, Janney Montgomery Scott UBS
Centerpoint Energy 09/25/2018 $27.25 CNP ADD-ON Morgan Stanley, Goldman Sachs, Citigroup, Wells Fargo Credit Suisse
Entasis Therapeutics Holdings 09/25/2018 $15.00 ETTX IPO Credit Suisse, BMO Capital Markets Credit Suisse
SurveyMonkey 09/25/2018 $12.00 SVMK IPO JP Morgan, Allen & Company LLC, BofA Merill Lynch, Credit Suisse, UBS, Wells Fargo Credit Suisse
Farfetch 09/20/2018 $20.00 FTCH IPO Goldman Sachs, JP Morgan, Allen & Company LLC, UBS Credit Suisse
Skyline Champion Corporation 09/20/2018 $29.25 SKY ADD-ON Credit Suisse, RBC Capital Markets, Jefferies Credit Suisse
Viking Therapeutics 09/20/2018 $18.50 VKTX ADD-ON William Blair SunTrust Robinson Humphrey
Elanco Animal Health 09/19/2018 $24.00 ELAN IPO Goldman Sachs, JP Morgan, Morgan Stanley Credit Suisse
Eventbrite 09/19/2018 $23.00 EB IPO Goldman Sachs, JP Morgan, Allen & Company LLC, RBC Capital Markets Credit Suisse
Foamix Pharmaceuticals 09/13/2018 $6.00 FOMX ADD-ON BofA Merill Lynch, Cowen and Company, Barclays Cantor Fitzgerald
NN, Inc. 09/13/2018 $16.00 NNBR ADD-ON JP Morgan, Baird, KeyBanc Capital Markets, SunTrust Robinson Humphrey KeyBanc Capital Markets
PGT Innovations 09/13/2018 $23.00 PGTI ADD-ON SunTrust Robinson Humphrey, JP Morgan, KeyBanc Capital Markets, Jefferies, Wells Fargo, Deutsche Bank SunTrust Robinson Humphrey
NIO, Inc. 09/12/2018 $6.26 NIO IPO Morgan Stanley, Goldman Sachs, JP Morgan, BofA Merill Lynch Credit Suisse
SailPoint Technologies Holdings 08/15/2018 $28.25 SAIL ADD-ON Morgan Stanley, Goldman Sachs, Citigroup KeyBanc Capital Markets
Aridis Pharmaceuticals 08/13/2018 $13.00 ARDS IPO Cantor Fitzgerald Cantor Fitzgerald
First Data 08/13/2018 $23.75 FDC ADD-ON Citigroup, BofA Merill Lynch, PNC, Wells Fargo, Deutsche Bank, KKR Citigroup
Central Garden & Pet 08/08/2018 $37.00 CENTA ADD-ON BofA Merill Lynch, JP Morgan KeyBanc Capital Markets
GrafTech International 08/08/2018 $20.00 EAF ADD-ON JP Morgan, Credit Suisse Credit Suisse
PlayAGS 08/08/2018 $29.25 AGS ADD-ON Credit Suisse, Deutsche Bank, Jefferies, Macquarie Capital Credit Suisse
WellCare Health Plans 08/07/2018 $265.00 WCG ADD-ON SunTrust Robinson Humphrey, JP Morgan, Goldman Sachs, Wells Fargo SunTrust Robinson Humphrey
Arlo Technologies 08/02/2018 $16.00 ARLO IPO BofA Merill Lynch, Deutsche Bank, Guggenheim Securities Guggenheim Securities
Skyline Champion Corporation 08/02/2018 $22.00 SKY ADD-ON Credit Suisse, RBC Capital Markets, Jefferies Credit Suisse
Cushman & Wakefield 08/01/2018 $17.00 CWK IPO Morgan Stanley, JP Morgan, Goldman Sachs, UBS Credit Suisse
Sonos 08/01/2018 $15.00 SONO IPO Morgan Stanley, Goldman Sachs, Allen & Company LLC KKR
TherapeuticsMD 08/01/2018 $5.10 TXMD ADD-ON Goldman Sachs, Cantor Fitzgerald Cantor Fitzgerald
Endava 07/26/2018 $20.00 DAVA IPO Morgan Stanley, Citigroup, Credit Suisse, Deutsche Bank Credit Suisse
Aurora Mobile 07/25/2018 $8.50 JG IPO Goldman Sachs, Credit Suisse, Deutsche Bank Credit Suisse
Focus Financial Partners 07/25/2018 $33.00 FOCS IPO Goldman Sachs, BofA Merill Lynch, KKR KKR
National Vision Holdings 07/25/2018 $39.75 EYE ADD-ON BofA Merill Lunch, Citigroup, Goldman Sachs, Jefferies, KKR KKR
Pinduoduo 07/25/2018 $19.00 PDD IPO Credit Suisse, Goldman Sachs, CICC Credit Suisse
WillScot 07/25/2018 $16.00 WSC ADD-ON Barclays, Deutsche Bank, Morgan Stanley, BofA Merill Lynch Credit Suisse
Bloom Energy 07/24/2018 $15.00 BE IPO JP Morgan, Morgan Stanley Credit Suisse
Materialise 07/23/2018 $13.00 MTLS ADD-ON Piper Jaffray KeyBanc Capital Markets
Evolus 07/18/2018 $20.00 EOLS ADD-ON Cantor Fitzgerald, Mizuho Securities Cantor Fitzgerald
Cactus 07/11/2018 $33.25 WHD ADD-ON Citigroup, Credit Suisse Credit Suisse
Domo 06/28/2018 $21.00 DOMO IPO Morgan Stanley, Allen & Company LLC, Credit Suisse, UBS Credit Suisse
BrightView 06/27/2018 $22.00 BV IPO Goldman Sachs, JP Morgan, KKR, UBS KKR
Forty Seven 06/27/2018 $16.00 FTSV IPO Morgan Stanley, Credit Suisse Credit Suisse
Green Brick Partners 06/21/2018 $9.50 GRBK ADD-ON Citigroup, Credit Suisse, JP Morgan Credit Suisse
Essential Properties Realty Trust 06/20/2018 $14.00 EPRT IPO Goldman Sachs, Citigroup, BofA Merill Lynch, Credit Suisse Credit Suisse
i3 Verticals 06/20/2018 $13.00 IIIV IPO Cowen and Company, Raymond James, KeyBanc Capital Markets KeyBanc Capital Markets
Galmed Pharmaceuticals 06/19/2018 $15.00 GLMD ADD-ON Stifel, SunTrust Robinson Humphrey, Cantor Fitzgerald Cantor Fitzgerald
ObsEva 06/19/2018 $15.39 OBSV ADD-ON JP Morgan, Credit Suisse, Jefferies Credit Suisse
CIRCOR International 06/12/2018 $44.25 CIR ADD-ON Citigroup, Deutsche Bank KeyBanc Capital Markets
OptiNose 06/06/2018 $22.25 OPTN ADD-ON Jefferies, Piper Jaffray, BMO Capital Markets, RBC Capital Markets Cantor Fitzgerald
Vericel Corporation 05/31/2018 $13.00 VCEL ADD-ON Leerink Partners, BTIG Leerink Partners
T2 Biosystems 05/30/2018 $7.50 TTOO ADD-ON Leerink Partners Leerink Partners
Iterum Therapeutics 05/24/2018 $13.00 ITRM IPO Leerink Partners, RBC Capital Markets Leerink Partners
GreenSky 05/24/2018 $23.00 GSKY IPO Goldman Sachs, JP Morgan, Morgan Stanley Credit Suisse
Melinta Therapeutics 05/23/2018 $5.00 MLNT ADD-ON JP Morgan, Jefferies Cantor Fitzgerald
RealPage 05/23/2018 $57.00 RP ADD-ON Morgan Stanley, JP Morgan, Wells Fargo, RBC Capital Markets KeyBanc Capital Markets
SailPoint Technologies Holdings 05/23/2018 $22.50 SAIL ADD-ON Morgan Stanley, Goldman Sachs, Citigroup KeyBanc Capital Markets
2U 05/22/2018 $90.00 TWOU ADD-ON Goldman Sachs, Credit Suisse Credit Suisse
Evo Payments 05/22/2018 $16.00 EVOP IPO JP Morgan, BofA Merill Lynch, Citigroup, Deutsche Bank, SunTrust Robinson Humphrey SunTrust Robinson Humphrey
International Game Technology 05/22/2018 $28.25 IGT ADD-ON Credit Suisse Credit Suisse
MyoKardia 05/22/2018 $49.00 MYOK ADD-ON JP Morgan, BofA Merill Lynch, Credit Suisse, Wells Fargo Credit Suisse
Myers Industries 05/18/2018 $18.50 MYE ADD-ON JP Morgan, Baird KeyBanc Capital Markets
Curo Group Holdings 05/16/2018 $23.00 CURO ADD-ON Credit Suisse, Jefferies, Stephens Credit Suisse
Huya 05/10/2018 $12.00 HUYA IPO Credit Suisse, Goldman Sachs, UBS Credit Suisse
Weight Watchers International 05/10/2018 $69.00 WTW ADD-ON Goldman Sachs, Morgan Stanley, UBS Goldman Sachs
AXA Equitable Holdings 05/09/2018 $20.00 EQH IPO Morgan Stanley, JP Morgan, Barclays, Citigroup Credit Suisse
PlayAGS 05/09/2018 $21.50 AGS ADD-ON Credit Suisse, Deutsche Bank Credit Suisse
InflaRx 05/03/2018 $34.00 IFRX ADD-ON JP Morgan, Leerink Partners, BMO Capital Markets SunTrust Robinson Humphrey
Gardner Denver Holdings 05/02/2018 $31.00 GDI ADD-ON Goldman Sachs, Citigroup, KKR KKR
Centene Corporation 05/01/2018 $107.50 CNC ADD-ON Barclays, Citigroup, Wells Fargo, Evercore, SunTrust Robinson Humphrey SunTrust Robinson Humphrey
PermRock Royalty Trust 05/01/2018 $17.00 PRT IPO Wells Fargo, Goldman Sachs, UBS UBS
Ceridian HCM Holding 04/26/2018 $22.00 CDAY IPO Goldman Sachs, JP Morgan Credit Suisse
Eloxx Pharmaceuticals 04/25/2018 $9.75 ELOX ADD-ON Citigroup, Piper Jaffray Citigroup
Pivotal Software 04/19/2018 $15.00 PVTL IPO Morgan Stanley, Goldman Sachs, Citigroup Credit Suisse
GrafTech International 04/18/2018 $15.00 EAF IPO JP Morgan, Credit Suisse Credit Suisse
Exela Technologies 04/11/2018 $5.00 XELA ADD-ON Morgan Stanley, RBC Capital Markets Cantor Fitzgerald
Hilton Worldwide Holdings 04/10/2018 $73.00 HLT ADD-ON Goldman Sachs, JP Morgan, Deutsche Bank Credit Suisse
SS&C Technologies 04/03/2018 $47.50 SSNC ADD-ON Credit Suisse, Morgan Stanley Credit Suisse
IQIYI 03/28/2018 $18.00 IQ IPO Goldman Sachs, Credit Suisse, BofA Merill Lynch Credit Suisse
PTC Therapeutics 03/28/2018 $27.04 PTCT ADD-ON Credit Suisse, Citigroup, RBC Capital Markets Credit Suisse
General Mills 03/27/2018 $44.00 GIS ADD-ON Goldman Sachs, BofA Merill Lynch Credit Suisse
Sunlands Online Education 03/22/2018 $11.50 STG IPO JP Morgan, Credit Suisse, RBC Capital Markets Credit Suisse
Arena Pharmaceuticals 03/21/2018 $41.50 ARNA ADD-ON Citigroup, Leerink Partners Credit Suisse
Cision 03/20/2018 $10.75 CISN ADD-ON JP Morgan, Deutsche Bank Credit Suisse
ForeScout Technologies 03/20/2018 $29.00 FSCT ADD-ON Morgan Stanley, JP Morgan, Citigroup KeyBanc Capital Markets
Xencor 03/20/2018 $31.00 XNCR ADD-ON Leerink Partners, Piper Jaffray Leerink Partners
Zscaler 03/15/2018 $16.00 ZS IPO Morgan Stanley, Goldman Sachs Credit Suisse
Evoqua Water Technologies 03/14/2018 $22.00 AQUA ADD-ON JP Morgan, Credit Suisse, RBC Capital Markets Credit Suisse
Hilton Grand Vacations 03/14/2018 $46.25 HGV ADD-ON BofA Merill Lynch, JP Morgan Credit Suisse
National Vision Holdings 03/14/2018 $33.00 EYE ADD-ON BofA Merill Lynch, Citigroup, Goldman Sachs, Jefferies, KKR KKR
Emerald Expositions Events 03/08/2018 $18.50 EEX ADD-ON BofA Merill Lynch, Goldman Sachs, Barclays, RBC Capital Markets, Credit Suisse, Citigroup Credit Suisse
Ares Management 03/07/2018 $22.00 ARES ADD-ON Wells Fargo, Morgan Stanley, Credit Suisse Credit Suisse
Park Hotels & Resorts 03/06/2018 $25.75 PK ADD-ON Barclays, JP Morgan Credit Suisse
NMI Holdings 02/27/2018 $19.75 NMIH ADD-ON JP Morgan, Deutsche Bank, RBC Capital Markets SunTrust Robinson Humphrey
Aimmune Therapeutics 02/21/2018 $32.00 AIMT ADD-ON BofA Merill Lynch, Cantor Fitzgerald, Piper Jaffray, Credit Suisse, RBC Capital Markets Credit Suisse
Ascendis Pharma 02/21/2018 $57.00 ASND ADD-ON JP Morgan, BofA Merill Lynch, Credit Suisse Credit Suisse
Cardlytics 02/08/2018 $13.00 CDLX IPO BofA Merill Lynch, JP Morgan KeyBanc Capital Markets
Cactus 02/07/2018 $19.00 WHD IPO Citigroup, Credit Suisse Credit Suisse
Evolus 02/07/2018 $12.00 EOLS IPO Cantor Fitzgerald, Mizuho Securities Cantor Fitzgerald
Huami Corporation 02/07/2018 $11.00 HMI IPO Credit Suisse, Citigroup, China Renaissance Credit Suisse
FTS International 02/01/2018 $18.00 FTSI IPO Credit Suisse, Morgan Stanley Credit Suisse
Sun Hydraulics 02/01/2018 $57.50 SNHY ADD-ON Morgan Stanley KeyBanc Capital Markets
Hudson Ltd 01/31/2018 $19.00 HUD IPO Credit Suisse, Morgan Stanley, UBS Credit Suisse
VICI Properties 01/31/2018 $20.00 VICI IPO Morgan Stanley, Goldman Sachs, BofA Merill Lynch Credit Suisse
PlayAGS 01/25/2018 $16.00 AGS IPO Credit Suisse, Deutsche Bank Credit Suisse
Rapid7 01/25/2018 $22.00 RPD ADD-ON Barclays, RBC Capital Markets KeyBanc Capital Markets
Strongbridge Biopharma 01/25/2018 $6.75 SBBP ADD-ON Cantor Fitzgerald Cantor Fitzgerald
Gates Industrial 01/24/2018 $19.00 GTES IPO Citigroup, Morgan Stanley, UBS Credit Suisse
PagSeguro Digital 01/23/2018 $21.50 PAGS IPO Goldman Sachs, Morgan Stanley, BofA Merill Lynch, Deutsche Bank, Credit Suisse, JP Morgan, Itau BBA, BBI Credit Suisse
ADT 01/18/2018 $14.00 ADT IPO Morgan Stanley, Goldman Sachs Credit Suisse
Nine Energy Service 01/18/2018 $23.00 NINE IPO JP Morgan, Goldman Sachs, Wells Fargo Credit Suisse
Industrial Logistics Properties 01/11/2018 $24.00 ILPT IPO UBS, Citigroup, RBC Capital Markets, BofA Merill Lynch, Morgan Stanley, Wells Fargo UBS

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2017 Offering Pricing Date Price Symbol Deal Type Lead Manager Access Bookrunner
CURO Group Holdings 12/06/2017 $14.00 CURO IPO Credit Suisse, Jefferies, Stephens Credit Suisse
Medpace Holdings 11/30/2017 $31.50 MEDP ADD-ON Jefferies, Credit Suisse Credit Suisse
Venator Materials 11/29/2017 $22.50 VNTR ADD-ON BofA Merill Lynch, Citigroup, Goldman Sachs, JP Morgan SunTrust Robinson Humphrey
Bluegreen Vacations 11/16/2017 $14.00 BXG IPO Stifel, Credit Suisse Credit Suisse
Presidio 11/16/2017 $14.25 PSDO ADD-ON JP Morgan, Citigroup, RBC Capital Markets Credit Suisse
Sterling Bancorp 11/16/2017 $12.00 SBT IPO Sandler O'Neill + Partners Sandler O'Neill + Partners
Everbridge 11/15/2017 $26.97 EVBG ADD-ON BofA Merill Lynch, Credit Suisse Credit Suisse
Floor & Decor Holdings 11/15/2017 $36.00 FND ADD-ON BofA Merill Lynch, Barclays, Credit Suisse, UBS Credit Suisse
Gardner Denver Holdings 11/15/2017 $27.25 GDI ADD-ON Goldman Sachs, Citigroup, KKR KKR
JELD-WEN Holding 11/15/2017 $33.75 JELD ADD-ON Barclays, Citigroup, Credit Suisse, JP Morgan Credit Suisse
Alnylam Pharmaceuticals 11/13/2017 $125.00 ALNY ADD-ON Goldman Sachs, JP Morgan, Barclays Credit Suisse
ATENTO 11/09/2017 $9.00 ATTO ADD-ON Morgan Stanley, Credit Suisse, Itau BBA Credit Suisse
PPDAI GROUP 11/09/2017 $13.00 PPDF IPO Credit Suisse, Citigroup Credit Suisse
Solaris Oilfield Infrastructure 11/09/2017 $15.75 SOI IPO Credit Suisse, Goldman Sachs Credit Suisse
Sogou 11/08/2017 $13.00 SOGO IPO JP Morgan, Credit Suisse, Goldman Sachs, CICC Credit Suisse
Allena Pharmaceuticals 11/01/2017 $14.00 ALNA IPO Credit Suisse, Jefferies, Cowen and Company Credit Suisse
Evoqua Water Technologies 11/01/2017 $18.00 AQUA IPO Credit Suisse, JP Morgan, RBC Capital Markets Credit Suisse
Intellia Therapeutics 11/01/2017 $24.00 NTLA IPO Credit Suisse, Jefferies, Leerink Partners Credit Suisse
Constellium 10/31/2017 $11.00 CSTM ADD-ON Credit Suisse, Deutsche Bank Credit Suisse
Merchants Bancorp 10/26/2017 $16.00 MBIN IPO Sandler O'Neill + Partners, Stephens, Raymond James, SunTrust Robinson Humphrey SunTrust Robinson Humphrey
NEXA RESOURCES 10/26/2017 $16.00 NEXA IPO JP Morgan, BMO Capital Markets, Morgan Stanley, Credit Suisse Credit Suisse
BP Midstream Partners LP 10/25/2017 $18.00 BPMP IPO Citigroup, Goldman Sachs, Morgan Stanley Credit Suisse
Camping World Holdings 10/25/2017 $40.50 CWH ADD-ON Goldman Sachs, JP Morgan Credit Suisse
National Vision Holdings 10/25/2017 $22.00 EYE IPO BofA Merill Lynch, Goldman Sachs, Citigroup, KKR KKR
Ignyta 10/19/2017 $16.00 RXDX ADD-ON JP Morgan, Jefferies Cantor Fitzgerald
RISE Education Cayman Ltd 10/19/2017 $14.50 REDU IPO Morgan Stanley, Credit Suiise Credit Suisse
Sea Limited 10/19/2017 $15.00 SE IPO Goldman Sachs, Morgan Stanley, Credit Suisse Credit Suisse
KMG Chemicals 10/18/2017 $54.00 KMG ADD-ON Goldman Sachs, KeyBanc Capital Markets KeyBanc Capital Markets
Qudian 10/17/2017 $24.00 QD IPO Morgan Stanley, Credit Suisse, Citigroup, CICC Credit Suisse
AnaptysBio 10/12/2017 $68.50 ANAB ADD-ON Credit Suisse, Jefferies, Stifel Credit Suisse
REV Group 10/12/2017 $27.25 REVG ADD-ON Goldman Sachs, Morgan Stanley, Baird, Credit Suisse Credit Suisse
Switch 10/05/2017 $17.00 SWCH IPO Goldman Sachs, JP Morgan, BMO Capital Markets, Wells Fargo Credit Suisse
CoStar Group 09/28/2017 $260.00 CSGP ADD-ON JP Morgan, Goldman Sachs, Citigroup, BofA Merill Lynch, SunTrust Robinson Humphrey, Wells Fargo SunTrust Robinson Humphrey
PQ Group Holdings 09/28/2017 $17.50 PQG IPO Morgan Stanley, Goldman Sachs, Citigroup, Credit Suisse Credit Suisse
Intra-Cellular Therapies 09/27/2017 $15.50 ITCI ADD-ON JP Morgan, Leerink Partners Cantor Fitzgerald
RYB Education 09/26/2017 $18.50 RYB IPO Credit Suisse, Morgan Stanley Credit Suisse
Beacon Roofing Supply 09/20/2017 $47.50 BECN ADD-ON Citigroup, Wells Fargo Citigroup
Oasis Midstream Partners 09/20/2017 $17.00 OMP IPO Morgan Stanley, Citigroup, Wells Fargo Credit Suisse
BEST 09/19/2017 $10.00 BSTI IPO Citigroup, Credit Suisse, Goldman Sachs, JP Morgan, Deutsche Bank Credit Suisse
Nabriva Therapeutics 09/19/2017 $8.50 NBRV ADD-ON Morgan Stanley, BofA Merill Lynch Morgan Stanley
Tremont Mortgage Trust 09/14/2017 $20.00 TRMT IPO UBS, Citigroup, RBC Capital Markets UBS
FIRST DATA 09/13/2017 $17.75 FDC ADD-ON BofA Merrill Lynch, Citigroup, KKR KKR
2U 09/06/2017 $49.00 TWOU ADD-ON Goldman Sachs, Credit Suisse Credit Suisse
Independence Realty Trust 09/06/2017 $9.25 IRT ADD-ON Citigroup Citigroup
YY 08/15/2017 $70.00 YY ADD-ON Credit Suisse, Goldman Sachs, China Renaissance Credit Suisse
Ranger Energy Services 08/10/2017 $14.50 RNGR IPO Credit Suisse, Simmons, Wells Fargo Credit Suisse
YogaWorks 08/10/2017 $5.50 YOGA IPO Cowen and Company, Stephens, Guggenheim Securities Cowen and Company
Dynavax Technologies 08/09/2017 $15.00 DVAX ADD-ON Cowen and Company, RBC Capital Markets, William Blair SunTrust Robinson Humphrey
Evolent Health 08/08/2017 $19.85 EVH ADD-ON JP Morgan, Goldman Sachs SunTrust Robinson Humphrey
McCormick & Company 08/08/2017 $90.50 MKC ADD-ON BofA Merrill Lynch, Credit Suisse Credit Suisse
Venator Materials 08/02/2017 $20.00 VNTR IPO Citigroup, Goldman Sachs, BofA Merrill Lynch, JP Morgan SunTrust Robinson Humphrey
Tetraphase Pharmaceuticals 07/27/2017 $6.50 TTPH ADD-ON Piper Jaffray, BMO Capital Markets, Stifel SunTrust Robinson Humphrey
Sarepta Therapeutics 07/24/2017 $42.50 SRPT ADD-ON Goldman Sachs, JP Morgan, Credit Suisse Credit Suisse
Community Healthcare Trust 07/20/2017 $23.45 CHCT ADD-ON Sandler O'Neill + Partners, Evercore, SunTrust Robinson Humphrey SunTrust Robinson Humphrey
Crown Castle International 07/20/2017 $96.00 CCI ADD-ON Morgan Stanley, BofA Merrill Lynch, JP Morgan Morgan Stanley
Floor & Decor Holdings 07/19/2017 $40.00 FND ADD-ON BofA Merrill Lynch, Barclays, Credit Suisse, UBS Credit Suisse
Inovio Pharmaceuticals 07/19/2017 $6.00 INO ADD-ON Citigroup Citigroup
USA Technologies 07/19/2017 $4.50 USAT ADD-ON William Blair William Blair
XPO LOGISTICS 07/19/2017 $60.50 XPO ADD-ON Morgan Stanley, JP Morgan Morgan Stanley
CymaBay Therapeutics 07/18/2017 $6.50 CBAY ADD-ON Leerink Partners, Piper Jaffray, Cantor Fitzgerald Cantor Fitzgerald
BBVA Banco Frances 07/18/2017 $15.85 BFR ADD-ON Morgan Stanley, Citigroup Credit Suisse
Arena Pharmaceuticals 07/12/2017 $24.00 ARNA ADD-ON Citigroup, Leerink Partners, Cantor Fitzgerald, UBS Cantor Fitzgerald
Minerva Neurosciences 06/28/2017 $7.75 NERV ADD-ON Citigroup, Jefferies Citigroup
Government Properties Income Trust 06/28/2017 $18.50 GOV ADD-ON Citigroup, BofA Merrill Lynch, Morgan Stanley, UBS Citigroup
Blue Apron 06/28/2017 $10.00 APRN IPO Goldman Sachs, Morgan Stanley, Citigroup, Barclays SunTrust Robinson Humphrey
Canada Goose Holdings 06/27/2017 $20.75 GOOS ADD-ON CIBC, Credit Suisse, Goldman Sachs, RBC Capital Markets Credit Suisse
Boston Omaha 06/15/2017 $13.00 BOMN ADD-ON Cowen and Company Cowen and Company
Athenex 06/13/2017 $11.00 ATNX IPO Credit Suisse, Deutsche Bank, JP Morgan Credit Suisse
CalAtlantic Group 06/08/2017 $34.25 CAA ADD-ON Credit Suisse, JP Morgan Credit Suisse
Athene Holding 06/06/2017 $49.00 ATH ADD-ON Goldman Sachs, Barclays, Citigroup, Wells Fargo Credit Suisse
GMS 06/01/2017 $33.00 GMS ADD-ON Barclays, RBC Capital Markets, Credit Suisse Credit Suisse
WideOpenWest 05/24/2017 $17.00 WOW IPO UBS, Credit Suisse Credit Suisse
MINDBODY 05/24/2017 $27.95 MB ADD-ON JP Morgan, UBS, Jefferies, Credit Suisse Credit Suisse
JELD-WEN Holding 05/24/2017 $30.75 JELD ADD-ON Barclays, Citigroup Credit Suisse
Camping World Holdings 05/24/2017 $27.75 CWH ADD-ON Goldman Sachs, JP Morgan Credit Suisse
Shopify 05/18/2017 $91.00 SHOP ADD-ON Morgan Stanley, Credit Suisse Credit Suisse
Liberty Media Corp 05/18/2017 $31.00 FWONK ADD-ON Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch, Barclays, Credit Suisse Credit Suisse
Advanced Disposal Services 05/17/2017 $21.50 ADSW ADD-ON UBS, Deutsche Bank, Morgan Stanley Credit Suisse
Fogo De Chao 05/11/2017 $14.00 FOGO ADD-ON Jefferies, JP Morgan, Credit Suisse, Piper Jaffray, RBC Capital Markets, Wells Fargo, Deutsche Bank, Macquarie Capital Credit Suisse
Gardner Denver Holdings 05/11/2017 $20.00 GDI IPO Goldman Sachs, Citigroup, UBS, KKR Credit Suisse
Solaris Oilfield Infrastructure 05/11/2017 $12.00 SOI IPO Credit Suisse, Goldman Sachs Credit Suisse
US Foods Holding 05/11/2017 $28.25 USFD ADD-ON Goldman Sachs, Morgan Stanley, JP Morgan Credit Suisse
KKR Real Estate Finance Trust 05/04/2017 $20.50 KREF IPO Wells Fargo, Morgan Stanley, KKR KKR
Antero Midstream 05/03/2017 $23.50 AMGP IPO Morgan Stanley, Barclays, JP Morgan Credit Suisse
Milacron Holdings 05/03/2017 $17.20 MCRN ADD-ON Credit Suisse, Barclays, Baird Credit Suisse
Emerald Expositions Events 04/27/2017 $17.00 EEX IPO BofA Merrill Lynch, Barclays, Goldman Sachs Credit Suisse
China Rapid Finance 04/27/2017 $6.00 XRF IPO Morgan Stanley, Credit Suisse, Jefferies Credit Suisse
Zymeworks 04/27/2017 $13.00 ZYME IPO Citigroup, Barclays, Wells Fargo Canaccord Genuity
NCS Multistage Holdings 04/27/2017 $17.00 NCSM IPO Credit Suisse, Citigroup, Wells Fargo Credit Suisse
Verona Pharma 04/26/2017 $13.50 VRNA IPO Jefferies, Stifel SunTrust Robinson Humphrey
Floor & Decor Holdings 04/26/2017 $21.00 FND IPO BofA Merrill Lynch, Barclays, Credit Suisse, UBS Credit Suisse
Select Energy Services 04/20/2017 $14.00 WTTR IPO Credit Suisse, FBR, Wells Fargo Credit Suisse
Uniti Group 04/19/2017 $26.50 UNIT ADD-ON Citigroup, JP Morgan, RBC Capital Markets, Barclays, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley Credit Suisse
Warrior Met Coal 04/12/2017 $19.00 HCC IPO Credit Suisse, Citigroup, Morgan Stanley Credit Suisse
Hostess Brands 04/12/2017 $15.25 TWNK ADD-ON Credit Suisse, Morgan Stanley Credit Suisse
Banco Santander 04/05/2017 $8.09 BSBR ADD-ON BofA Merrill Lynch, Credit Suisse, Santander Credit Suisse
Everbridge 04/05/2017 $19.85 EVBG ADD-ON Credit Suisse, BofA Merrill Lynch Credit Suisse
Schneider National 04/05/2017 $19.00 SNDR IPO Morgan Stanley, UBS Credit Suisse
Athene Holding 03/28/2017 $48.50 ATH ADD-ON Goldman Sachs, Barclays, Citigroup, Wells Fargo Credit Suisse
Condor Hospitality Trust 03/23/2017 $10.50 CDOR ADD-ON KeyBanc Capital Markets, Baird, Janney Montgomery Scott KeyBanc Capital Markets
Cherry Hill Mortgage 03/23/2017 $16.50 CHMI ADD-ON Morgan Stanley, Barclays, Citigroup, UBS UBS
Bellicum Pharmaceuticals 03/23/2017 $12.00 BLCM ADD-ON Citigroup, Jefferies Citigroup
Keysight Technologies 03/22/2017 $35.00 KEYS ADD-ON Goldman Sachs, BofA Merrill Lynch, Citigroup, BNP Paribas Credit Suisse
LSC Communications 03/22/2017 $20.25 LKSD ADD-ON Citigroup, BofA Merrill Lynch, JP Morgan, Wells Fargo Citigroup
Valeritas Holdings 03/22/2017 $10.00 VLRX ADD-ON Cowen and Company, Wedbush PacGrow Cowen and Company
Tesla 03/16/2017 $262.00 TSLA ADD-ON Goldman Sachs, Deutsche Bank, Citigroup, Morgan Stanley Credit Suisse
ProPetro Holding 03/16/2017 $14.00 PUMP IPO Goldman Sachs, Barclays Credit Suisse
Canada Goose Holdings 03/15/2017 $12.78 GOOS IPO CIBC, Credit Suisse, Goldman Sachs, RBC Capital Markets Credit Suisse
Ardagh Group 03/14/2017 $19.00 ARD IPO Citigroup, Deutsche Bank, Goldman Sachs Credit Suisse
Presidio 03/09/2017 $14.00 PSDO IPO JP Morgan, Citigroup Credit Suisse
Cotiviti Holdings 03/07/2017 $36.00 COTV ADD-ON Credit Suisse, Barclays Credit Suisse
Snap 03/01/2017 $17.00 SNAP IPO Morgan Stanley, Goldman Sachs, JP Morgan, Deutsche Bank Credit Suisse
GMS 02/22/2017 $29.25 GMS ADD-ON Barclays, Credit Suisse, RBC Capital Markets Credit Suisse
Atkore International Group 02/16/2017 $25.00 ATKR ADD-ON Credit Suisse, Deutsche Bank, JP Morgan, UBS Credit Suisse
Clipper Realty 02/09/2017 $13.50 CLPR IPO FBR, Raymond James FBR
Ramaco Resources 02/02/2017 $13.50 METC IPO Credit Suisse, Jefferies, BMO Capital Markets Credit Suisse
Smart Sand 02/01/2017 $17.50 SND ADD-ON Credit Suisse, Goldman Sachs Credit Suisse
Taylor Morrison Home 01/31/2017 $19.00 TMHC ADD-ON JP Morgan, Citigroup, Credit Suisse Credit Suisse
Milacron Holdings 01/31/2017 $16.25 MCRN ADD-ON BofA Merrill Lynch, Barclays, JP Morgan Credit Suisse
Laureate Education 01/31/2017 $14.00 LAUR IPO Credit Suisse, Morgan Stanley, Barclays Credit Suisse
Invitation Homes 01/31/2017 $20.00 INVH IPO Deutsche Bank, JP Morgan Credit Suisse
First Hawaiian 01/31/2017 $32.00 FHB ADD-ON Goldman Sachs, BofA Merrill Lynch, JP Morgan, BNP Paribas Credit Suisse
New Residential Investments 01/30/2017 $15.00 NRZ ADD-ON Citigroup, Barclays, BofA Merrill Lynch, Credit Suisse Credit Suisse
Virtus Investment Partners 01/26/2017 $110.00 VRTS ADD-ON Barclays, Morgan Stanley, JP Morgan, BofA Merrill Lynch Credit Suisse
REV Group 01/26/2017 $22.00 REVG IPO Goldman Sachs, Morgan Stanley, Baird Credit Suisse
Jeld-Wen Holding 01/26/2017 $23.00 JELD IPO Barclays, Citigroup, Credit Suisse, JP Morgan Credit Suisse
Jagged Peak Energy 01/26/2017 $15.00 JAG IPO Citigroup, Credit Suisse, JP Morgan Credit Suisse
US Foods Holding 01/25/2017 $26.00 USFD ADD-ON Goldman Sachs, Morgan Stanley, JP Morgan Credit Suisse
ObsEva 01/25/2017 $15.00 OBSV IPO Credit Suisse, Jefferies, Leerink Partners Credit Suisse
AnaptysBio 01/25/2017 $15.00 ANAB IPO Credit Suisse, Stifel Credit Suisse
AdvancePierre Foods Holdings 01/18/2017 $27.00 APFH ADD-ON Morgan Stanley, Credit Suisse, Barclays Credit Suisse
2016 Offerings Pricing Date Price Symbol Deal Type Lead Manager Access Bookmaker
OM Asset Management 12/13/2016 $14.25 OMAM ADD-ON BofA Merrill Lynch, Morgan Stanley Credit Suisse
Airgain 12/08/2016 $17.00 AIRG ADD-ON Cowen and Company, William Blair, Northland Capital Markets Cowen and Company
Athene Holding 12/08/2016 $40.00 ATH IPO Goldman Sachs, Barclays, Citigroup, Wells Fargo Credit Suisse
Atkore International 12/07/2016 $19.00 ATKR ADD-ON Credit Suisse, Deutsche Bank, JP Morgan Credit Suisse
Baozun 12/07/2016 $12.25 BZUN ADD-ON Credit Suisse, Deutsche Bank, China Renaissance Credit Suisse
Innovative Industrial Properties 11/30/2016 $20.00 IIPR IPO Ladenburg Thalmann, Compass Point Ladenburg Thalmann
ViaSat 11/17/2016 $69.74 VSAT ADD-ON BofA Merrill Lynch, JP Morgan, Credit Suisse, Morgan Stanley Credit Suisse
Veritiv 11/17/2016 $45.00 VRTV ADD-ON BofA Merrill Lynch, SunTrust Robinson Humphrey, Wells Fargo SunTrust
Smart Sand 11/03/2016 $11.00 SND IPO Credit Suisse, Goldman Sachs Credit Suisse
GDS Holdings 11/01/2016 $10.00 GDS IPO Credit Suisse, JP Morgan Credit Suisse
Acushnet Holdings 10/27/2016 $17.00 GOLF IPO JP Morgan, Morgan Stanley Credit Suisse
ZTO Express (Cayman) 10/26/2016 $19.50 ZTO IPO Morgan Stanley, Goldman Sachs Credit Suisse
RA Pharmaceuticals 10/25/2016 $13.00 RARX IPO Credit Suisse, Jefferies, BMO Capital Markets Credit Suisse
Forterra 10/19/2016 $18.00 FRTA IPO Goldman Sachs, Citigroup, Credit Suisse Credit Suisse
Mammoth Energy Services 10/13/2016 $15.00 TUSK IPO Credit Suisse, Barclays, Simmons Credit Suisse
Extraction Oil & Gas 10/11/2016 $19.00 XOG IPO Credit Suisse, Barclays, Goldman Sachs, Citigroup Credit Suisse
Azure Power Global Limited 10/11/2016 $18.00 AZRE IPO Barclays, Credit Suisse Credit Suisse
Camping World Holdings 10/06/2016 $22.00 CWH IPO Goldman Sachs, JP Morgan Credit Suisse
Advanced Disposal Services 10/05/2016 $18.00 ADSW IPO Deutsche Bank, Credit Suisse, Barclays Credit Suisse
Independence Realty Trust 09/29/2016 $9.00 IRT ADD-ON Citigroup Citigroup
MedEquities Realty 09/28/2016 $12.00 MRT IPO FBR FBR
Fulgent Genetics 09/28/2016 $9.00 FLGT IPO Credit Suisse, Piper Jaffray Credit Suisse
MyoKardia 09/27/2016 $15.00 MYOK ADD-ON Credit Suisse, Cowan and Company, BMO Capital Markets Credit Suisse
Sarepta Therapeutics 09/22/2016 $59.75 SRPT ADD-ON JP Morgan, Golman Sachs Credit Suisse
AC Immune 09/22/2016 $11.00 ACIU IPO Credit Suisse, Jefferies, Leerink Partners Credit Suisse
Vimpelcom 09/15/2016 $3.50 VIP ADD-ON Morgan Stanley, JP Morgan Credit Suisse
Callidus Software 09/15/2016 $18.25 CALD ADD-ON Piper Jaffray, Credit Suisse Credit Suisse
Everbridge 09/15/2016 $12.00 EVBG IPO Credit Suisse, BofA Merrill Lynch Credit Suisse
Platform Specialty Products 09/15/2016 $8.25 PAH ADD-ON Credit Suisse, Goldman Sachs, UBS Credit Suisse
Proteostasis Therapeutics 09/08/2016 $13.00 PTI ADD-ON Leerink Partners, RBC Capital Markets Leerink Partners
Advanced Micro Devices 09/08/2016 $6.00 AMD ADD-ON JP Morgan, Barclays, Credit Suisse Credit Suisse
Shopify 08/16/2016 $38.25 SHOP ADD-ON Morgan Stanley, Credit Suisse, RBC Capital Markets Credit Suisse
Medpace Holdings 08/10/2016 $23.00 MEDP IPO Jefferies, Credit Suisse Credit Suisse
Cliffs Natural Resources 08/10/2016 $6.75 CLF ADD-ON BofA Merrill Lynch, Credit Suisse, Goldman Sachs Credit Suisse
Protagonist Therapeutics 08/10/2016 $12.00 PTGX IPO Leerink Partners, Barclays, BMO Capital Markets Leerink Partners
United States Steel Corporation 08/09/2016 $23.00 X ADD-ON JP Morgan, Goldman Sachs Credit Suisse
First Hawaiian 08/03/2016 $23.00 FHB IPO Goldman Sachs, BofA Merrill Lynch, BNP Paribas Credit Suisse
Viper Energy Partners 07/26/2016 $16.00 VNOM ADD-ON Credit Suisse Credit Suisse
Patheon N.V. 07/20/2016 $21.00 PTHN IPO JP Morgan, Morgan Stanley, Jefferies, UBS Credit Suisse
NCI Building Systems 07/19/2016 $16.15 NCS ADD-ON Credit Suisse, Citigroup, RBC Capital Markets, UBS Credit Suisse
Ryerson Holding Corporation 07/19/2016 $15.25 RYI ADD-ON JP Morgan, Deutsche Bank, BMO Capital Markets, Goldman Sachs, Jefferies Credit Suisse
AdvancePierre Foods Holdings 07/13/2016 $21.00 APFH IPO Barclays, Credit Suisse, Morgan Stanley Credit Suisse
Tesaro 06/30/2016 $81.00 TSRO ADD-ON Citigroup, Leerink Partners Credit Suisse
Syros Pharmaceuticals 06/29/2016 $12.50 SYRS IPO Cowen and Company, Piper Jaffray Cowen and Company
Planet Fitness 06/22/2016 $16.50 PLNT ADD-ON JP Morgan, BofA Merrill Lynch, Jefferies, Guggenheim Securities Credit Suisse
Viveve Medical 06/13/2016 $5.00 VIVE IPO Ladenburg Thalmann, Craig-Hallum Capital Group Ladenburg Thalmann
Atkore International 06/09/2016 $16.00 ATKR IPO Credit Suisse, Deutsche Bank, JP Morgan Credit Suisse
China Online Education 06/09/2016 $19.00 COE IPO Morgan Stanley, Credit Suisse Credit Suisse
Ollie's Bargain Outlet Holdings 06/06/2016 $25.00 OLLI ADD-ON JP Morgan, Jefferies, BofA Merrill Lynch Credit Suisse
Multi Packaging Solutions International 06/02/2016 $14.50 MPSX ADD-ON BofA Merrill Lynch, Barclays, Citigroup Credit Suisse
Clearside Biomedical 06/01/2016 $7.00 CLSD IPO Cowen and Company, Stifel Cowen and Company
US Foods 05/25/2016 $23.00 USFD IPO Goldman Sachs, Morgan Stanley, JP Morgan Credit Suisse
Cotiviti Holdings 05/25/2016 $19.00 COTV IPO Goldman Sachs, JP Morgan Credit Suisse
GMS 05/25/2016 $21.00 GMS IPO Barclays, Credit Suisse Credit Suisse
Amplify Snack Brands 05/19/2016 $11.25 BETR ADD-ON Goldman Sachs, Jefferies, Credit Suisse, SunTrust Robinson Humphrey Credit Suisse
Sovran Self Storage 05/19/2016 $100.00 SSS ADD-ON Wells Fargo, Citigroup, SunTrust Robinson Humphrey SunTrust
BMC Stock Holdings 05/18/2016 $17.00 STCK ADD-ON Barclays, Credit Suisse Credit Suisse
Performance Food Group 05/18/2016 $24.25 PFGC ADD-ON Credit Suisse, Barclays Credit Suisse
Digital Realty Trust 05/16/2016 $96.00 DLR ADD-ON BofA Merrill Lynch, Citigroup, JP Morgan Credit Suisse
Turning Point Brands 05/10/2016 $10.00 TPB IPO Cowen and Company, FBR Cowen and Company
Intellia Therapeutics 05/05/2016 $18.00 NTLA IPO Credit Suisse, Jefferies, Leerink Partners Credit Suisse
Synergy Resources Corporation 05/04/2016 $5.80 SYRG ADD-ON Credit Suisse Credit Suisse
Red Rock Resorts 04/26/2016 $19.50 RRR IPO Deutsche Bank, JP Morgan, BofA Merrill Lynch, Goldman Sachs Credit Suisse
SecureWorks 04/21/2016 $14.00 SCWX IPO BofA Merrill Lynch, Morgan Stanley, Goldman Sachs, JP Morgan Credit Suisse
American Renal Associates Holdings 04/20/2016 $22.00 ARA IPO BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo, SunTrust Robinson Humphrey SunTrust
Bats Global Markets 04/14/2016 $19.00 BATS IPO Morgan Stanley, Citigroup Credit Suisse
Sportsman's Warehouse Holdings 04/12/2016 $11.25 SPWH ADD-ON Credit Suisse, Goldman Sachs Credit Suisse
Mercury Systems 04/07/2016 $19.00 MRCY ADD-ON Citigroup, BofA Merrill Lynch, KeyBanc Capital Markets Citigroup
Community Healthcare Trust 04/06/2016 $17.75 CHCT ADD-ON Sandler O'Neill + Partners, Evercore, SunTrust Robinson Humphrey, BB&T Capital Markets, Janney Montgomery Scott, Oppenheimer & Co SunTrust
Gaming and Leisure Properties 03/31/2016 $30.00 GLPI ADD-ON BofA Merrill Lynch, JP Morgan, Wells Fargo SunTrust
City Office 03/30/2016 $11.40 CIO ADD-ON Deutsche Bank Deutsche Bank
Corvus Pharmaceuticals 03/22/2016 $15.00 CRVS IPO Credit Suisse, Cowen & Company, Guggenheim Securities Credit Suisse
Senseonics Holdings 03/17/2016 $2.85 SENS IPO Leerink Partners, Canaccord Genuity Leerink Partners
Baxalta 03/16/2016 $37.75 BXLT ADD-ON JP Morgan, BofA Merrill Lynch, Credit Suisse, UBS Credit Suisse
TransUnion 03/08/2016 $25.00 TRU ADD-ON Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank Credit Suisse
Duke Energy 03/01/2016 $72.00 DUK ADD-ON Barclays, BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo Credit Suisse
Ollie's Bargain Outlet Holdings 02/18/2016 $19.75 OLLI ADD-ON JP Morgan, Jefferies, BofA Merrill Lynch Credit Suisse
Hortonworks 02/01/2016 $9.50 HDP ADD-ON Goldman Sachs, Credit Suisse, RBC Capital Markets Credit Suisse
TreeHouse Foods 01/20/2016 $65.00 THS ADD-ON BofA Merrill Lynch, JP Morgan, Wells Fargo, BMO Capital Markets, SunTrust Robinson Humphrey Credit Suisse
Adamas Pharmaceuticals 01/06/2016 $23.00 ADMS ADD-ON Cowen and Company, Piper Jaffray Cowen and Company

Top

2015 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Yirendai 12/17/2015 $10.00 YRD 98585L100 IPO Morgan Stanley, Credit Suisse, China Renaissance
The New Home Company 12/03/2015 $12.50 NHCI 645370107 ADD-ON Citigroup, JP Morgan, Credit Suisse
Teva Pharmaceutical Industries 12/02/2015 $62.50 TEVA 881624209 ADD-ON Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley
Amsurg 12/01/2015 $80.00 AMSG 03232P405 ADD-ON Suntrust Robinson Humphrey, JP Morgan
Axsome Therapeutics 11/19/2015 $9.00 AXSM 05464T104 IPO Ladenburg Thalmann
Opus Bank 11/17/2015 $36.50 OPB 684000102 ADD-ON Sandler O’Neill + Partners, Keefe, Bruyette & Woods, JP Morgan, Credit Suisse
Black Hills 11/17/2015 $40.25 BKH 092113109 ADD-ON Credit Suisse, BofA Merrill Lynch, RBC Capital Markets, Wells Fargo
Mesoblast 11/12/2015 $8.00 MESO 590717104 IPO JP Morgan, Credit Suisse
Xtera Communications 11/11/2015 $5.00 XCOM 98415E300 IPO Needham & Company, Cowen and Company, BMO Capital Markets
Voyager Therapeutics 11/10/2015 $14.00 VYGR 92915B106 IPO Cowen and Company, Piper Jaffray
WaVe Life Sciences 11/10/2015 $16.00 WVE Y95308105 IPO Jefferies, Leerink Partners
LendingTree 11/05/2015 $115.00 TREE 52603B107 ADD-ON BofA Merrill Lynch, RBC Capital Markets, SunTrust Robinson Humphrey
Evercore Partners 11/04/2015 $55.00 EVR 29977A105 ADD-ON Mizuho Securities, Evercore ISI
Kura Oncology 11/04/2015 $8.00 KURA 50127T109 IPO Citigroup, Leerink Partners
Revance Therapeutics 11/03/2015 $36.00 RVNC 761330109 ADD-ON Cowen and Company, Piper Jaffray, Guggenheim Securities
New York Community Bancorp 10/29/2015 $16.00 NYCB 649445103 ADD-ON Goldman Sachs, BofA Merrill Lynch, Credit Suisse
MyoKardia 10/28/2015 $10.00 MYOK 62857M105 IPO Credit Suisse, Cowen & Company
Del Taco Restaurants 10/26/2015 $12.00 TACO 245496104 ADD-ON Citigroup, Piper Jaffray
Adesto Technologies Corporation 10/26/2015 $5.00 IOTS 00687D101 IPO Needham & Company, Oppenheimer & Co
Multi Packaging Solutions International 10/21/2015 $13.00 MPSX G6331W109 IPO BofA Merrill Lynch, Barclays, Citigroup
Jarden 10/15/2015 $49.00 JAH 471109108 ADD-ON Barclays, Credit Suisse, UBS
First Data 10/14/2015 $16.00 FDC 32008D106 IPO Citigroup, Morgan Stanley, BofA Merrill Lynch, KKR
CPI Card Group 10/08/2015 $10.00 PMTS 12634H101 IPO BMO Capital Markets, Goldman Sachs, CIBC
PBF Energy 10/06/2015 $31.00 PBF 69318G106 ADD-ON Morgan Stanley, Credit Suisse
Surgery Partners 09/30/2015 $19.00 SGRY 86881A100 IPO BofA Merrill Lynch, Goldman Sachs, Jefferies
Performance Food Group 09/30/2015 $19.00 PFGC 71377A103 IPO Credit Suisse, Barclays, Wells Fargo Securities, Morgan Stanley
Edge Therapeutics 09/30/2015 $11.00 EDGE 279870109 IPO Leerink Partners, Credit Suisse
2U 09/24/2015 $34.00 TWOU 90214J101 ADD-ON Goldman Sachs, Credit Suisse
Concordia Healthcare 09/24/2015 $65.00 CXRX 206519100 ADD-ON Goldman Sachs, RBC Capital Markets, Credit Suisse, Jefferies
Sportsman’s Warehouse Holdings 09/24/2015 $12.25 SPWH 84920Y106 ADD-ON Credit Suisse, Goldman Sachs
Nabriva Therapeutics 09/17/2015 $10.25 NBRV 62957M104 IPO Leerink Partners, RBC Capital Markets, Needham & Company, Wedbush PacGrow
NextEra Energy 09/10/2015 $26.00 NEP 65341B106 ADD-ON Wells Fargo Securities, Barclays, BofA Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley
Post Holdings 08/12/2015 $60.00 POST 737446104 ADD-ON Credit Suisse, Barclays, Nomura
Axalta Coating Systems 08/11/2015 $29.75 AXTA G0750C108 ADD-ON Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan
Aimmune Therapeutics 08/05/2015 $16.00 AIMT 00900T107 IPO BofA Merrill Lynch, Credit Suisse, Piper Jaffray
Planet Fitness 08/05/2015 $16.00 PLNT 72703H101 IPO JP Morgan, BofA Merrill Lynch, Jefferies, Credit Suisse
Amplify Snack Brands 08/04/2015 $18.00 BETR 03211L102 IPO Goldman Sachs, Jefferies, Credit Suisse, SunTrust Robinson Humphrey
Sunrun 08/04/2015 $14.00 RUN 86771W105 IPO Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, RBC Capital Markets
Citizens Financial Group 07/28/2015 $26.00 CFG  174610105 ADD-ON Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, RBS, UBS, Wells Fargo Securities
Builders FirstSource 07/28/2015 $12.80 BLDR 12008R107 ADD-ON Credit Suisse, Deutsche Bank, Citigroup
Exelixis 07/23/2015 $5.40 EXEL 30161Q104 ADD-ON Cowen and Company, William Blair, Stifel
Genesis Energy 07/16/2015 $43.77 GEL 371927104 ADD-ON Wells Fargo Securities, BofA Merrill Lynch, Citigroup
WPX Energy 07/16/2015 $10.10 WPX 98212B103 ADD-ON Barclays, Tudor, Pickering, Holt & Co
Ooma 07/16/2015 $13.00 OOMA 683416101 IPO Credit Suisse, BofA Merrill Lynch, JMP Securities
Jarden 07/16/2015 $54.50 JAH 471109108 ADD-ON Barclays, Credit Suisse, UBS
Jupai Holdings 07/15/2015 $10.00 JP 48205B107 ADD-ON Credit Suisse, China Renaissance
Sunoco 07/15/2015 $40.10 SUN 86765K109 ADD-ON Morgan Stanley, BofA Merrill Lynch, UBS, Wells Fargo Securities
Ollie's Bargain Outlet Holdings 07/15/2015 $16.00 OLLI 681116109 IPO JP Morgan, Jefferies, BofA Merrill Lynch, Credit Suisse, Piper Jaffray, KeyBanc Capital Markets, RBC Capital Markets
Digital Realty Trust 07/14/2015 $68.00 DLR 253868103 ADD-ON BofA Merrill Lynch, Morgan Stanley, Citigroup
Clovis Oncology 07/08/2015 $78.00 CLVS 189464100 ADD-ON JP Morgan, Credit Suisse
WCI Communities 07/07/2015 $23.10 WCIC 92923C807 ADD-ON Credit Suisse, Citigroup
AppFolio 06/25/2015 $12.00 APPF 03783C100 IPO Morgan Stanley, Credit Suisse
Alarm.com Holdings 06/25/2015 $14.00 ALRM 011642105 IPO Goldman Sachs, Credit Suisse, BofA Merrill Lynch
Green Brick Partners 06/25/2015 $10.00 GRBK 392709101 ADD-ON Credit Suisse, Citigroup
Alder Biopharmaceuticals 06/25/2015 $44.50 ALDR 014339105 ADD-ON Credit Suisse, Leerink Partners, Wells Fargo Securities
Green Plains Partners 06/25/2015 $15.00 GPP 393221106 IPO Barclays, BofA Merrill Lynch, Credit Suisse, Macquarie Capital, RBC Capital Markets
SunEdison Semiconductor 06/24/2015 $18.25 SEMI Y8213L102 ADD-ON Deutsche Bank, Goldman Sachs
TransUnion 06/24/2015 $22.50 TRU 89400J107 IPO Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank, RBC Capital Markets, Wells Fargo Securities, Credit Suisse
Lantheus Holdings 06/24/2015 $6.00 LNTH 516544103 IPO Credit Suisse, Jefferies, RBC Capital Markets, Wells Fargo Securities
Milacron Holdings 06/24/2015 $20.00 MCRN 59870L106 IPO BofA Merrill Lynch, Barclays, JP Morgan, Baird, Credit Suisse, Goldman Sachs
NRG Yield 06/23/2015 $22.00 NYLD 62942X405 ADD-ON Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, JP Morgan, Morgan Stanley, RBC Capital Markets
Platform Specialty Products 06/23/2015 $26.50 PAH 72766Q105 ADD-ON Credit Suisse, Barclays
SS&C Technologies Holdings 06/18/2015 $61.50 SSNC 78467J100 ADD-ON Morgan Stanley, Deutsche Bank, Credit Suisse
MINDBODY 06/18/2015 $14.00 MB 60255W105 IPO Morgan Stanley, Credit Suisse, UBC, Pacific Crest Securities, JMP Securities
Univar 06/17/2015 $22.00 UNVR 91336L107 IPO Deutsche Bank, Goldman Sachs, BofA Merrill Lynch
Fitbit 06/17/2015 $20.00 FIT 33812L102 IPO Morgan Stanley, Deutsche Bank, BofA Merrill Lynch, Barclays, SunTrust Robinson Humphrey
Nivalis Therapeutics 06/16/2015 $14.00 NVLS 65481J109 IPO Cowen and Company, Stifel
OM Asset Management 06/16/2015 $17.50 OMAM G67506108 ADD-ON BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse
Ignyta, Inc. 06/10/2015 $17.50 RXDX 451731103 ADD-ON Credit Suisse, Leerink Partners, Jefferies, Piper Jaffray
Nord Anglia 06/10/2015 $24.00 NORD G6583A102 ADD-ON Credit Suisse, Goldman Sachs, Deutsche Bank, RBC Capital Markets, Barclays, BMO
Markit 06/04/2015 $25.75 MRKT G58249106 ADD-ON BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, HSBC, JP Morgan, Morgan Stanley, RBC Capital Markets, UBS
Frontier Communications 06/04/2015 $5.00 FTR 35906A108 ADD-ON JP Morgan, BofA Merrill Lynch, Citigroup
PennTex Midstream Partners 06/03/2015 $20.00 PTXP 709311104 IPO Citigroup, Barclays, RBC Capital Markets, Wells Fargo
Molina Healthcare 06/03/2015 $67.75 MOH 60855R100 ADD-ON UBS, BofA Merrill Lynch, Wells Fargo, SunTrust Robinson Humphrey
AerCap Holdings 06/03/2015 $49.00 AER N00985106 ADD-ON Citigroup, Goldman Sachs, JP Morgan, Morgan Stanley, UBS
STORE Capital 06/03/2015 $20.25 STOR 862121100 ADD-ON Goldman Sachs, Credit Suisse, Morgan Stanley
Ferrellgas Partners 06/02/2015 $23.00 FGP 315293100 ADD-ON JP Morgan, UBS, Barclays, BofA Merrill Lynch, RBC Capital Markets, Jefferies
ServiceMaster Global Holdings 05/27/2015 $34.00 SERV 81761R109 ADD-ON JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley
Baozun 05/20/2015 $10.00 BZUN 06684L103 IPO Morgan Stanley, Credit Suisse, BofA Merrill Lynch
Shopify 05/20/2015 $17.00 SHOP 82509L107 IPO Morgan Stanley, Credit Suisse, RBC Capital Markets
Community Healthcare Trust 05/20/2015 $19.00 CHCT 20369C106 IPO Sandler O'Neill, Evercore ISI, SunTrust Robinson Humphrey
Black Knight Financial Services 05/19/2015 $24.50 BKFS 09214X100 IPO JP Morgan, BofA Merrill Lynch, Wells Fargo Securities
Arcadia Biosciences 05/14/2015 $8.00 RKDA 39014105 IPO Credit Suisse, JP Morgan, Piper Jaffray
Houghton Mifflin Harcourt 05/14/2015 $23.00 HMHC 44157R109 ADD-ON Morgan Stanley, Goldman Sachs
Spectrum Brands Holdings 05/13/2015 $92.50 SPB 84763R101 ADD-ON Credit Suisse, Deutsche Bank, Jefferies
Galapagos 05/13/2015 $42.05 GLPG 36315X101 ADD-ON Morgan Stanley, Credit Suisse, Cowen and Company
Pacific Datavision 05/12/2015 $40.00 PDVW 694171307 ADD-ON FBR
EQT GP Holdings 05/11/2015 $27.00 EQGP 26885J103 IPO Barclays, Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, RBC Capital Markets, Wells Fargo
Forest City Enterprises 05/06/2015 $22.50 FCEA 345550107 ADD-ON BofA Merrill Lynch, Goldman Sachs, Citigroup
INC Research Holdings 05/06/2015 $31.00 INCR 45329R109 ADD-ON Goldman Sachs, Credit Suisse, Jefferies
Tallgrass Energy 05/06/2015 $29.00 TEGP 874696107 IPO Citigroup, Goldman Sachs
Black Stone Minerals 04/30/2015 $19.00 BSM 09225M101 IPO Barclays, BofA Merrill Lynch, Citigroup
Echo Global Logistics 04/29/2015 $29.00 ECHO 27875T101 IPO Morgan Stanley, Credit Suisse
Freshpet 04/29/2015 $21.47 FRPT 358039105 ADD-ON Goldman Sachs, Credit Suisse
SpringLeaf Holdings 04/28/2015 $51.50 LEAF 85172J101 ADD-ON Citigroup, Goldman Sachs, Barclays, Credit Suisse
Apigee Corporation 04/23/2015 $17.00 APIC 03765N108 IPO Morgan Stanley, JP Morgan, Credit Suisse
Tribune Media Company 04/22/2015 $56.00 TRCO 896047503 ADD-ON Morgan Stanley, JP Morgan
WCI Communities 04/15/2015 $22.75 WCIC 92923C807 ADD-ON Credit Suisse, Citigroup, JP Morgan, Raymond James
Virtu Financial 04/15/2015 $19.00 VIRT 928254101 IPO Goldman Sachs, JP Morgan, Sandler O'Neill, BMO, Citigroup, Credit Suisse, Evercore ISI, UBS Investment Bank
Party City Holdco 04/15/2015 $17.00 PRTY 702149105 IPO Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Morgan Stanley, Barclays, Deutsche Bank, JP Morgan
XBiotech 04/14/2015 $19.00 XBIT 98400H102 IPO WR Hambrecht
Smart & Final Stores 04/14/2015 $18.50 SFS 83190B101 ADD-ON Credit Suisse, Morgan Stanley, Deutsche Bank
Carbylan Therapeutics 04/08/2015 $5.00 CBYL 141384107 IPO Leerink Partners, JMP Securities, Wedbush PacGrow Life Sciences
FelCor Lodging Trust 04/08/2015 $11.25 FCH 31430F101 ADD-ON JP Morgan, BofA Merrill Lynch
New Residential Investment 04/07/2015 $15.25 NRZ 64828T201 ADD-ON Citigroup
Prothena 04/07/2015 $37.00 PRTA G72800108 ADD-ON Credit Suisse, RBC Capital Markets
GoDaddy 03/31/2015 $20.00 GDDY 380237107 IPO Morgan Stanley, JP Morgan, Citigroup, Barclays, Deutsche Bank, RBC Capital Markets
Coherus Biosciences 03/31/2015 $29.00 CHRS 19249H103 ADD-ON JP Morgan, Credit Suisse
Globant S.A. 03/26/2015 $18.50 GLOB L44385109 ADD-ON JP Morgan, Citigroup, Credit Suisse
Citizens Financial Group 03/25/2015 $23.75 CFG 174610105 ADD-ON Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup
Diplomat Pharmacy 03/25/2015 $29.00 DPLO 25456K101 ADD-ON Credit Suisse, Morgan Stanley
La Quinta 03/24/2015 $23.71 LQ 50420D108 ADD-ON JP Morgan, Morgan Stanley, BofA Merrill Lynch, Citigroup, Credit Suisse
ZS Pharma 03/24/2015 $46.25 ZSPH 98979G105 ADD-ON JP Morgan, Credit Suisse
SteadyMed 03/19/2015 $8.50 STDY M84920103 IPO Wells Fargo Securities, RBC Capital Markets, JMP Securities
Zendesk 03/18/2015 $22.75 ZEN 98936J101 ADD-ON Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Credit Suisse, Pacific Crest Securities, Canaccord Genuity, JMP Securities
Esperion Therapeutic 03/18/2015 $100.00 ESPR 29664W105 ADD-ON Credit Suisse, RBC Capital Markets, UBS Investment Bank
Goldman Sachs BDC 03/17/2015 $20.00 GSBD 38147U107 IPO BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Citigroup, Credit Suisse, Wells Fargo Securities
EQT Midstream Partners LP 03/10/2015 $76.00 EQM 26885B100 ADD-ON Wells Fargo Securities, JP Morgan
Summit Therapeutics 03/04/2015 $9.90 SMMT 86627R102 ADD-ON JMP Securities, Oppenheimer & Co
Diamond Resorts International 03/04/2015 $33.75 DRII 25272T104 ADD-ON Credit Suisse
Callidus Software 03/04/2015 $13.00 CALD 13123E500 ADD-ON Credit Suisse
Xencor 02/24/2015 $14.25 XNCR 98401F105 ADD-ON Leerink Partners
Inotek Pharmaceuticals 02/17/2015 $6.00 ITEK 45780V102 IPO Cowen and Company, Piper Jaffray, Canaccord Genuity, Nomura
Bellerophon Therapeutics 02/13/2015 $12.00 BLPH 78771102 IPO Leerink Partners, Cowen and Company
Great Ajax 02/13/2015 $12.50 AJX 38983D300 IPO FBR, Sterne Agee, Nomura
Columbia Pipeline Partners LP 02/05/2015 $23.00 CPPL 198281107 IPO Barclays, Citigroup, BofA Merrill Lynch, Goldman Sachs, JP Morgan, Morgan Stanley, Wells Fargo
Servicemaster 02/04/2015 $29.50 SERV 81761R109 ADD-ON JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley
Spark Therapeutics 01/29/2015 $23.00 ONCE 84652J103 IPO JP Morgan, Credit Suisse
Avinger 01/29/2015 $13.00 AVGR 53734109 IPO Canaccord Genuity, Cowen and Company
Post Holdings 01/28/2015 $47.50 POST 737446104 ADD-ON BofA Merrill Lynch, Goldman Sachs, Nomura
Zosano Pharma 01/26/2015 $11.00 ZSAN 98979H103 IPO Ladenburg Thalmann, Roth Capital
Box 01/22/2015 $14.00 BOX 10316R104 IPO Morgan Stanley, Credit Suisse, JP Morgan
Horsehead Holding 01/22/2015 $12.75 ZINC 440694305 ADD-ON Stifel
The Michaels Companies 01/22/2015 $23.52 MIK 59408Q106 ADD-ON JP Morgan, Goldman Sachs
The Advisory Board 01/21/2015 $43.00 ABCO 00762W107 ADD-ON JP Morgan, BofA Merrill Lynch, Morgan Stanley, Barclays
Versartis 01/21/2015 $17.25 VSAR 92529L102 ADD-ON Citigroup, Credit Suisse, Cowen and Company
Patriot National 01/15/2015 $14.00 PN 70338T102 IPO UBS, BMO, SunTrust Robinson Humphrey
Paycom Software 01/14/2015 $22.50 PAYC 70432V102 ADD-ON Credit Suisse, Barclays, JP Morgan
Medical Properties Trust 01/08/2015 $14.50 MPW 58463J304 ADD-ON BofA Merrill Lynch, JP Morgan, Deutsche Bank
OvaScience 01/07/2015 $50.00 OVAS 69014Q101 ADD-ON JP Morgan, Credit Suisse

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2014 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
James River Group Holdings 12/11/2014 $21.00 JRVR G5005R107 IPO Keefe, Bruyette & Woods, UBS, FBR, BMO
Workiva 12/11/2014 $14.00 WK 98139A105 IPO Morgan Stanley, Credit Suisse
Hortonworks 12/11/2014 $16.00 HDP 440894103 IPO Goldman Sachs, Credit Suisse, RBC
Aramark 12/11/2014 $28.00 ARMK 03852U106 ADD-ON Goldman Sachs, JP Morgan, Credit Suisse, Morgan Stanley
Metaldyne Performance Group 12/11/2014 $15.00 MPG 59116R107 IPO BofA Merrill Lynch, Goldman Sachs, Deutsche Bank
Gramercy Property Trust 12/10/2014 $5.90 GPT 38489R100 ADD-ON Morgan Stanley, JP Morgan, BofA Merrill Lynch, RBC
Momo 12/10/2014 $13.50 MOMO 60879B107 IPO Morgan Stanley, Credit Suisse, JP Morgan, China Renaissance
LendingClub 12/10/2014 $15.00 LC 52603A109 IPO Morgan Stanley, Goldman Sachs, Credit Suisse, Citigroup
Kite Pharma 12/10/2014 $54.00 KITE 49803L109 ADD-ON Jefferies, Credit Suisse, Cowen and Company
Histogenics 12/02/2014 $11.00 HSGX 43358V109 IPO Cowen and Company, Needham & Company, Canaccord Genuity
Peak Resorts 11/20/2014 $9.00 SKIS 70469L100 IPO FBR, Stifel, Baird
Perrigo Company plc 11/20/2014 $152.00 PRGO G97822103 ADD-ON JP Morgan, Barclays, BofA Merrill Lynch
Endurance International Group 11/20/2014 $14.50 EIGI 29272B105 ADD-ON Goldman Sachs, Credit Suisse
Essent Group Ltd. 11/19/2014 $22.25 ESNT G3198U102 ADD-ON Goldman Sachs, JP Morgan, BofA Merrill Lynch
Kindred Healthcare 11/19/2014 $19.75 KND 494580103 ADD-ON Citigroup, JP Morgan, Guggenheim Securities, Morgan Stanley
El Pollo Loco Holdings 11/19/2014 $27.00 LOCO 268603107 ADD-ON Jefferies, Morgan Stanley, Baird, William Blair, Stifel
Continental Building Products 11/19/2014 $14.75 CBPX 211171103 ADD-ON Citigroup, Credit Suisse, RBC
La Quinta Holdings 11/19/2014 $20.00 LQ 50420D108 ADD-ON JP Morgan, Morgan Stanley
Neothetics 11/19/2014 $14.00 NEOT 64066G101 IPO Piper Jaffray, Guggenheim Securities, Needham & Company
Paramount Group 11/18/2014 $17.50 PGRE 69924R108 IPO BofA Merrill Lynch, Morgan Stanley, Wells Fargo
Receptos 11/18/2014 $100.00 RCPT 756207106 ADD-ON Credit Suisse, Leerink Partners, Evercore ISI, BMO
STORE Capital 11/17/2014 $18.50 STOR 862121100 IPO Goldman Sachs, Credit Suisse, Morgan Stanley
PRA Health Sciences 11/12/2014 $18.00 PRAH 69354M108 IPO Jefferies, Citigroup, KKR, UBS
Memorial Resource Development 11/12/2014 $23.00 MRD 58605Q109 ADD-ON Citigroup, Barclays
Newtek Business Services 11/12/2014 $12.50 NEWT 652526203 ADD-ON JMP Securities, Lebenthal, Ladenburg Thalmann
Axalta Coating Systems 11/11/2014 $19.50 AXTA G0750C108 IPO Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan
Brixmor Property Group 11/11/2014 $23.75 BRX 11120U105 ADD-ON BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo
Platform Specialty Products 11/11/2014 $24.50 PAH 72766Q105 ADD-ON Barclays, Credit Suisse, Nomura, UBS
INC Research Holdings 11/06/2014 $18.50 INCR 45329R109 IPO Goldman Sachs, Credit Suisse
Freshpet 11/06/2014 $15.00 FRPT 35899BA88 IPO Goldman Sachs, Credit Suisse
NorthWestern 11/04/2014 $51.50 NWE 668074305 ADD-ON Credit Suisse, JP Morgan, BofA Merrill Lynch
Antero Midstream Partners LP 11/04/2014 $25.00 AM 03673L103 IPO Barclays, Citigroup, Wells Fargo
Hilton Worldwide Holdings 11/03/2014 $25.00 HLT 43300A104 ADD-ON Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley
Fifth Street Asset Management 10/29/2014 $17.00 FSAM 31679P109 IPO Morgan Stanley, JP Morgan, Goldman Sachs, RBC, Credit Suisse
Shell Midstream Partners 10/28/2014 $23.00 SHLX 822634101 IPO Barclays, Citigroup
Susser Petroleum Partners LP 10/21/2014 $46.25 SUSP 869239103 ADD-ON Morgan Stanley, Barclays, BofA Merrill Lynch
Tesoro Logistics LP 10/20/2014 $57.47 TLLP 88160T107 ADD-ON BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley
Zayo Group Holdings 10/16/2014 $19.00 ZAYO 98919V105 IPO Morgan Stanley, Barclays, Goldman Sachs
Tetraphase Pharmaceuticals 10/16/2014 $19.00 TTPH 88165N105 ADD-ON BMO, Stifel, Guggenheim Securities
Diplomat Pharmacy 10/09/2014 $13.00 DPLO 25456K101 IPO Credit Suisse, Morgan Stanley
PTC Therapeutics 10/09/2014 $36.25 PTCT 69366J200 ADD-ON Credit Suisse, Citigroup
OM Asset Management Limited 10/08/2014 $14.00 OMAM G67506108 IPO BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse
USD Partners LP 10/08/2014 $17.00 USDP 903318103 IPO Citigroup, Barclays, Credit Suisse, BofA Merrill Lynch
Dynegy 10/07/2014 $31.00 DYN 26817R108 ADD-ON Morgan Stanley, Barclays, Credit Suisse, RBC, UBS
Yodlee 10/02/2014 $12.00 YDLE 98600P201 IPO Goldman Sachs, Credit Suisse, BofA Merrill Lynch
Portola Pharmaceuticals 10/02/2014 $26.00 PTLA 737010108 ADD-ON Morgan Stanley, Credit Suisse
Atento S.A. 10/01/2014 $15.00 ATTO L0427L105 IPO Morgan Stanley, Credit Suisse, Itau BBA
Vivint Solar 09/30/2014 $16.00 VSLR 92854Q106 IPO Goldman Sachs, BofA Merrill Lynch, Credit Suisse
Trina Solar Limited 09/30/2014 $11.75 TSL 8.9628E+108 ADD-ON Deutsche Bank, Barclays, Credit Suisse
Sabra Health Care REIT 09/29/2014 $24.25 SBRA 78573L106 ADD-ON BofA Merrill Lynch, Barclays, RBC, Raymond James
CONE Midstream Partners LP 09/24/2014 $22.00 CNNX 206812109 IPO Wells Fargo, BofA Merrill Lynch, Citigroup, JP Morgan
Travelport Worldwide Limited 09/24/2014 $16.00 TVPT G9019D104 IPO Morgan Stanley, UBS, Credit Suisse, Deutsche Bank
Smart & Final Stores 09/23/2014 $12.00 SFS 83190B101 IPO Credit Suisse, Morgan Stanley, Deutsche Bank
Medley Management 09/23/2014 $18.00 MDLY 58503T106 IPO Goldman Sachs, Credit Suisse
Citizens Financial Group 09/23/2014 $21.50 CFG 174610105 IPO Morgan Stanley, Goldman Sachs, JP Morgan
Alibaba Group Holding Limited 09/18/2014 $68.00 BABA 01609W102 IPO Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, Citigroup
ProQR Therapeutics 09/17/2014 $13.00 PRQR N71542109 IPO Leerink Partners, Deutsche Bank
Blueknight Energy Partners LP 09/16/2014 $7.61 BKEP 09625U109 ADD-ON Wells Fargo, RBC, BofA Merrill Lynch
Viper Energy Partners LP 09/15/2014 $28.50 VNOM 92763M105 ADD-ON Barclays, Credit Suisse, Wells Fargo
Celladon 08/12/2014 $9.50 CLDN 1.5117E+111 ADD-ON Credit Suisse, Jefferies
Sprouts Farmers Market 08/12/2014 $30.00 SFM 85208M102 ADD-ON Goldman Sachs, Credit Suisse
Ryerson Holding 08/07/2014 $11.00 RYI 783754104 IPO BofA Merrill Lynch, Deutsche Bank, BMO, JP Morgan, Jefferies
Manchester United 08/05/2014 $17.00 MANU G5784H106 ADD-ON Jefferies, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, Nomura
VTTI Energy Partners LP 07/31/2014 $21.00 VTTI Y9384M101 IPO Citigroup, JP Morgan
Loxo Oncology 07/31/2014 $13.00 LOXO 548862101 IPO Cowen and Company, Stifel
Athlon Energy 07/31/2014 $46.25 ATHL 47477104 ADD-ON Citigroup, Goldman Sachs
MacroCure Ltd. 07/30/2014 $10.00 MCUR M67872107 IPO Credit Suisse, Jefferies
Synchrony Financial 07/30/2014 $23.00 SYF 87165B103 IPO Goldman Sachs, JP Morgan, Citigroup, Morgan Stanley
Farmland Partners 07/24/2014 $12.50 FPI 31154R109 ADD-ON Baird, Stifel
Compressco Partners LP 07/24/2014 $23.50 GSJK 20467A101 ADD-ON BofA Merrill Lynch, Barclays, Wells Fargo, JP Morgan, Raymond James, Credit Suisse, RBC
NRG Yield 07/23/2014 $54.00 NYLD 62942X108 ADD-ON BofA Merrill Lynch, Citigroup, Morgan Stanley
CymaBay Therapeutics 07/21/2014 $5.50 CBAY 23257D103 ADD-ON Cowen and Company, Stifel
Diamondback Energy 07/21/2014 $87.00 FANG 25278X109 ADD-ON Credit Suisse
Westmoreland Coal 07/10/2014 $35.50 WLB 960878106 ADD-ON BMO, Deutsche Bank
Envision Healthcare Holdings 07/10/2014 $34.00 EVHC 29413U103 ADD-ON Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup
Macquarie Infrastructure 07/09/2014 $66.50 MIC 55608B105 ADD-ON Barclays, JP Morgan
TECO Energy 07/01/2014 $18.10 TE 872375100 ADD-ON Morgan Stanley, Citigroup, JP Morgan
AmSurg 06/26/2014 $45.00 AMSG 03232P405 ADD-ON Citigroup, SunTrust Robinson Humphrey, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, Raymond James
The Michaels Companies 06/26/2014 $17.00 MIK 59408Q106 IPO JP Morgan, Goldman Sachs, Barclays, Deutsche Bank
Brixmor Property Group 06/25/2014 $22.50 BRX 11120U105 ADD-ON BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo
TCP International Holdings 06/25/2014 $11.00 TCPI H84689100 IPO Deutsche Bank, Piper Jaffray
ServiceMaster Global Holdings 06/25/2014 $17.00 SERV 81761R109 IPO JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley
Hilton Worldwide Holdings 06/24/2014 $22.50 HLT 43300A104 ADD-ON Deutsche Bank, BofA Merrill Lynch, Morgan Stanley
Adeptus Health 06/24/2014 $22.00 ADPT 6855100 IPO Deutsche Bank, Goldman Sachs, Evercore, Morgan Stanley
CyrusOne 06/19/2014 $23.25 CONE 23283R100 ADD-ON Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank, Morgan Stanley
Eclipse Resources 06/19/2014 $27.00 ECR 27890G100 IPO Citigroup, Goldman Sachs, Morgan Stanley
Markit Ltd. 06/18/2014 $24.00 MRKT G58249106 IPO BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse
Zafgen 06/18/2014 $16.00 ZFGN 9.8885E+107 IPO Leerink Partners, Cowen and Company, Canaccord Genuity, JMP Securities
The Williams Companies 06/17/2014 $57.00 WMB 969457100 ADD-ON Citigroup, Barclays, UBS
Century Communities 06/17/2014 $23.00 CCS 156504300 IPO FBR, JP Morgan, Deutsche Bank
Foresight Energy LP 06/17/2014 $20.00 FELP 34552U104 IPO Barclays, Citigroup, Morgan Stanley, JP Morgan, Goldman Sachs, Deutsche Bank
QIWI PLC 06/16/2014 $40.00 QIWI 74735M108 ADD-ON Credit Suisse, VTB Capital
Dynagas LNG Partners LP 06/12/2014 $22.79 DLNG Y2188B108 ADD-ON Credit Suisse, BofA Merrill Lynch, Morgan Stanley
CommScope Holding Company 06/12/2014 $23.00 COMM 20337X109 ADD-ON JP Morgan, Deutsche Bank, BofA Merrill Lynch
Verint Systems 06/12/2014 $47.75 VRNT 92343X100 ADD-ON Goldman Sachs, Deutsche Bank, Credit Suisse, JP Morgan, RBC, Barclays, Jefferies
MobileIron 06/11/2014 $9.00 MOBL 60739U105 IPO Morgan Stanley, Goldman Sachs, Deutsche Bank, Barclays
Installed Building Products 06/11/2014 $12.50 IBP 45780R101 ADD-ON UBS, Deutsche Bank, RBC
Trinseo S.A. 06/11/2014 $19.00 TSE L9340P101 IPO Goldman Sachs, Deutsche Bank, Citigroup, Morgan Stanley
ClubCorp Holdings 06/10/2014 $18.25 MYCC 18948M108 ADD-ON Goldman Sachs, Jefferies, Citigroup, BofA Merrill Lynch, Deutsche Bank
Trina Solar Limited 06/05/2014 $11.00 TSL 8.9628E+108 ADD-ON Deutsche Bank, Barclays, JP Morgan, Goldman Sachs
Arista Networks 06/05/2014 $43.00 ANET 40413106 IPO Morgan Stanley, Citigroup
Rexnord 05/28/2014 $25.50 RXN 76169B102 ADD-ON Goldman Sachs, Credit Suisse, Baird, Deutsche Bank
Heritage Insurance Holdings 05/22/2014 $11.00 HRTG 42727J102 IPO Citigroup
Orbitz Worldwide 05/22/2014 $6.60 OWW 68557K109 ADD-ON Credit Suisse, Morgan Stanley, Deutsche Bank, UBS
SunEdison Semiconductor 05/21/2014 $13.00 SEMI Y8213L102 IPO Deutsche Bank, Goldman Sachs, Wells Fargo
American Realty Capital Properties 05/21/2014 $12.00 ARCP 02917T104 ADD-ON BofA Merrill Lynch
Monmouth Real Estate Investment 05/21/2014 $8.50 MNR 609720107 ADD-ON BMO, JP Morgan
Spirit Realty Capital 05/14/2014 $10.69 SRC 84860W102 ADD-ON Morgan Stanley, BofA Merrill Lynch, Deutsche Bank
Delek US Holdings 05/14/2014 $30.00 DK 246647101 ADD-ON Barclays
Daqo New Energy 05/14/2014 $29.00 DQ 23703Q203 ADD-ON Credit Suisse
Atlas Resource Partners LP 05/08/2014 $19.90 ARP 04941A101 ADD-ON Wells Fargo, Deutsche Bank, Morgan Stanley
Iridium Communications 05/08/2014 $6.10 IRDM 46269C102 ADD-ON Raymond James, Deutsche Bank, William Blair
PBF Logistics LP 05/08/2014 $23.00 PBFX 69318Q104 IPO Barclays, UBS
Martin Midstream Partners LP 05/06/2014 $41.51 MMLP 573331105 ADD-ON RBC, BofA Merrill Lynch, Wells Fargo, Deutsche Bank, Raymond James, UBS
GasLog Partners LP 05/06/2014 $21.00 GLOP Y2687W108 IPO Citigroup, Credit Suisse, Wells Fargo
Ares Management LP 05/01/2014 $19.00 ARES 04014Y101 IPO JP Morgan, BofA Merrill Lynch
HD Supply Holdings 05/01/2014 $26.00 HDS 40416M105 ADD-ON Barclays, Credit Suisse, JP Morgan
EQT Midstream Partners LP 05/01/2014 $75.75 EQM 26885B100 ADD-ON Barclays, BofA Merrill Lynch, Citigroup, Wells Fargo
Yingli Green Energy Holding Company 04/24/2014 $3.50 YGE 98584B103 ADD-ON Deutsche Bank, Goldman Sachs
Viggle 04/24/2014 $8.00 VGGL 92672V204 ADD-ON Ladenburg Thalmann, Roth Capital Partners
Sportsman’s Warehouse Holdings 04/16/2014 $9.50 SPWH 84920Y106 IPO Credit Suisse, Goldman Sachs
Sabre 04/16/2014 $16.00 SABR 78573M104 IPO Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank
Regado Biosciences 04/10/2014 $6.00 RGDO 75874Q107 ADD-ON Jefferies, Deutsche Bank, Cowen and Company
Enable Midstream Partners LP 04/10/2014 $20.00 ENBL 292480100 IPO Morgan Stanley, Barclays, Goldman Sachs
Aviv REIT 04/09/2014 $24.10 AVIV 05381L101 ADD-ON Morgan Stanley, BofA Merrill Lynch, Goldman Sachs
Ally Financial 04/09/2014 $25.00 ALLY 02005N100 IPO Citigroup, Goldman Sachs, Morgan Stanley, Barclays
La Quinta Holdings 04/08/2014 $17.00 LQ 50420D108 IPO JP Morgan, Morgan Stanley
IMS Health Holdings 04/03/2014 $20.00 IMS 44970B109 IPO JP Morgan, Goldman Sachs, Morgan Stanley
Intercept Pharmaceuticals 04/03/2014 $320.00 ICPT 45845P108 ADD-ON BofA Merrill Lynch, Citigroup, Goldman Sachs
SeaWorld Entertainment 04/03/2014 $30.00 SEAS 81282V100 ADD-ON Goldman Sachs, JP Morgan
Kindred Biosciences 04/02/2014 $18.00 KIN 494577109 ADD-ON Leerink Partners, BMO, Guggenheim Securities
CBS Outdoor Americas 03/27/2014 $28.00 CBSO 14987J106 IPO Goldman Sachs, JP Morgan, BofA Merrill Lynch, Morgan Stanley
Mercer International 03/27/2014 $7.15 MERC 588056101 ADD-ON Credit Suisse
CommScope Holding Company 03/27/2014 $22.00 COMM 20337X109 ADD-ON JP Morgan, Deutsche Bank, BofA Merrill Lynch
Sprouts Farmers Market 03/27/2014 $33.75 SFM 85208M102 ADD-ON Goldman Sachs, Credit Suisse, BofA Merrill Lynch
TriNet Group 03/26/2014 $16.00 TNET 896288107 IPO JP Morgan, Morgan Stanley, Deutsche Bank
Marchex 03/26/2014 $10.50 MCHX 56624R108 ADD-ON Deutsche Bank, RBC, Piper Jaffray
PennyMac Financial Services 03/26/2014 $16.50 PFSI 70932B101 ADD-ON Citigroup
Veeva Systems 03/25/2014 $26.35 VEEV 922475108 ADD-ON Morgan Stanley, Deutsche Bank, JP Morgan
Nord Anglia Education 03/25/2014 $16.00 NORD G6583A102 IPO Credit Suisse, Goldman Sachs, JP Morgan
King Digital Entertainment 03/25/2014 $22.50 KING G5258J109 IPO JP Morgan, Credit Suisse, BofA Merrill Lynch
KB Home 03/20/2014 $18.00 KBH 48666K109 ADD-ON Citigroup, Credit Suisse, BofA Merrill Lynch, Deutsche Bank
Paylocity Holding 03/18/2014 $17.00 PCTY 70438V106 IPO Deutsche Bank, BofA Merrill Lynch, William Blair
MakeMyTrip Limited 03/13/2014 $23.00 MMYT V5633W109 ADD-ON Citigroup, JP Morgan, Deutsche Bank
Quintiles Transnational Holdings 03/12/2014 $52.00 Q 74876Y101 ADD-ON Morgan Stanley, Barclays, JP Morgan
Vipshop Holdings Limited 03/11/2014 $143.74 VIPS 92763W103 ADD-ON Goldman Sachs, Deutsche Bank
Summit Midstream Partners 03/11/2014 $38.75 SMLP 866142102 ADD-ON Barclays, Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, RBC, Citigroup, Goldman Sachs, Wells Fargo
DCP Midstream Partners 02/27/2014 $48.90 DPM 23311P100 ADD-ON Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley, Wells Fargo
Ampio Pharmaceuticals 02/27/2014 $7.00 AMPE 03209T109 ADD-ON Citigroup, Jefferies
Colfax 02/13/2014 $68.75 CFX 194014106 ADD-ON BofA Merrill Lynch, Citigroup, Deutsche Bank
Installed Building Products 02/12/2014 $11.00 IBP 45780R101 IPO Deutsche Bank, UBS
PTC Therapeutics 02/12/2014 $24.50 PTCT 69366J200 ADD-ON JP Morgan, Credit Suisse
Freescale Semiconductor 02/11/2014 $18.50 FSL G3727Q101 ADD-ON Goldman Sachs, Citigroup, Credit Suisse, Deutsche Bank
Ladder Capital 02/05/2014 $17.00 LADR 505743104 IPO Deutsche Bank, Citigroup, Wells Fargo, JP Morgan, BofA Merrill Lynch
Revance Therapeutics 02/05/2014 $16.00 RVNC 761330109 IPO Cowen & Company, Piper Jaffray
Envision Healthcare 02/05/2014 $30.50 EVHC 29413U103 ADD-ON Goldman Sachs, Barclays,BofA Merrill Lynch, Citigroup
Continental Building Products 02/04/2014 $14.00 CBPX 211171103 IPO Citigroup,Credit Suisse
Intrawest Resorts Holdings 01/30/2014 $12.00 SNOW 46090K109 IPO Goldman Sachs, Credit Suisse, Deutsche Bank, BofA Merrill Lynch
XPO Logistics 01/30/2014 $25.00 XPO 983793100 ADD-ON Credit Suisse, Citigroup, Deutsche Bank, JP Morgan
Rexnord 01/30/2014 $25.75 RXN 76169B102 ADD-ON Goldman Sachs, Baird, Credit Suisse
Montage Technology Group 01/30/2014 $21.00 MONT G6209T105 ADD-ON Deutsche Bank, Stifel, Barclays
TESARO 01/29/2014 $31.50 TSRO 881569107 ADD-ON Citigroup, Deutsche Bank, Leerink Partners
Banco de Chile 01/28/2014 $74.23 BCH 59520106 ADD-ON Citigroup
Aratana Therapeutics 01/28/2014 $19.00 PETX 03874P101 ADD-ON Jefferies, Barclays, William Blair
Independence Realty Trust 01/23/2014 $8.30 IRT 45378A106 ADD-ON Deutsche Bank
Santander Consumer USA Holdings 01/22/2014 $24.00 SC 80283M101 IPO Citigroup, JP Morgan
EP Energy 01/16/2014 $20.00 EPE 268785102 IPO Credit Suisse, JP Morgan
Orchid Island Capital 01/16/2014 $12.50 ORC 68571X103 ADD-ON Ladenburg Thalmann, Oppenheimer
American Capital Senior Floating 01/15/2014 $15.00 ACSF 02504D108 IPO Morgan Stanley, Citigroup, Deutsche Bank, UBS, Keefe Bruyette & Woods
Altisource Residential 01/15/2014 $34.00 RESI 02153W100 ADD-ON Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo
NCI Building Systems 01/09/2014 $18.00 NCS 628852204 ADD-ON Credit Suisse, Citigroup,RBC, UBS
Rouse Properties 01/07/2014 $19.50 RSE 779287101 ADD-ON BofA Merrill Lynch, Barclays,RBC, Credit Suisse, KeyBanc

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2013 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Scorpio Bulkers 12/11/2013 $9.75 SALT Y7546A106 IPO Deutsche Bank
Hilton Worldwide Holdings 12/11/2013 $20.00 HLT 43300A104 IPO Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley, JP Morgan, Wells Fargo
Kindred Biosciences 12/11/2013 $7.00 KIN 494577109 IPO BMO, Guggenheim Securities
MiMedx Group 12/11/2013 $6.80 MDXG 602496101 ADD-ON Canaccord Genuity
SeaWorld Entertainment 12/11/2013 $30.00 SEAS 81282V100 ADD-ON Goldman Sachs, JP Morgan, Deutsche Bank
Pinnacle Foods 12/11/2013 $26.75 PF 72348P104 ADD-ON Barclays, BofA Merrill Lynch
HomeAway 12/11/2013 $37.00 AWAY 43739Q100 ADD-ON Deutsche Bank, JP Morgan, Goldman Sachs, Morgan Stanley
Taminco 12/11/2013 $20.00 TAM 87509U106 ADD-ON Citigroup, Goldman Sachs, Credit Suisse, Deutsche Bank
Valero Energy Partners 12/10/2013 $23.00 VLP 91914J102 IPO JP Morgan, Barclays
Autohome 12/10/2013 $17.00 ATHM 05278C107 IPO Deutsche Bank, Goldman Sachs
Ring Energy 12/05/2013 $10.00 REI 76680V108 ADD-ON SunTrust Robinson Humphrey
Celldex Therapeutics 12/04/2013 $24.50 CLDX 15117B103 ADD-ON Jefferies, Leerink Swan
Del Frisco's Restaurant Group 12/04/2013 $19.50 DFRG 245077102 ADD-ON Deutsche Bank, Piper Jaffray, Wells Fargo
Seadrill Partners 12/03/2013 $29.50 SDLP Y7545W109 ADD-ON Citigroup, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Wells Fargo, Deutsche Bank, RBC
Norwegian Cruise Line Holdings 12/03/2013 $33.25 NCLH G66721104 ADD-ON UBS, Barclays
Sprouts Farmers Market 11/25/2013 $37.00 SFM 85208M102 ADD-ON Goldman Sachs, Credit Suisse,BofA Merrill Lynch
Evogene Ltd. 11/20/2013 $14.75 EVGN M4119S104 IPO Credit Suisse, Deutsche Bank
T-Mobile US 11/14/2013 $25.00 TMUS 872590104 ADD-ON Morgan Stanley, Goldman Sachs, JP Morgan, Credit Suisse, Deutsche Bank
8x8 11/14/2013 $9.25 EGHT 282914100 ADD-ON BofA Merrill Lynch, Barclays, Deutsche Bank
CDW 11/13/2013 $20.50 CDW 12514G108 ADD-ON JP Morgan, Barclays, Goldman Sachs
Tandem Diabetes Care 11/13/2013 $15.00 TNDM 875372104 IPO BofA Merrill Lynch, Piper Jaffray
Eros International Plc 11/12/2013 $12.00 EROS G3788M114 IPO Deutsche Bank, BofA Merrill Lynch, UBS
Dynagas LNG Partners LP 11/12/2013 $18.00 DLNG Y2188B108 IPO Credit Suisse, BofA Merrill Lynch, Morgan Stanley, Barclays, Deutsche Bank
Extended Stay America 11/12/2013 $20.00 STAY 30224P200 IPO Deutsche Bank, Goldman Sachs, JP Morgan
Boise Cascade 11/07/2013 $22.50 BCC 09739D100 ADD-ON BofA Merrill Lynch, Goldman Sachs
Constellium N.V. 11/07/2013 $17.00 CSTM N22035104 ADD-ON Goldman Sachs, Deutsche Bank, JP Morgan, Morgan Stanley
Toll Brothers 11/07/2013 $32.00 TOL 889478103 ADD-ON Citigroup, Deutsche Bank, SunTrust Robinson Humphrey, RBS
Tetraphase Pharmaceuticals 11/06/2013 $10.00 TTPH 88165N105 ADD-ON BMO Capital Markets, Stifel
LGI Homes 11/06/2013 $11.00 LGIH 50187T106 IPO Deutsche Bank, JMP Securities, JP Morgan
Norcraft Companies 11/06/2013 $16.00 NCFT 65557Y105 IPO Citigroup, UBS, Deutsche Bank, RBC
Midcoast Energy Partners LP 11/06/2013 $18.00 MEP 59564N103 IPO BofA Merrill Lynch, Barclays, Citigroup
Mavenir Systems 11/06/2013 $10.00 MVNR 577675101 IPO Morgan Stanley, BofA Merrill Lynch, Deutsche Bank
Twitter 11/06/2013 $26.00 TWTR 90184L102 IPO Goldman Sachs, Morgan Stanley, JP Morgan
Arc Logistics Partners LP 11/05/2013 $19.00 ARCX 03879N101 IPO Citigroup, Barclays, SunTrust Robinson Humphrey, Wells Fargo
Avianca Holdings 11/05/2013 $15.00 AVH 05367G100 IPO JP Morgan, Citigroup
Blue Capital Reinsurance Holdings 11/05/2013 $20.00 BCRH G1190F107 IPO Deutsche Bank, Barclays, Keefe Bruyette & Woods, Raymond James, UBS, RBC
Qunar Cayman Islands 10/31/2013 $15.00 QUNR 74906P104 IPO Goldman Sachs, Deutsche Bank
Brixmor Property Group 10/29/2013 $20.00 BRX 11120U105 IPO BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo
Criteo S.A. 10/29/2013 $31.00 CRTO 226718104 IPO JP Morgan, Deutsche Bank, Jefferies
Surgical Care Affiliates 10/29/2013 $24.00 SCAI 86881L106 IPO JP Morgan, Citigroup
CommScope Holding 10/24/2013 $15.00 COMM 20337X109 IPO JP Morgan, Deutsche Bank, BofA Merrill Lynch
Endurance International Group 10/24/2013 $12.00 EIGI 29272B105 IPO Goldman Sachs, Credit Suisse, Morgan Stanley
ING U.S. 10/23/2013 $29.50 VOYA 4.5685E+110 ADD-ON Morgan Stanley, Goldman Sachs, Citigroup, BofA Merrill Lynch
Crown Castle International 10/22/2013 $74.00 CCI 228227104 ADD-ON Morgan Stanley, BofA Merrill Lynch, JP Morgan, Barclays
Guidewire Software 10/22/2013 $48.75 GWRE 40171V100 ADD-ON JP Morgan, Deutsche Bank
Plains GP Holdings 10/15/2013 $22.00 PAGP 72651A108 IPO Barclays, Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, UBS, Wells Fargo
Veeva Systems 10/15/2013 $20.00 VEEV 922475108 IPO Morgan Stanley, Deutsche Bank
Envestnet 10/10/2013 $29.25 ENV 29404K106 ADD-ON William Blair, Stifel
Buckeye Partners 10/10/2013 $62.61 BPL 118230101 ADD-ON Barclays, Morgan Stanley, UBS, Wells Fargo
MacroGenics 10/09/2013 $16.00 MGNX 556099109 IPO BofA Merrill Lynch, Leerink Swann
Western Refining Logistics 10/09/2013 $22.00 WNRL 95931Q205 IPO BofA Merrill Lynch, Barclays
QTS Realty Trust 10/08/2013 $21.00 QTS 74736A103 IPO Goldman Sachs, Jefferies
SFX Entertainment 10/08/2013 $13.00 SFXE 784178303 IPO UBS, Jefferies, Deutsche Bank
Empire State Realty Trust 10/01/2013 $13.00 ESRT 292104106 IPO Goldman Sachs, BofA Merrill Lynch
Fate Therapeutics 09/30/2013 $6.00 FATE 31189P102 IPO Cowen & Company, BMO
Violin Memory 09/26/2013 $9.00 VMEM 92763A101 IPO JP Morgan, Deutsche Bank, BofA Merrill Lynch
Emerald Oil 09/26/2013 $6.70 EOX 29101U209 ADD-ON Credit Suisse
Montage Technology Group 09/25/2013 $10.00 MONT 61199BA08 IPO Deutsche Bank, Barclays
Altisource Residential 09/25/2013 $21.00 RESI 02153W100 ADD-ON Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo
Capitala Finance 09/24/2013 $20.00 CPTA 14054R106 IPO Deutsche Bank, UBS, Barclays
ClubCorp Holdings 09/19/2013 $14.00 MYCC 18948M108 IPO Goldman Sachs, Jefferies, Citigroup
JinkoSolar Holding 09/19/2013 $16.25 JKS 47759T100 ADD-ON Credit Suisse, JP Morgan, Jefferies
Shutterstock 09/19/2013 $60.00 SSTK 825690100 ADD-ON Morgan Stanley, Deutsche Bank, Jefferies
Controladora Vuela Compania De Aviacion 09/17/2013 $12.00 VLRS 2.124E+109 IPO Deutsche Bank, Morgan Stanley, UBS
Benefitfocus 09/17/2013 $26.50 BNFT 08180D106 IPO Goldman Sachs, Deutsche Bank, Jefferies
EVERTEC 09/12/2013 $22.50 EVTC 30040P103 ADD-ON Goldman Sachs, JP Morgan
Sanchez Energy 09/12/2013 $23.00 SN 79970Y105 ADD-ON Johnson Rice, RBC
SunEdison 09/12/2013 $7.25 SUNE 86732Y109 ADD-ON Deutsche Bank, Goldman Sachs
UMB Financial 09/10/2013 $54.00 UMBF 902788108 ADD-ON BofA Merrill Lynch
Xoom 09/10/2013 $30.50 XOOM 98419Q101 ADD-ON Barclays, Needham & Company
TriMas 09/10/2013 $35.40 TRS 896215209 ADD-ON Deutsche Bank, JP Morgan
ExOne 09/09/2013 $62.00 XONE 302104104 ADD-ON FBR
Jarden 09/04/2013 $47.00 JAH 471109108 ADD-ON Barclays
Matador Resources 09/04/2013 $15.25 MTDR 576485205 ADD-ON RBC, Citigroup, Scotiabank
Regado Biosciences 08/21/2013 $4.00 RGDO 75874Q107 IPO Cowen and Company, BMO
Sophiris Bio 08/15/2013 $5.00 SPHS 83578Q209 IPO Citigroup, Leerink Swann
Envision Healthcare Holdings 08/13/2013 $23.00 EVHC 29413U103 IPO Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup
Roadrunner Transportation Systems 08/13/2013 $27.00 RRTS 76973Q105 ADD-ON Baird, Morgan Stanley, Deutsche Bank
QEP Midstream Partners LP 08/08/2013 $21.00 QEPM 74735R115 IPO Wells Fargo, Morgan Stanley, Citigroup, Deutsche Bank, JP Morgan
Datalink 08/08/2013 $11.00 DTLK 237934104 ADD-ON Canaccord Genuity
XPO Logistics 08/07/2013 $22.75 XPO 983793100 ADD-ON Credit Suisse, Morgan Stanley, Deutsche Bank
KAR Auction Services 08/07/2013 $25.00 KAR 48238T109 ADD-ON Credit Suisse, Goldman Sachs, JP Morgan
DCP Midstream Partners LP 08/07/2013 $50.04 DPM 23311P100 ADD-ON Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley, Wells Fargo
YuMe 08/06/2013 $9.00 YUME 98872B104 IPO Citigroup, Deutsche Bank
Allison Transmission Holdings 08/06/2013 $22.00 ALSN 01973R101 ADD-ON BofA Merrill Lynch, Citigroup, JP Morgan
Marrone Bio Innovations 08/01/2013 $12.00 MBII 57165B106 IPO Jefferies, Piper Jaffray
Boyd Gaming 08/01/2013 $12.00 BYD 103304101 ADD-ON Deutsche Bank, JP Morgan
Sprouts Farmers Market 07/31/2013 $18.00 SFM 85208M102 IPO Goldman Sachs, Credit Suisse
Cousins Properties 07/30/2013 $10.00 CUZ 222795106 ADD-ON JP Morgan, BofA Merrill Lynch
Del Frisco's Restaurant Group 07/25/2013 $21.25 DFRG 245077102 ADD-ON Deutsche Bank, Piper Jaffray, Wells Fargo
Conatus Pharmaceuticals 07/24/2013 $11.00 CNAT 20600T108 IPO Stifel, Piper Jaffray
TearLab 07/24/2013 $13.50 TEAR 878193101 ADD-ON Canaccord Genuity, Craig-Hallum
Rally Software Development 07/24/2013 $24.75 RALY 751198102 ADD-ON Deutsche Bank, Piper Jaffray
Boise Cascade 07/24/2013 $27.00 BCC 09739D100 ADD-ON BofA Merrill Lynch, Goldman Sachs
Phillips 66 Partners LP 07/22/2013 $23.00 PSXP 718549207 IPO JP Morgan, Morgan Stanley
UCP 07/17/2013 $15.00 UCP 90265Y106 ADD-ON Citigroup, Deutsche Bank, Zelman Partners
The WhiteWave Foods Company 07/17/2013 $17.75 WWAV 966244105 ADD-ON JP Morgan, BofA Merrill Lynch
Berry Plastics Group 07/17/2013 $21.63 BERY 08579W103 ADD-ON Citigroup, BofA Merrill Lynch
NRG Yield 07/16/2013 $22.00 NYLD 62942X108 IPO BofA Merrill Lynch, Goldman Sachs, Citi
Regulus Therapeutics 07/16/2013 $9.50 RGLS 75915K101 ADD-ON Lazard, Cowen and Company, BMO
EQT Midstream Partners LP 07/16/2013 $43.50 EQM 26885B100 ADD-ON Citigroup, Barclays, BofA Merrill Lynch
Fly Leasing Limited 07/11/2013 $14.00 FLY 34407D109 ADD-ON Morgan Stanley, Citigroup, Deutsche Bank, RBC
Fifth Street Senior Floating Rate 07/11/2013 $15.00 FSFR 31679F101 IPO Morgan Stanley, Deutsche Bank, UBS, Barclays
NGL Energy Partners LP 07/09/2013 $29.00 NGL 62913M107 ADD-ON Deutsche Bank, RBC, BofA Merrill Lynch, Goldman Sachs, UBS, Raymond James
Aratana Therapeutics 06/26/2013 $6.00 PETX 03874P101 IPO Stifel, Lazard
CDW 06/26/2013 $17.00 CDW 12514G108 IPO JP Morgan, Barclays, Goldman Sachs
Ares Commercial Real Estate 06/20/2013 $13.50 ACRE 04013V108 ADD-ON Credit Suisse, Citigroup, Wells Fargo, BofA Merrill Lynch, JP Morgan
Ashford Hospitality Trust 06/20/2013 $12.00 AHT 44103109 ADD-ON BofA Merrill Lynch, Deutsche Bank, Morgan Stanley
Rexnord 06/20/2013 $16.00 RXN 76169B102 ADD-ON Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Credit Suisse
Repros Therapeutics 06/19/2013 $19.00 RPRX 76028H209 ADD-ON BofA Merrill Lynch
Weyerhaeuser 06/18/2013 $27.75 WY 962166104 ADD-ON Morgan Stanley, Deutsche Bank, Citigroup
Coty 06/12/2013 $17.50 COTY 222070203 IPO BofA Merrill Lynch, JP Morgan, Morgan Stanley, Barclays, Deutsche Bank, Wells Fargo
Atlas Resource Partners LP 06/10/2013 $21.75 ARP 04941A101 ADD-ON Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan, Morgan Stanley, RBC
PBF Energy 06/06/2013 $27.00 PBF 69318G106 ADD-ON Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank
U.S. Silica Holdings 06/05/2013 $19.60 SLCA 9.0346E+107 ADD-ON Morgan Stanley, BofA Merrill Lynch
KAR Auction Services 06/05/2013 $21.25 KAR 48238T109 ADD-ON Credit Suisse, Goldman Sachs, JP Morgan
Ubiquiti Networks 06/04/2013 $16.00 UBNT 90347A100 ADD-ON Credit Suisse, BofA Merrill Lynch, Raymond James
Air Lease 05/30/2013 $26.75 AL 00912X302 ADD-ON Credit Suisse, Goldman Sachs
Ply Gem Holdings 05/22/2013 $21.00 PGEM 72941W100 IPO JP Morgan, Credit Suisse, Goldman Sachs, UBS, Deutsche Bank
Constellium Holdco B.V. 05/22/2013 $15.00 CSTM N22035104 IPO Goldman Sachs, Deutsche Bank, JP Morgan
Blackstone Mortgage Trust 05/22/2013 $25.50 BXMT 09257W100 ADD-ON Citigroup, BofA Merrill Lynch, JP Morgan, Deutsche Bank, Wells Fargo, UBS
Bloomin' Brands 05/22/2013 $21.50 BLMN 94235108 ADD-ON BofA Merrill Lynch, Morgan Stanley, JP Morgan
Wesco Aircraft Holdings 05/22/2013 $16.00 WAIR 950814103 ADD-ON Barclays, JP Morgan
PGT 05/21/2013 $7.75 PGTI 69336V101 ADD-ON Credit Suisse, Deutsche Bank
Emerald Oil 05/16/2013 $6.10 EOX 29101U209 ADD-ON Canaccord Genuity, Johnson Rice & Co.
TC PipeLines, LP 05/16/2013 $43.85 TCP 87233Q108 ADD-ON Wells Fargo, BofA Merrill Lynch, JP Morgan, Morgan Stanley, UBS
CVR Refining, LP 05/14/2013 $30.75 CVRR 12663P107 ADD-ON Credit Suisse, Barclays, Citigroup, Jefferies, UBS, JP Morgan
Trade Street Residential 05/13/2013 $10.00 TSRE 89255N203 IPO Sandler O'Neill
Tallgrass Energy Partners LP 05/13/2013 $21.50 TEP 874697105 IPO Barclays, Citigroup, BofA Merrill Lynch, Deutsche Bank
Nielsen Holdings 05/13/2013 $35.01 NLSN N63218106 ADD-ON JP Morgan, Citigroup, Deutsche Bank, Goldman Sachs
Apollo Global Management 05/09/2013 $25.00 APO 37612306 ADD-ON JP Morgan, Citigroup, Credit Suisse, Goldman Sachs, Morgan Stanley
3D Systems 05/09/2013 $40.00 DDD 88554D205 ADD-ON Needham & Company
Quintiles Transnational Holdings 05/08/2013 $40.00 Q 74876Y101 IPO Morgan Stanley, Barclays, JP Morgan
Health Care REIT 05/08/2013 $73.50 HCN 42217K106 ADD-ON UBS, Deutsche Bank, Wells Fargo
Colfax 05/07/2013 $44.25 CFX 194014106 ADD-ON Deutsche Bank
Vantiv 05/07/2013 $23.75 VNTV 92210H105 ADD-ON JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley, Deutsche Bank, Citigroup, Wells Fargo
ING U.S. 05/01/2013 $19.50 VOYA 4.5685E+110 IPO Morgan Stanley, Goldman Sachs, Citigroup
Sinclair Broadcast Group 05/01/2013 $27.25 SBGI 829226109 ADD-ON Wells Fargo, JP Morgan
GW Pharmaceuticals PLC 05/01/2013 $8.90 GWPH 36197T103 IPO Lazard, Cowen and Company
Northern Tier Energy LP 04/30/2013 $26.28 NTI 665826103 ADD-ON Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, Credit Suisse, UBS
Altisource Residential 04/25/2013 $18.75 RESI 02153W100 ADD-ON Citigroup, Credit Suisse, Deutsche Bank, JP Morgan
StealthGas 04/24/2013 $10.00 GASS Y81669106 ADD-ON Wells Fargo, Deutsche Bank
SeaWorld Entertainment 04/18/2013 $27.00 SEAS 81282V100 IPO Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Barclays, Wells Fargo
Blackhawk Network Holdings 04/18/2013 $23.00 HAWK 9.238E+107 IPO Goldman Sachs, BofA Merrill Lynch, Citigroup, Deutsche Bank
Berry Plastics Group 04/18/2013 $17.00 BERY 08579W103 ADD-ON Citigroup, BofA Merrill Lynch
BioScrip 04/18/2013 $12.00 BIOS 09069N108 ADD-ON Jefferies, Morgan Stanley, SunTrust Robinson Humphrey
Intelsat S.A. 04/17/2013 $18.00 I L5140P101 IPO Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch
Taminco 04/17/2013 $15.00 TAM 87509U106 IPO Citigroup, Goldman Sachs, Credit Suisse, JP Morgan
Atlas Pipeline Partners LP 04/17/2013 $34.00 APL 49392103 ADD-ON Citigroup, BofA Merrill Lynch, Deutsche Bank, JP Morgan, Morgan Stanley, Wells Fargo
Rally Software Development 04/11/2013 $14.00 RALY 751198102 IPO Deutsche Bank, Piper Jaffray
EVERTEC 04/11/2013 $20.00 EVTC 30040P103 IPO Goldman Sachs, JP Morgan
Chimerix 04/10/2013 $14.00 CMRX 16999B385 IPO Morgan Stanley, Cowen and Company
Taylor Morrison Home 04/09/2013 $22.00 TMHC 87724P106 IPO Credit Suisse, Citigroup
Marin Software 03/21/2013 $14.00 MRIN 56804T106 IPO Goldman Sachs, Deutsche Bank
West Corporation 03/21/2013 $20.00 WSTC 952355204 IPO Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Wells Fargo
Graphic Packaging 03/21/2013 $7.00 GPK 388689101 ADD-ON Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank
Aviv REIT 03/20/2013 $20.00 AVIV 05381L101 IPO Morgan Stanley, BofAMerrill Lynch, Goldman Sachs
Model N 03/19/2013 $15.50 MODN 607525102 IPO JP Morgan, Deutsche Bank
Delek US Holdings 03/14/2013 $39.50 DK 246647101 ADD-ON Barclays, Deutsche Bank, Credit Suisse, Goldman Sachs
Trulia 03/14/2013 $29.75 TRLA 897888103 ADD-ON Deutsche Bank, JP Morgan, RBC, Needham & Co., William Blair
Kennedy-Wilson Holdings 03/14/2013 $15.70 KW 489398107 ADD-ON BofA Merrill Lynch, Deutsche Bank, Morgan Stanley
U.S. Silica Holdings 03/13/2013 $22.00 SLCA 9.0346E+107 ADD-ON Morgan Stanley, BofA Merrill Lynch, Simmons, Jefferies, Wells Fargo
Vipshop Holdings Limited 03/13/2013 $24.00 VIPS 92763W103 ADD-ON Goldman Sachs, Deutsche Bank, JP Morgan
Yandex N.V. 03/12/2013 $22.75 YNDX N97284108 ADD-ON Morgan Stanley, Deutsche Bank, Goldman Sachs
Discovery Communications 03/06/2013 $64.75 DISCK 25470F302 ADD-ON BofA Merrill Lynch,JP Morgan, Citigroup
KAR Auction Services 03/06/2013 $19.25 KAR 48238T109 ADD-ON Credit Suisse, Goldman Sachs, JP Morgan
DCP Midstream Partners LP 02/28/2013 $40.63 DPM 23311P100 ADD-ON Wells Fargo, BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley
TESARO 02/27/2013 $18.00 TSRO 881569107 ADD-ON Citigroup, Morgan Stanley
Nielsen Holdings 02/14/2013 $32.55 NLSN N63218106 ADD-ON JP Morgan, Citigroup, Goldman Sachs
ZAIS Financial 02/07/2013 $21.25 ZFC 98886K108 IPO Deutsche Bank, Citigroup, Barclays, Credit Suisse
Boise Cascade 02/05/2013 $21.00 BCC 09739D100 IPO BofA Merrill Lynch, Goldman Sachs
MagnaChip Semiconductor 02/05/2013 $14.50 MX 55933J203 ADD-ON Barclays, Deutsche Bank, Citigroup, UBS
Zoetis 01/31/2013 $26.00 ZTS 98978V103 IPO JP Morgan, BofA Merrill Lynch, Morgan Stanley
Bonanza Creek Energy 01/31/2013 $29.50 BCEI 97793103 ADD-ON Credit Suisse, Raymond James
TRI Pointe Homes 01/30/2013 $17.00 TPH 87265H109 IPO Citigroup, Deutsche Bank, FBR
Five Below 01/29/2013 $35.65 FIVE 33829M101 ADD-ON Goldman Sachs, Barclays, Jefferies
KB Home 01/23/2013 $18.25 KBH 48666K109 ADD-ON Credit Suisse, Citigroup, BofA Merrill Lynch, Deutsche Bank
CyrusOne, Inc 01/17/2013 $19.00 CONE 23283R100 IPO Morgan Stanley, BofA Merrill Lynch
Norwegian Cruise Line Holdings 01/17/2013 $19.00 NCLH G66721104 IPO UBS, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan
Northern Tier Energy LP 01/17/2013 $24.46 NTI 665826103 ADD-ON Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, UBS
Alnylam Pharmaceuticals 01/15/2013 $20.13 ALNY 02043Q107 ADD-ON JP Morgan, Morgan Stanley
Summit Hotel Properties 01/08/2013 $9.00 INN 866082100 ADD-ON Deutsche Bank, Raymond James, Baird, RBC
Tesoro Logistics LP 01/08/2013 $41.70 TLLP 88160T107 ADD-ON Wells Fargo, Barclays, Citigroup, BofA Merrill Lynch

Top

2012 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Headwaters 12/18/2012 $7.25 HW 42210P102 ADD-ON Deutsche Bank, Stifel Nicolaus Weisel
PBF Energy 12/12/2012 $26.00 PBF 69318G106 IPO Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank
The Williams Companies 12/12/2012 $31.00 WMB 969457100 ADD-ON Citigroup, Barclays, UBS
Access Midstream Partners LP 12/12/2012 $32.15 ACMP 00434L109 ADD-ON Citigroup, Barclays, UBS, BofA Merrill Lynch, Morgan Stanley, Wells Fargo
Graphic Packaging 12/12/2012 $6.10 GPK 388689101 ADD-ON Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank
Western Gas Equity Partners LP 12/06/2012 $22.00 WGP 95825R103 IPO Barclays, Citigroup, Deutsche Bank, Morgan Stanley
KAR Auction Services 12/05/2012 $17.50 KAR 48238T109 ADD-ON Credit Suisse, Goldman Sachs, JP Morgan
WhiteHorse Finance 12/04/2012 $15.00 WHF 96524V106 IPO Deutsche Bank, JP Morgan, Citigroup, Barclays
Atlas Pipeline Partners LP 12/04/2012 $31.00 APL 49392103 ADD-ON Wells Fargo, Deutsche Bank, BofA Merrill Lynch
Supernus Pharmaceuticals 11/29/2012 $8.00 SUPN 868459108 ADD-ON Jefferies, Piper Jaffray, Cowen and Company
Equity Residential 11/28/2012 $54.75 EQR 29476L107 ADD-ON Morgan Stanley
CAI International 11/28/2012 $19.85 CAP 12477X106 ADD-ON Credit Suisse, Wells Fargo, Keefe Bruyette & Woods
AvalonBay Communities 11/28/2012 $130.00 AVB 53484101 ADD-ON Goldman Sachs
YY, Inc. 11/20/2012 $10.50 YY 98426T106 IPO Morgan Stanley, Deutsche Bank, Citigroup
Atlas Resource Partners LP 11/20/2012 $23.01 ARP 04941A101 ADD-ON Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan
Ruckus Wireless 11/15/2012 $15.00 RKUS 781220108 IPO Goldman Sachs, Morgan Stanley, Deutsche Bank
Targa Resources Partners LP 11/15/2012 $36.00 NGLS 87611X105 ADD-ON BofA Merrill Lynch, Barclays, Citigroup, JP Morgan, Morgan Stanley, UBS
ServiceNow 11/14/2012 $28.00 NOW 81762P102 ADD-ON Morgan Stanley, Citigroup, Deutsche Bank
AK Steel 11/14/2012 $4.00 AKS 1547108 ADD-ON JP Morgan, Credit Suisse
Armstrong World Industries 11/07/2012 $51.00 AWI 04247X102 ADD-ON BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan
Southcross Energy Partners 11/01/2012 $20.00 SXE 84130C100 IPO Citigroup, Wells Fargo, Barclays, JP Morgan
Delek Logistics Partners 11/01/2012 $21.00 DKL 24664T103 IPO BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo
The WhiteWave Foods Company 10/25/2012 $17.00 WWAV 966244105 IPO JP Morgan, Credit Suisse, BofA Merrill Lynch
MPLX LP 10/25/2012 $22.00 MPLX 55336V100 IPO UBS, BofA Merrill Lynch, Morgan Stanley, Citigroup, JP Morgan
American Campus Communities 10/25/2012 $43.75 ACC 24835100 ADD-ON BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan
Seadrill Partners 10/18/2012 $22.00 SDLP Y7545W109 IPO Citigroup, Morgan Stanley, Wells Fargo
Diamondback Energy 10/11/2012 $17.50 FANG 25278X109 IPO Credit Suisse
Shutterstock 10/10/2012 $17.00 SSTK 825690100 IPO Morgan Stanley, Jefferies, Deutsche Bank
Ambarella 10/09/2012 $6.00 AMBA G037AX101 IPO Morgan Stanley, Deutsche Bank
Berry Plastics Group 10/03/2012 $16.00 BERY 08579W103 IPO BofA Merrill Lynch, Citigroup, Barclays, Deutsche Bank
LifeLock 10/02/2012 $9.00 LOCK 53224V100 IPO Goldman Sachs, BofA Merrill Lynch, Deutsche Bank
JAVELIN Mortgage Investment 10/02/2012 $20.00 JMI 47200B104 IPO Deutsche Bank, Citigroup, Barclays, Credit Suisse
B&G Foods 10/02/2012 $30.25 BGS 05508R106 ADD-ON Credit Suisse, Barclays, RBC Capital Markets
Summit Midstream Partners 09/27/2012 $20.00 SMLP 866142102 IPO Barclays, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley
Summit Hotel Properties 09/27/2012 $8.15 INN 866082100 ADD-ON Deutsche Bank, Citigroup, Baird
Dollar General 09/27/2012 $51.75 DG 256677105 ADD-ON Citigroup, KKR, Goldman Sachs
Grupo Financiero Santander Mexico 09/25/2012 $12.18 BSMX 40053C105 IPO Santander, UBS, Deutsche Bank, BofA Merrill Lynch
Trulia 09/19/2012 $17.00 TRLA 897888103 IPO JP Morgan, Deutsche Bank
Health Care REIT 09/18/2012 $56.00 HCN 42217K106 ADD-ON BofA Merrill Lynch, JP Morgan, Morgan Stanley
On Assignment 09/13/2012 $17.00 ASGN 682159108 ADD-ON BofA Merrill Lynch, Baird, Wells Fargo
Textainer Group Holdings 09/13/2012 $31.50 TGH G8766E109 ADD-ON BofA Merrill Lynch, Wells Fargo, Credit Suisse
ExactTarget 09/11/2012 $22.50 ET 30064K105 ADD-ON JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel
American International Group 09/10/2012 $32.50 AIG 26874784 ADD-ON Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan
Home Loan Servicing Solutions 09/06/2012 $15.25 HLSS G6648D109 ADD-ON Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Deutsche Bank
Manchester United 08/09/2012 $14.00 MANU G5784H106 IPO Jefferies, Credit Suisse, JP Morgan
Performant Financial 08/09/2012 $9.00 PFMT 7.1377E+109 IPO Morgan Stanley, Goldman Sachs, Credit Suisse, Wells Fargo
Kinder Morgan Management 08/07/2012 $73.50 KMR 49455U100 ADD-ON Barclays, BofA Merrill Lynch
Peregrine Semiconductor 08/07/2012 $14.00 PSMI 71366R703 IPO JP Morgan, Deutsche Bank
Vantiv 08/02/2012 $21.90 VNTV 92210H105 ADD-ON JP Morgan, Morgan Stanley, Credit Suisse
Eloqua 08/01/2012 $11.50 ELOQ 290139104 IPO JP Morgan, Deutsche Bank
Del Frisco's Restaurant Group 07/27/2012 $13.00 DFRG 245077102 IPO Deutsche Bank, Piper Jaffray, Wells Fargo
Texas Capital Bancshares 07/27/2012 $40.00 TCBI 88224Q107 ADD-ON Macquarie Capital, Deutsche Bank
Northern Tier Energy LP 07/25/2012 $14.00 NTI 665826103 IPO Goldman Sachs, Barclays, BofA Merrill Lynch
Natural Grocers by Vitamin Cottage 07/24/2012 $15.00 NGVC 63888U108 IPO SunTrust Robinson Humphrey, Piper Jaffray
KAYAK Software 07/19/2012 $26.00 KYAK 486577109 IPO Morgan Stanley, Deutsche Bank
Five Below 07/18/2012 $17.00 FIVE 33829M101 IPO Goldman Sachs, Barclays, Jefferies
Kennedy-Wilson Holdings 07/18/2012 $13.00 KW 489398107 ADD-ON BofA Merrill Lynch, Deutsche Bank
Bazaarvoice 07/17/2012 $15.40 BV 73271108 ADD-ON Morgan Stanley, Deutsche Bank, Credit Suisse
Beazer Homes USA 07/10/2012 $2.90 BZH 07556Q105 ADD-ON Goldman Sachs, Deutsche Bank, UBS
American Campus Communities 07/10/2012 $44.25 ACC 24835100 ADD-ON BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan
Meritage Homes 07/09/2012 $34.75 MTH 59001A102 ADD-ON Citigroup, Deutsche Bank
ServiceNow 06/28/2012 $18.00 NOW 81762P102 IPO Morgan Stanley, Citigroup, Deutsche Bank
EQT Midstream Partners LP 06/26/2012 $21.00 EQM 26885B100 IPO Citigroup, Barclays
Digital Realty Trust 06/26/2012 $72.25 DLR 253868103 ADD-ON BofA Merrill Lynch, Citigroup
Dollar General 06/05/2012 $46.75 DG 256677105 ADD-ON Citigroup, Goldman Sachs, KKR
America First Tax Exempt Investors 05/30/2012 $5.06 ATAX 02364V107 ADD-ON Deutsche Bank, RBC Capital Markets
Facebook 05/17/2012 $38.00 FB 30303M102 IPO Morgan Stanley, JP Morgan, Goldman Sachs
Edwards Group Limited 05/10/2012 $8.00 EVAC 281736108 IPO Barclays, Goldman Sachs, Deutsche Bank
Magnum Hunter Resources 05/10/2012 $4.50 MHR 55973B102 ADD-ON Credit Suisse, Citigroup
SXC Health Solutions 05/10/2012 $90.60 SXCI 78505P100 ADD-ON JP Morgan, Barclays, Credit Suisse
Web.com Group 05/10/2012 $15.25 WWWW 94733A104 ADD-ON JP Morgan, Citigroup, Deutsche Bank
Audience 05/09/2012 $17.00 ADNC 05070J102 IPO JP Morgan, Credit Suisse, Deutsche Bank
Western Asset Mortgage 05/09/2012 $20.00 WMC 95790D105 IPO Deutsche Bank, JP Morgan, Citigroup, Jefferies
PetroLogistics LP 05/03/2012 $17.00 PDH 71672U101 IPO Morgan Stanley, Citigroup, UBS
The Carlyle Group LP 05/02/2012 $22.00 CG 14309L102 IPO JP Morgan, Citigroup, Credit Suisse
TriMas 05/02/2012 $20.75 TRS 896215209 ADD-ON Deutsche Bank, Goldman Sachs
LPL Investment Holdings 05/01/2012 $34.50 LPLA 50213H100 ADD-ON Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, JP Morgan
MagnaChip Semiconductor 05/01/2012 $11.40 MX 55933J203 ADD-ON Barclays, Deutsche Bank, UBS
Ares Commercial Real Estate 04/25/2012 $18.50 ACRE 04013V108 IPO Wells Fargo, Citigroup, BofA Merrill Lynch, JP Morgan
Envivio 04/24/2012 $9.00 ENVI 29413T106 IPO Goldman Sachs, Deutsche Bank, Stifel Nicolaus Weisel
Proofpoint 04/19/2012 $13.00 PFPT 743424103 IPO Credit Suisse, Deutsche Bank
Midstates Petroleum 04/19/2012 $13.00 MPO 59804T100 IPO Goldman Sachs, Morgan Stanley, Wells Fargo
Guidewire Software 04/18/2012 $28.25 GWRE 40171V100 ADD-ON JP Morgan, Citigroup, Deutsche Bank
Oaktree Capital Group 04/11/2012 $43.00 OAK 674001201 IPO Goldman Sachs, Morgan Stanley
Forum Energy Technologies 04/11/2012 $20.00 FET 34984V100 IPO JP Morgan, BofA Merrill Lynch, Credit Suisse, Citigroup, Deutsche Bank
Ocean Rig UDW 04/11/2012 $16.25 ORIG Y64354205 ADD-ON Deutsche Bank, Credit Suisse
Retail Properties of America 04/04/2012 $8.00 RPAI 76131V202 IPO JP Morgan, Citigroup, Deutsche Bank, KeyBanc Capital Markets
TCP Capital 04/03/2012 $14.75 TCPC 87238Q103 IPO Deutsche Bank, Stifel Nicolaus Weisel, Oppenheimer & Co.
Enphase Energy 03/29/2012 $6.00 ENPH 29355A107 IPO Morgan Stanley, BofA Merrill Lynch, Deutsche Bank
Rexnord 03/28/2012 $18.00 RXN 76169B102 IPO BofA Merrill Lynch, Goldman Sachs, CreditSuisse, Deutsche Bank, Barclays
Tangoe 03/28/2012 $18.50 TNGO 87582Y108 ADD-ON Deutsche Bank, Barclays, Stifel, Nicolaus Weisel
Dollar General 03/27/2012 $45.25 DG 256677105 ADD-ON Citigroup, Goldman Sachs, KKR, Barclays, JP Morgan
Vipshop Holdings Limited 03/22/2012 $6.50 VIPS 92763W103 IPO Goldman Sachs, Deutsche Bank
Hercules Offshore 03/22/2012 $5.10 HERO 427093109 ADD-ON Credit Suisse, Goldman Sachs, Deutsche Bank
Vantiv 03/21/2012 $17.00 VNTV 92210H105 IPO JP Morgan, Morgan Stanley, Credit Suisse, Goldman Sachs, Deutsche Bank
ExactTarget 03/21/2012 $19.00 ET 30064K105 IPO JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel
Nielsen Holdings 03/20/2012 $30.25 NLSN N63218106 ADD-ON JP Morgan, Morgan Stanley
Demandware 03/14/2012 $16.00 DWRE 24802Y105 IPO Goldman Sachs, Deutsche Bank
Allison Transmission Holdings 03/14/2012 $23.00 ALSN 01973R101 IPO BofA Merrill Lynch, Citigroup, JP Morgan, Credit Suisse, Morgan Stanley, Goldman Sachs
XPO Logistics 03/14/2012 $15.75 XPO 983793100 ADD-ON Morgan Stanley, Deutsche Bank, Jefferies
GNC Holdings 03/13/2012 $33.50 GNC 36191G107 ADD-ON JP Morgan, Goldman Sachs, Deutsche Bank, Morgan Stanley
Simon Property Group 03/08/2012 $137.00 SPG 828806109 ADD-ON JP Morgan, BofA Merrill Lynch, Goldman Sachs
Quality Distribution 03/07/2012 $13.00 QLTY 74756M102 ADD-ON Goldman Sachs, JP Morgan, BofA Merrill Lynch, Credit Suisse
Home Loan Servicing Solutions 02/28/2012 $14.00 HLSS G6648D109 IPO Wells Fargo, Barclays Capital, Citigroup, Deutsche Bank
Colfax 02/28/2012 $34.00 CFX 194014106 ADD-ON Deutsche Bank, BofA Merrill Lynch
Bazaarvoice 02/23/2012 $12.00 BV 73271108 IPO Morgan Stanley, Deutsche Bank, Credit Suisse
Cobalt International Energy 02/23/2012 $28.00 CIE 19075F106 ADD-ON Goldman Sachs, Morgan Stanley, Credit Suisse, Citigroup, JP Morgan
Health Care REIT 02/21/2012 $53.50 HCN 42217K106 ADD-ON BofA Merrill Lynch, Deutsche Bank, JP Morgan
WNS Holdings Limited 02/09/2012 $9.25 WNS 92932M101 ADD-ON BofA Merrill Lynch, Deutsche Bank
Caesars Entertainment 02/07/2012 $9.00 CZR 127686103 IPO Credit Suisse, Citigroup
Medical Properties Trust 02/01/2012 $9.75 MPW 58463J304 ADD-ON BofA Merrill Lynch, JP Morgan
Rex Energy 01/31/2012 $9.25 REXX 761565100 ADD-ON KeyBanc Capital Markets
Guidewire Software 01/24/2012 $13.00 GWRE 40171V100 IPO JP Morgan, Deutsche Bank, Citigroup
Spirit Airlines 01/19/2012 $14.50 SAVE 848577102 ADD-ON Barclays Capital, Morgan Stanley, Citigroup

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2011 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Gazit-Globe Ltd. 12/13/2011 $9.00 GZT M4793C102 IPO Citigroup, Deutsche Bank
Rose Rock Midstream L.P. 12/08/2011 $20.00 RRMS 777149105 IPO Barclays Capital, Citigroup, Deutsche Bank
Dollar General 12/06/2011 $39.00 DG 256677105 ADD-ON Citigroup, Goldman Sachs, KKR, Barclays Capital, JP Morgan
Delphi Automotive PLC 11/16/2011 $22.00 DLPH G27823106 IPO Goldman Sachs, JP Morgan
Cigna 11/16/2011 $42.75 CI 125509109 ADD-ON Morgan Stanley, Citigroup, Deutsche Bank
Cadence Pharmaceuticals 11/14/2011 $3.75 CADX 12738T100 ADD-ON Deutsche Bank
Pacific Drilling S.A. 11/10/2011 $8.25 PACD L7257P106 IPO Morgan Stanley, Deutsche Bank
Chesapeake Granite Wash Trust 11/10/2011 $19.00 CHKR 165185109 IPO Morgan Stanley, Raymond James
Kennedy-Wilson Holdings 11/10/2011 $11.00 KW 489398107 ADD-ON BofA Merrill Lynch, Deutsche Bank
Imperva 11/08/2011 $18.00 IMPV 45321L100 IPO JP Morgan, Deutsche Bank
Groupon 11/03/2011 $20.00 GRPN 399473107 IPO Morgan Stanley, Goldman Sachs, Credit Suisse
GNC Holdings 10/25/2011 $24.75 GNC 36191G107 ADD-ON Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley
Ubiquiti Networks 10/13/2011 $15.00 UBNT 90347A100 IPO UBS, Deutsche Bank, Raymond James
Calumet Specialty Products Partners LP 09/08/2011 $18.00 CLMT 131476103 ADD-ON Barclays Capital, BofA Merrill Lynch, Deutsche Bank, JP Morgan
Dollar General 09/08/2011 $34.75 DG 256677105 ADD-ON Citigroup, Goldman Sachs, KKR
Tudou Holdings Limited 08/16/2011 $29.00 TUDO 89903T107 IPO Credit Suisse, Deutsche Bank
SandRidge Permian Trust 08/10/2011 $18.00 PER 80007A102 IPO Morgan Stanley, Raymond James, RBC Capital Markets, Wells Fargo
American Capital Mortgage 08/03/2011 $20.00 MTGE 02504A104 IPO Citigroup, Deutsche Bank, UBS, Wells Fargo
ServiceSource International 07/28/2011 $17.50 SREV 81763U100 ADD-ON Morgan Stanley, Deutsche Bank
Wesco Aircraft Holdings 07/27/2011 $15.00 WAIR 950814103 IPO Barclays Capital, Morgan Stanley
Tangoe 07/26/2011 $10.00 TNGO 87582Y108 IPO Deutsche Bank, Stifel Nicolaus Weisel
SunCoke Energy 07/20/2011 $16.00 SXC 86722A103 IPO Credit Suisse, BofA Merrill Lynch, Goldman Sachs
Spectrum Brands Holdings 07/14/2011 $28.00 SPB 84763R101 ADD-ON Credit Suisse, Deutsche Bank, Jefferies
Oiltanking Partners LP 07/13/2011 $21.50 OILT 678049107 IPO Citibank, Barclays Capital, JP Morgan, Morgan Stanley
AG Mortgage Investment Trust 06/29/2011 $20.00 MITT 1228105 IPO Deutsche Bank, Stifel Nicolaus Weisel, RBC Capital Markets
HomeAway 06/28/2011 $27.00 AWAY 43739Q100 IPO Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan
KiOR 06/23/2011 $15.00 KIOR 497217109 IPO Credit Suisse, UBS, Goldman Sachs
Aegerion Pharmaceuticals 06/23/2011 $15.50 AEGR 7.67E+104 ADD-ON Jefferies & Co., Deutsche Bank
Vanguard Health Systems 06/21/2011 $18.00 VHS 922036207 IPO BofA Merrill Lynch, Barclays Capital, Citigroup, Deutsche Bank, JP Morgan
Taomee Holdings Limited 06/08/2011 $9.00 TAOM 876997966 IPO Credit Suisse, Deutsche Bank
MakeMyTrip Limited 05/26/2011 $24.00 MMYT V5633W109 ADD-ON Morgan Stanley, Deutsche Bank
Freescale Semiconductor Holdings 05/25/2011 $18.00 FSL G3727Q101 IPO Citigroup, Deutsche Bank, Barclays Capital, Credit Suisse, JP Morgan
American International Group 05/24/2011 $29.00 AIG 26874784 ADD-ON BofA Merrill Lynch, Deutsche Bank, Goldman Sachs, JP Morgan
Yandex N.V. 05/23/2011 $25.00 YNDX N97284108 IPO Morgan Stanley, Deutsche Bank, Goldman Sachs
Targacept 05/19/2011 $20.50 TRGT 87611R306 ADD-ON Deutsche Bank
The Mosaic Company 05/19/2011 $65.00 MOS 61945A107 ADD-ON Credit Suisse, JP Morgan, UBS
NGL Energy Partners LP 05/11/2011 $21.00 NGL 62913M107 IPO Wells Fargo, RBC Capital Markets
RLJ Lodging Trust 05/10/2011 $18.00 RLJ 74965L101 IPO BofA Merrill Lynch, Barclays Capital, Wells Fargo
Boingo Wireless 05/03/2011 $13.50 WIFI 09739C102 IPO Credit Suisse, Deutsche Bank
Tesoro Logistics LP 04/19/2011 $21.00 TLLP 88160T107 IPO Citigroup, Wells Fargo, BofA Merrill Lynch, Credit Suisse
Primerica 04/14/2011 $22.75 PRI 74164M108 ADD-ON Citigroup
Graphic Packaging 04/14/2011 $4.75 GPK 388689101 ADD-ON Goldman Sachs, BofA Merrill Lynch, JP Morgan, Deutsche Bank
Elster Group SE 04/07/2011 $15.00 ELT 290348101 ADD-ON Deutsche Bank, Goldman Sachs, JP Morgan
CVR Partners, LP 04/07/2011 $16.00 UAN 126633106 IPO Morgan Stanley, Barclays Capital, Goldman Sachs
Inphi 03/31/2011 $20.90 IPHI 45772F107 ADD-ON Morgan Stanley, Deutsche Bank
A123 Systems 03/31/2011 $6.00 AONE 03739T108 ADD-ON Deutsche Bank, Goldman Sachs
GNC Holdings 03/31/2011 $16.00 GNC 36191G107 IPO Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley
Apollo Global Management 03/29/2011 $19.00 APO 37612306 IPO Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, UBS
CreXus Investment 03/28/2011 $11.50 CXS 226553105 ADD-ON Credit Suisse, Barclays Capital, BofA Merrill Lynch, Deutsche Bank
ServiceSource International 03/24/2011 $10.00 SREV 81763U100 IPO Morgan Stanley, Deutsche Bank
James River Coal 03/23/2011 $23.50 JRCC 470355207 ADD-ON UBS, Deutsche Bank
YPF S.A. 03/22/2011 $41.00 YPF 984245100 ADD-ON Credit Suisse, Deutsche Bank, Goldman Sachs, Itau BBA, Morgan Stanley, Raymond James, Santander
MagnaChip Semiconductor 03/10/2011 $14.00 MX 55933J203 IPO Barclays Capital, Deutsche Bank, Goldman Sachs
Warner Chilcott 03/10/2011 $23.25 WCRX G94368100 ADD-ON Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch, Credit Suisse
HCA Holdings 03/09/2011 $30.00 HCA 40412C101 IPO BofA Merrill Lynch, Citigroup, JP Morgan
MetLife 03/02/2011 $43.25 MET 59156R108 ADD-ON Goldman Sachs, Citigroup, Credit Suisse
Team Health Holdings 03/02/2011 $17.10 TMH 87817A107 ADD-ON Barclays Capital, Citigroup, BofA Merrill Lynch, Goldman Sachs
Health Care REIT 03/01/2011 $49.25 HCN 42217K106 ADD-ON UBS, BofA Merrill Lynch, Barclays Capital, Deutsche Bank, JP Morgan, Wells Fargo
Solar Senior Capital Limited 02/24/2011 $20.00 SUNS 83416M105 IPO Citigroup, Wells Fargo, Deutsche Bank, SunTrust Robinson Humphrey
Kinder Morgan 02/10/2011 $30.00 KMI 49456B101 IPO Goldman Sachs, Barclays Capital
Fluidigm 02/09/2011 $13.50 FLDM 34385P108 IPO Deutsche Bank, Piper Jaffray
Summit Hotels Properties 02/08/2011 $9.75 INN 866082100 IPO Deutsche Bank, Baird, RBC Capital Markets
SS&C Technologies Holdings 02/03/2011 $17.60 SSNC 78467J100 ADD-ON JP Morgan, Morgan Stanley, Deutsche Bank
CVR Energy 02/02/2011 $16.75 CVI 12662P108 ADD-ON Goldman Sachs, Deutsche Bank, Credit Suisse
NeoPhotonics 02/01/2011 $11.00 NPTN 64051T100 IPO BofA Merrill Lynch, Deutsche Bank
BankUnited 01/27/2011 $27.00 BKU 06652K103 IPO Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs
Nielsen Holdings 01/25/2011 $23.00 NLSN N63218106 IPO JP Morgan, Morgan Stanley, Credit Suisse, Deutsche Bank, Goldman Sachs, Citigroup
American Capital Agency 01/13/2011 $28.00 AGNC 02503X105 ADD-ON BofA Merrill Lynch, Citigroup

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2010 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
QR Energy, LP 12/16/2010 $20.00 QRE 74734R108 IPO Wells Fargo, JP Morgan, Raymond James, RBC Capital Markets
Fortegra Financial 12/16/2010 $11.00 FRF 34954W104 IPO Piper Jaffray, Sun Trust Robinson Humphrey
HiSoft Technology International Limited 12/16/2010 $26.00 HSFT 43358R108 ADD-ON Deutsche Bank, UBS, Citigroup
KEMET 12/14/2010 $11.00 KEM 488360207 ADD-ON Deutsche Bank, BofA Merrill Lynch, UBS
RigNet 12/14/2010 $12.00 RNET 766582100 IPO Deutsche Bank, Jefferies & Co
GAIN Capital Holdings 12/14/2010 $9.00 GCAP 36268W100 IPO Morgan Stanley, Deutsche Bank
First Horizon National 12/13/2010 $10.50 FHN 320517105 ADD-ON Goldman Sachs, JP Morgan, Morgan Stanley
Starwood Property Trust 12/09/2010 $19.73 STWD 85571B105 ADD-ON Citigroup, Wells Fargo, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs
Dollar General 12/08/2010 $30.50 DG 256677105 ADD-ON Citigroup, Goldman Sachs, KKR, BofA Merrill Lynch, JP Morgan
Targa Resources 12/06/2010 $22.00 TRGP 87612G101 IPO Barclays Capital, Morgan Stanley, BofA Merrill Lynch
RealPage 12/06/2010 $25.75 RP 75606N109 ADD-ON Credit Suisse, Deutsche Bank
IntraLinks Holdings 12/06/2010 $20.00 IL 46118H104 ADD-ON Morgan Stanley, Deutsche Bank, Jeffries & Co., Credit Suisse
FXCM 12/01/2010 $14.00 FXCM 302693106 IPO Credit Suisse, JP Morgan, Citigroup
CVR Energy 11/18/2010 $10.75 CVI 12662P108 ADD-ON Deutsche Bank, Goldman Sachs
General Motors 11/17/2010 $33.00 GM 37045V100 IPO Morgan Stanley, JP Morgan, BofA Merrill Lynch, Citigroup
Synchronoss Technologies 11/17/2010 $25.40 SNCR 87157B103 ADD-ON Credit Suisse, Deutsche Bank, Goldman Sachs
New GGP 11/15/2010 $14.75 GGP 370023103 ADD-ON Goldman Sachs, Deutsche Bank
Prudential Financial 11/11/2010 $54.50 PRU 744320102 ADD-ON Citigroup, BofA Merrill Lynch, UBS, Barclays Capital
Republic Airways Holdings 11/11/2010 $7.80 RJET 760276105 ADD-ON Goldman Sachs, Deutsche Bank
Inphi 11/10/2010 $12.00 IPHI 45772F107 IPO Morgan Stanley, Deutsche Bank, Jefferies & Co.
American Superconductor 11/10/2010 $35.50 AMSC 30111108 ADD-ON Morgan Stanley, Deutsche Bank, Jefferies & Co.
Cadence Pharmaceuticals 11/10/2010 $8.00 CADX 12738T100 ADD-ON Deutsche Bank
Orient-Express Hotels Limited 11/08/2010 $10.75 OEH G67743107 ADD-ON Deutsche Bank, Barclays Capital
SodaStream International Limited 11/02/2010 $20.00 SODA M9068E105 IPO JP Morgan, Deutsche Bank
Kronos Worldwide 10/27/2010 $40.00 KRO 50105F105 ADD-ON Wells Fargo Securities, Deutsche Bank, Stephens
SeaCube Container Leasing Limited 10/27/2010 $10.00 BOX G79978105 IPO JP Morgan, Citigroup, Deutsche Bank, Wells Fargo Securities
Pacific Biosciences of California 10/26/2010 $16.00 PACB 69404D108 IPO JP Morgan, Morgan Stanley
Ellington Financial 10/07/2010 $22.50 EFC 288522303 IPO Deutsche Bank
Chesapeake Lodging Trust 10/06/2010 $16.25 CHSP 165240102 ADD-ON JP Morgan, Deutsche Bank, Wells Fargo Securities
Chelsea Therapeutics International 09/30/2010 $4.90 CHTP 163428105 ADD-ON Deutsche Bank
ChinaCache International Holdings 09/30/2010 $13.90 CCIH 16950M107 IPO BofA Merrill Lynch, Deutsche Bank
Elster Group SE 09/29/2010 $13.00 ELT 290348101 IPO Deutsche Bank, Goldman Sachs, JP Morgan
Aspen Technology 09/22/2010 $9.00 AZPN 45327103 ADD-ON JP Morgan, Deutsche Bank
SouFun Holdings Limited 09/16/2010 $42.50 SFUN 836034108 IPO Deutsche Bank, Goldman Sachs
NiSource 09/08/2010 $16.50 NI 65473P105 ADD-ON Credit Suisse, Barclays Capital, Citigroup, JP Morgan
American Campus Communities 08/16/2010 $27.00 ACC 24835100 ADD-ON BofA Merrill Lynch, Keybanc Capital Markets, Deutsche Bank, JP Morgan
RealPage 08/11/2010 $11.00 RP 75606N109 IPO Credit Suisse, Deutsche Bank
MediaMind Technologies 08/10/2010 $11.50 MDMD 58449C100 IPO JP Morgan, Deutsche Bank
NXP Semiconductors N.V. 08/05/2010 $14.00 NXPI N6596X109 IPO Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays Capital
IntraLinks Holdings 08/05/2010 $13.00 IL 46118H104 IPO Morgan Stanley, Deutsche Bank, Credit Suisse
MetLife 08/02/2010 $42.00 MET 59156R108 ADD-ON BofA Merrill Lynch, Credit Suisse, Deutsche Bank, HSBC, UBS, Wells Fargo Securities
Chesapeake Midstream Partners 07/28/2010 $21.00 CHKM 16524K108 IPO UBS, Citigroup, Morgan Stanley
Envestnet 07/28/2010 $9.00 ENV 29404K106 IPO Morgan Stanley, UBS, Barclays Capital
Genco Shipping & Trading Limited 07/21/2010 $16.00 GNK Y2685T107 ADD-ON Deutsche Bank, BNP Paribas, Credit Suisse
Green Dot 07/21/2010 $36.00 GDOT 39304D102 IPO JP Morgan, Morgan Stanley
Smart Technologies 07/14/2010 $17.00 SMT 83172R108 IPO Morgan Stanley, Deutsche Bank, RBC Capital Markets, BofA Merrill Lynch, Credit Suisse
HiSoft Technology International Limited 06/29/2010 $10.00 HSFT 43358R108 IPO Deutsche Bank UBS, Citigroup
Tesla Motors 06/28/2010 $17.00 TSLA 88160R101 IPO Goldman Sachs, Morgan Stanley, JP Morgan, Deutsche Bank
Fabrinet 06/24/2010 $10.00 FN G3323L100 IPO Morgan Stanley, Deutsche Bank
PPL Corporation 06/22/2010 $24.00 PPL 69351T106 ADD-ON BofA Merrill Lynch, Credit Suisse
Motricity 06/17/2010 $10.00 MOTR 620107102 IPO JP Morgan, Goldman Sachs, Deutsche Bank, RBC Capital Markets
FelCor Lodging Trust 06/16/2010 $5.50 FCH 31430F101 ADD-ON JP Morgan, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank
Polo Ralph Lauren 06/15/2010 $81.00 RL 731572103 ADD-ON JP Morgan, Goldman Sachs
Lincoln National 06/14/2010 $27.25 LNC 534187109 ADD-ON JP Morgan, Credit Suisse, Morgan Stanley, Wells Fargo Securities
Nu Skin Enterprises 06/03/2010 $27.00 NUS 67018T105 ADD-ON JP Morgan, Deutsche Bank
MF Global Holdings 06/02/2010 $7.10 MF 55277J108 ADD-ON JP Morgan, Citi, Deutsche Bank
Strategic Hotels & Resorts 05/13/2010 $4.60 BEE 86272T106 ADD-ON JP Morgan, Deutsche Bank, BofA Merrill Lynch
Beazer Homes USA 05/04/2010 $5.81 BZH 07556Q105 ADD-ON Citigroup, Credit Suisse
Synovus Financial 04/28/2010 $2.75 SNV 87161C105 ADD-ON JP Morgan
Alpha & Omega Semiconductor Limited 04/28/2010 $18.00 AOSL G6331P104 IPO Deutsche Bank, Piper Jaffray
America First Tax Exempt Investors, L.P. 04/20/2010 $5.37 ATAX 02364V107 ADD-ON Deutsche Bank, RBC Capital Markets
Dollar General 04/14/2010 $27.00 DG 256677105 ADD-ON Citigroup, Goldman Sachs, KKR
Medical Properties Trust 04/14/2010 $9.75 MPW 58463J304 ADD-ON JP Morgan, Deutsche Bank, KeyBanc, RBC Capital Markets
Primerica 03/31/2010 $15.00 PRI 74164M108 IPO Citigroup
SS&C Technologies Holdings 03/30/2010 $15.00 SSNC 78467J100 IPO JP Morgan, Credit Suisse, Morgan Stanley, Deutsche Bank
MaxLinear 03/23/2010 $14.00 MXL 57776J100 IPO Morgan Stanley, Deutsche Bank
The Hartford Financial Services Group 03/17/2010 $27.75 HIG 416515104 ADD-ON Goldman Sachs, JP Morgan
EQT Corporation 03/10/2010 $44.00 EQT 26884L109 ADD-ON JP Morgan, Barclays Capital, Credit Suisse, Deutsche Bank
Anthera Pharmaceuticals 03/01/2010 $7.00 ANTH 03674U102 IPO Deutsche Bank
Graham Packaging Company 02/10/2010 $10.00 GRM 384701108 IPO Citigroup, Goldman Sachs, Deutsche Bank
Art Technology Group 02/04/2010 $3.50 ARTG 04289L107 ADD-ON Deutsche Bank, Morgan Stanley
Avago Technologies Limited 01/27/2010 $17.41 AVGO Y0486S104 ADD-ON Deutsche Bank, Barclays Capital, Morgan Stanley, Citigroup
Ares Capital Corporation 01/26/2010 $12.75 ARCC 04010L103 ADD-ON BofA Merrill Lynch, JP Morgan, Sun Trust Robinson Humphrey, Wells Fargo Securities
Chesapeake Lodging Trust 01/21/2010 $20.00 CHSP 165240102 IPO JP Morgan, Deutsche Bank
Orient-Express Hotels, Ltd. 01/12/2010 $10.00 OEH G67743107 ADD-ON Deutsche Bank, Barclays Capital
Beazer Homes USA 01/06/2010 $4.60 BZH 07556Q105 ADD-ON Citigroup, Credit Suisse

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2009 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Team Health Holdings 12/15/2009 $12.00 TMH 87817A107 IPO Barclays Capital, Citigroup, BofA Merrill Lynch, Goldman Sachs
Cobalt International Energy 12/15/2009 $13.50 CIE 19075F106 IPO Goldman Sachs, Morgan Stanley, Credit Suisse, Citigroup, JP Morgan
Dendreon 12/10/2009 $24.75 DNDN 24823Q107 ADD-ON JPMorgan, Deutsche Bank
Fortinet 11/17/2009 $12.50 FTNT 3.4959E+113 IPO Morgan Stanley, JP Morgan, Deutsche Bank
Dollar General 11/12/2009 $21.00 DG 256677105 IPO Citigroup, Goldman Sachs, KKR, BofA Merrill Lynch, JP Morgan
RehabCare Group 11/12/2009 $24.00 RHB 759148109 ADD-ON BofA Merrill Lynch, JP Morgan
Hyatt Hotels 11/04/2009 $25.00 H 448579102 IPO Goldman Sachs
Dole Food Company 10/22/2009 $12.50 DOLE 256603101 IPO Goldman Sachs, BofA Merrill Lynch, Deutsche Bank, Wells Fargo Securities
SuccessFactors 10/20/2009 $15.50 SFSF 864596101 ADD-ON Goldman Sachs, Deutsche Bank, Morgan Stanley
AGA Medical Holdings 10/20/2009 $14.50 AGAM 8368102 IPO BofA Merrill Lynch, Citigroup, Deutsche Bank, Leerink Swann, Wells Fargo Securities
Canadian Solar 10/15/2009 $15.75 CSIQ 136635109 ADD-ON Morgan Stanley, Deutsche Bank, Piper Jaffray
RailAmerica 10/12/2009 $15.00 RA 750753402 IPO JP Morgan, Citigroup, Deutsche Bank, Morgan Stanley
Omeros Corporation 10/07/2009 $10.00 OMER 682143102 IPO Deutsche Bank
America First Tax Exempt Investors, L.P. 10/06/2009 $5.05 ATAX 02364V107 ADD-ON Deutsche Bank, RBC Capital Markets
Qiagen N.V. 09/25/2009 $20.25 QGEN N72482107 ADD-ON Deutsche Bank, Goldman Sachs, JPMorgan
A123 Systems 09/23/2009 $13.50 AONE 03739T108 IPO Morgan Stanley, Goldman Sachs
Bruker Corporation 09/22/2009 $9.85 BRKR 116794108 ADD-ON Goldman Sachs, JPMorgan, Deutsche Bank
CreXus Investment Corporation 09/16/2009 $15.00 CXS 226553105 IPO Deutsche Bank BofA Merrill Lynch
Ramco Gershenson Properties Trust 09/10/2009 $8.50 RPT 751452202 ADD-ON JP Morgan, Deutsche Bank, Key Banc Capital Markets
Starwood Property Trust 08/11/2009 $20.00 STWD 85571B105 IPO BofA Merrill Lynch, Deutsche Bank, Citigroup
Avago Technologies Limited 08/05/2009 $15.00 AVGO Y0486S104 IPO Deutsche Bank, Barclays Capital, Morgan Stanley, Citigroup
STEC 08/05/2009 $31.00 STEC 784774101 ADD-ON JPMorgan, Deutsche Bank
PennyMac Mortgage Investment Trust 07/29/2009 $20.00 PMT 70931T103 IPO Merrill Lynch, Credit Suisse, Deutsche Bank
Western Asset Municipal Defined Opportunity Trust 03/26/2009 $20.00 MTT 95768A109 IPO Wachovia Securities, Citigroup

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2008 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Healthcare Realty Trust 09/23/2008 $25.50 HR 421946104 ADD-ON Wachovia Securities, JPMorgan, Bank of America, UBS
Tyson Foods 09/09/2008 $12.75 TSN 902494103 ADD-ON JPMorgan, Merrill Lynch
EnergySolutions 07/24/2008 $19.00 ES 292756202 ADD-ON JPMorgan, UBS
Luminex 06/24/2008 $19.91 LMNX 5.5027E+106 ADD-ON Credit Suisse, JPMorgan
CapitalSource 06/23/2008 $11.00 CSE 14055X102 ADD-ON JPMorgan, Wachovia Securities
Synthesis Energy Systems 06/19/2008 $9.25 SYMX 871628103 ADD-ON JPMorgan, Deutsche Bank
RHI Entertainment 06/17/2008 $14.00 RHIE 74957T104 IPO JPMorgan, Bank of America
Monotype Imaging Holdings 06/12/2008 $12.00 TYPE 61022P100 ADD-ON JPMorgan, Bank of America
Innophos Holdings 06/04/2008 $27.50 IPHS 45774N108 ADD-ON JPMorgan, Oppenheimer
Nucor 05/22/2008 $74.00 NUE 670346105 ADD-ON Bank of America, Citigroup, JPMorgan
Polypore International 05/22/2008 $24.00 PPO 73179V103 ADD-ON JP Morgan
Ascent Solar Technologies 05/15/2008 $14.00 ASTI 43635101 ADD-ON JP Morgan
American International Group 05/12/2008 $38.00 AIG 26874107 ADD-ON Citigroup, JPMorgan
Western Gas Partners LP 05/08/2008 $16.50 WES 958254104 IPO UBS, Citigroup, Credit Suisse, Morgan Stanley
Fannie Mae 05/08/2008 $27.50 FNM 313586109 ADD-ON Lehman Brothers, JPMorgan
Pioneer Southwest Energy Partners LP 04/30/2008 $19.00 PSE 72388B106 IPO Citigroup, Deutsche Bank, UBS
Range Resources 04/30/2008 $66.38 RRC 75281A109 ADD-ON JPMorgan, Credit Suisse
Eaton 04/22/2008 $84.00 ETN 278058102 ADD-ON JPMorgan, Goldman Sachs, Bank of America, Citigroup, HSBC, Merrill Lynch, UBS, Wachovia Securities
VISA 03/18/2008 $44.00 V 92826C839 IPO Citi, JPMorgan, Morgan Stanley
Acorda Therapeutics 02/12/2008 $21.50 ACOR 00484M106 ADD-ON JP Morgan, Deutsche Bank
Cascal NV 01/28/2008 $12.00 HOO N1842P109 IPO JP Morgan, Credit Suisse
Williams Pipeline Partners LP 01/17/2008 $20.00 WMZ 96950K103 IPO JP Morgan, Banc of America

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2007 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Concho Resources 12/13/2007 $18.05 CXO 20605P101 ADD-ON Lehman Brothers, Citigroup, Merrill Lynch
Teekay Tankers 12/12/2007 $19.50 TNK Y8565N102 IPO Lehman Brothers, Citigroup, Merrill Lynch
Williams Partners LP 12/05/2007 $37.75 WPZ 96950F104 ADD-ON Citigroup, Morgan Stanley
PROS Holdings 12/05/2007 $16.75 PRO 74346Y103 ADD-ON JP Morgan, Deutsche Bank
WSP Holdings 12/05/2007 $8.50 WH 92934F104 IPO JP Morgan
Penn Virginia 11/29/2007 $41.25 PVA 707882106 ADD-ON JP Morgan, Lehman Brothers, RBC Capital Markets
Westar Energy 11/15/2007 $25.25 WR 95709T100 ADD-ON JP Morgan/UBS
Energy Solutions 11/14/2007 $23.00 ES 292756202 IPO Credit Suisse, JP Morgan, Morgan Stanley
Burger King Holdings 11/13/2007 $25.00 BKC 121208201 ADD-ON Goldman Sachs, JP Morgan, Morgan Stanley
Navios Maritime 11/12/2007 $20.00 NMM Y62267102 IPO JP Morgan, Merrill Lynch
Approach Resources 11/07/2007 $12.00 AREX 03834A103 IPO JP Morgan
Insulet 11/06/2007 $23.25 PODD 45784P101 ADD-ON Wachovia Securities, JP Morgan
BioForm Medical 11/06/2007 $8.00 BFRM 09065G107 IPO Citigroup, JP Morgan, Credit Suisse
McMoRan Exploration 11/01/2007 $12.40 MMR 582411104 ADD-ON Goldman Sachs, JP Morgan
Gerdau Ameristeel 11/01/2007 $12.25 GNA 37373P105 ADD-ON JP Morgan, Citigroup, Bear Stearns
ULTA Salon, Cosmetics and Fragrance 10/24/2007 $18.00 ULTA 90384S303 IPO JP Morgan, Banc of America, Piper Jaffray
Volcano 10/17/2007 $16.25 VOLC 928645100 ADD-ON JP Morgan, Wachovia Securities
Aircastle Limited 10/03/2007 $31.75 AYR G0129K104 ADD-ON Merrill Lynch, JP Morgan
Solera Holdings 10/03/2007 $18.75 SLH 83421A104 ADD-ON JP Morgan, ABN AMRO, CIBC World Markets, HSBC
Qimonda AG 09/20/2007 $10.92 QI 746904101 ADD-ON JP Morgan, Piper Jaffray
Diana Shipping 09/20/2007 $25.00 DSX Y2066G104 ADD-ON JP Morgan, Merrill Lynch
Heartland Payment Systems 09/17/2007 $26.34 HPY 42235N108 ADD-ON Citigroup, JP Morgan, Lehman Brothers
VMware 08/13/2007 $29.00 VMW 928563402 IPO Citigroup, JP Morgan
MercadoLibre 08/09/2007 $18.00 MELI 58733R102 IPO JP Morgan, Merrill Lynch
WuXi PharmaTech 08/08/2007 $14.00 WX 929352102 IPO Credit Suisse, JP Morgan
Quicksilver Gas Services LP 08/06/2007 $21.00 KGS 74839G106 IPO UBS, Goldman Sachs
Virtusa 08/02/2007 $14.00 VRTU 92827P102 IPO JP Morgan
Concho Resources 08/02/2007 $11.50 CXO 20605P101 IPO JP Morgan, Banc of America
Genpact Limited 08/01/2007 $14.00 G G3922B107 IPO UBS, Goldman Sachs, Morgan Stanley
Regency Energy Partners LP 07/26/2007 $32.05 RGNC 75885Y107 ADD-ON Morgan Stanley, Citigroup, JP Morgan
Claymore/Guggenheim Strategic Opportunities Fund 07/26/2007 $20.00 GOF 18385X104 IPO Wachovia Securities, Raymond James
Voltaire Limited 07/25/2007 $9.00 VOLT M97613109 IPO JP Morgan, Merrill Lynch
Orbitz Worldwide 07/19/2007 $15.00 OWW 68557K109 IPO Morgan Stanley, Goldman Sachs, Lehman Brothers, JP Morgan
MF Global Limited 07/18/2007 $30.00 MF G60642108 IPO Citigroup, JP Morgan, Lehman Brothers, Merrill Lynch, UBS
Whiting Petroleum 06/27/2007 $40.50 WLL 966387102 ADD-ON Merrill Lynch, JP Morgan
PROS Holdings 06/27/2007 $11.00 PRO 74346Y103 IPO JP Morgan, Deutsche Bank
Polypore International 06/27/2007 $19.00 PPO 73179V103 IPO JP Morgan
BlackRock Kelso Capital 06/26/2007 $16.00 BKCC 92533108 IPO JP Morgan, Wachovia Securities, Citigroup, Merrill Lynch
First Mercury Financial 06/14/2007 $19.25 FMR 320841109 ADD-ON JP Morgan, Keefe, Bruyette & Woods
Security Capital Assurance 06/06/2007 $31.00 SCA G8018D107 ADD-ON Goldman Sachs, JP Morgan, Merrill Lynch
BlackRock International Growth and Income Trust 05/24/2007 $20.00 BGY 92524107 IPO Wachovia Securities, Citigroup, Merrill Lynch
Navios Maritime 05/23/2007 $10.00 NM Y62196103 ADD-ON JP Morgan, Merrill Lynch
Dolby Laboratories 05/23/2007 $32.00 DLB 25659T107 ADD-ON Goldman Sachs, JP Morgan
Sirtris Pharmaceuticals 05/22/2007 $10.00 SIRT 82968A105 IPO JP Morgan
Genomic Health 05/21/2007 $15.50 GHDX 37244C101 ADD-ON JP Morgan
Taiwan Semiconductor Manufacturing 05/17/2007 $10.68 TSM 874039100 ADD-ON Goldman Sachs, JP Morgan
Continental Resources 05/14/2007 $15.00 CLR 212015101 IPO JP Morgan, Merrill Lynch
Insulet 05/14/2007 $15.00 PODD 45784P101 IPO JP Morgan, Merrill Lynch
Javelin Pharmaceuticals 05/10/2007 $6.00 JAV 471894105 ADD-ON JP Morgan
Solera Holdings 05/10/2007 $16.00 SLH 83421A104 IPO Goldman Sachs, JP Morgan
Interactive Brokers Group 05/03/2007 $30.01 IBKR 45841N107 IPO WR Hambrecht, HSBC
Array BioPharma 05/01/2007 $13.00 ARRY 04269X105 ADD-ON JP Morgan, Banc of America
Empresa Distribuidora Y Comercializadora Norte S.A 04/25/2007 $17.00 EDN 29244A102 IPO Citigroup, JP Morgan
Superior Offshore International 04/19/2007 $15.00 DEEP 86825Q104 IPO Merrill Lynch, JP Morgan
EV3 04/19/2007 $19.00 EVVV 26928A200 ADD-ON Banc of America, Piper Jaffray, JP Morgan
Diana Shipping 03/28/2007 $17.00 DSX Y2066G104 ADD-ON JP Morgan, Wachovia Securities
First Trust Strategic High Income Fund III 03/27/2007 $20.00 FHO 33735C106 IPO RBC Capital Markets/AG Edwards
BlackRock Global Equity Income Trust 03/27/2007 $20.00 BFD 09255D104 IPO Merrill Lynch, AG Edwards
Freeport-McMoRan Copper & Gold 03/22/2007 $61.25 FCX 35671D857 ADD-ON Merrill Lynch, JP Morgan
NYMEX Holdings 03/21/2007 $136.50 NMX 62948N104 ADD-ON JP Morgan, of America, Merrill Lynch
USG 03/15/2007 $48.60 USG 903293405 ADD-ON Goldman Sachs, JP Morgan
American Reprographics 03/08/2007 $32.25 ARP 29263100 ADD-ON JP Morgan, Goldman Sachs
Xinhua Finance Media 03/08/2007 $13.00 XFML 983982109 IPO JP Morgan, UBS
Clearwire 03/07/2007 $25.00 CLWR 185385309 IPO Merrill Lynch, Morgan Stanley, JP Morgan
Mylan Laboratories 03/01/2007 $19.50 MYL 628530107 ADD-ON Merrill Lynch, JP Morgan
Vectren 02/22/2007 $28.33 VVC 92240G101 ADD-ON JP Morgan, Merrill Lynch
National CineMedia 02/07/2007 $21.00 NCMI 635309107 IPO Credit Suisse, JP Morgan, Lehman Brothers, Morgan Stanley
Mellanox Technologies 02/07/2007 $17.00 MLNX M51363113 IPO Credit Suisse, JP Morgan
Accuray 02/07/2007 $18.00 ARAY 4397105 IPO JP Morgan, UBS
Aircastle Limited 02/07/2007 $33.00 AYR G0129K104 ADD-ON JP Morgan, Bear Stearns, Citigroup
Embraer-Empresa Brasileira De Aeronautica S.A. 02/06/2007 $41.00 ERJ 29081M102 ADD-ON JP Morgan, Merrill Lynch
Duncan Energy Partners, L.P. 01/30/2007 $21.00 DEP 265026104 IPO Lehman Brothers, UBS
Animal Health International 01/30/2007 $11.00 AHII 03525N109 IPO JP Morgan
Covanta Holding 01/25/2007 $23.50 CVA 2.2282E+106 ADD-ON Lehman Brothers, JP Morgan, Merrill Lynch
Edge Petroleum 01/24/2007 $13.25 EPEX 279862106 ADD-ON Raymond James, JP Morgan
Vanda Pharmaceuticals 01/18/2007 $27.29 VNDA 921659108 ADD-ON JP Morgan, Morgan Stanley
InnerWorkings 01/18/2007 $13.50 INWK 45773Y105 ADD-ON Morgan Stanley, JP Morgan
Smart Modular Technologies 01/17/2007 $12.50 SMOD G82245104 ADD-ON Citigroup, JP Morgan, Lehman Brothers
Apollo Investment 01/11/2007 $22.44 AINV 03761U106 ADD-ON Citigroup, JP Morgan, Bank of America, Bear Stearns
American Capital Strategies 01/08/2007 $45.83 ACAS 24937104 ADD-ON JP Morgan, Morgan Stanley, UBS

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2006 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Valero GP Holdings 12/18/2006 $21.62 VEH 91914G108 ADD-ON Lehman Brothers, UBS, Citigroup, Morgan Stanley
Genesis Lease Limited 12/13/2006 $23.00 GLS 37183T107 IPO Citigroup, JP Morgan
Obagi Medical Products 12/13/2006 $11.00 OMPI 67423R108 IPO JP Morgan
Volcano 12/06/2006 $16.75 VOLC 928645100 ADD-ON JP Morgan, Piper Jaffray
MannKind 12/06/2006 $17.42 MNKD 56400P201 ADD-ON JP Morgan, Merrill Lynch
Penn Virginia GP Holdings 12/04/2006 $18.50 PVG 70788P105 IPO Lehman Brothers, UBS Investment Bank
Copano Energy 11/30/2006 $59.11 CPNO 217202100 ADD-ON UBS Investment Bank, Morgan Stanley
NYMEX Holdings 11/16/2006 $59.00 NMX 62948N104 IPO JP Morgan, Merrill Lynch
Venoco 11/16/2006 $17.00 VQ 92275P307 IPO Credit Suisse, Lehman Brothers, JP Morgan
Hertz Global Holdings 11/15/2006 $15.00 HTZ 42805T105 IPO Goldman Sachs, Lehman Brothers, Merrill Lynch, Deutsche Bank, JP Morgan
Hansen Medical 11/15/2006 $12.00 HNSN 411307101 IPO Morgan Stanley, JP Morgan
Watts Water Technologies 11/15/2006 $40.00 WTS 942749102 ADD-ON JP Morgan
Emergent BioSolutions 11/14/2006 $12.50 EBS 29089Q105 IPO JP Morgan
ACA Capital Holdings 11/09/2006 $13.00 ACA 833103 IPO Credit Suisse, JP Morgan, Bear Stearns
Globalstar 11/01/2006 $17.00 GSAT 378973408 IPO Wachovia, JP Morgan
Endeavour International 10/19/2006 $2.35 END 29259G101 ADD-ON JP Morgan, Credit Suisse
First Mercury Financial 10/17/2006 $17.00 FMR 320841109 IPO JP Morgan, Keefe, Bruyette & Woods
Cbeyond 10/03/2006 $26.75 CBEY 149847105 ADD-ON Deutsche Bank, JP Morgan
Shutterfly 09/28/2006 $15.00 SFLY 82568P304 IPO JP Morgan
DivX 09/21/2006 $16.00 DIVX 255413106 IPO JP Morgan
Warner Chilcott 09/20/2006 $15.00 WCRX G9435N108 IPO Goldman Sachs, JP Morgan, Credit Suisse
Home Diagnostics 09/20/2006 $12.00 HDIX 436932107 IPO JP Morgan
Time Warner Telecom 09/20/2006 $17.50 TWTC 887319101 ADD-ON Deutsche Bank, Lehman Brothers, JP Morgan
Horizon Lines 09/11/2006 $14.50 HRZ 44044K101 ADD-ON Deutsche Bank, JP Morgan
Qimonda AG 08/08/2006 $13.00 QI 746904101 IPO Citigroup, JP Morgan, Credit Suisse
Aircastle Limited 08/07/2006 $23.00 AYR G0129K104 IPO JP Morgan, Bear Stearns, Citigroup
Security Capital Assurance 08/01/2006 $20.50 SCA G8018D107 IPO Goldman Sachs, JP Morgan, Merrill Lynch
UniFirst 07/19/2006 $29.50 UNF 904708104 ADD-ON JP Morgan, Robert W. Baird & Co.
Valero GP Holdings 07/13/2006 $22.00 VEH 91914G108 IPO Lehman Brothers
MarkWest Energy Partners, L.P. 06/29/2006 $39.75 MWE 570759100 ADD-ON RBC Capital Markets, Wachovia
PGT 06/27/2006 $14.00 PGTI 69336V101 IPO Deutsche Bank, JP Morgan
Inergy, L.P. 06/22/2006 $24.90 NRGY 456615103 ADD-ON Citigroup, Lehman Brothers
Golfsmith International Holdings 06/14/2006 $11.50 GOLF 38168Y103 IPO Merrill Lynch, JP Morgan
Volcano 06/14/2006 $8.00 VOLC 928645100 IPO JP Morgan, Piper Jaffray
Horizon Lines 06/12/2006 $14.00 HRZ 44044K101 ADD-ON Deutsche Bank, JP Morgan
NxStage Medical 06/08/2006 $8.75 NXTM 67072V103 ADD-ON Merrill Lynch, JP Morgan
Superior Essex 06/06/2006 $30.00 SPSX 86815V105 ADD-ON UBS Investment Bank, JP Morgan
Global Cash Access Holdings 05/25/2006 $15.75 GCA 378967103 ADD-ON JP Morgan
MasterCard 05/24/2006 $39.00 MA 57636Q104 IPO Goldman Sachs, Citigroup, HSBC, JP Morgan
Burger King Holdings 05/17/2006 $17.00 BKC 121208201 IPO JP Morgan, Citigroup, Goldman Sachs, Morgan Stanley
Penson Worldwide 05/16/2006 $17.00 PNSN 709600100 IPO JP Morgan, Credit Suisse
Dynamic Materials 05/09/2006 $35.00 BOOM 267888105 ADD-ON JP Morgan
NYSE Group 05/04/2006 $61.50 NYX 62949W103 ADD-ON JP Morgan, Lehman Brothers, Merrill Lynch, Morgan Stanley
Westlake Chemical 04/26/2006 $31.25 WLK 960413102 ADD-ON JP Morgan, Credit Suisse, Deutsche Bank
Omega Navigation Enterprises 04/06/2006 $17.00 ONAV Y6476R105 IPO Jefferies & Co, JP Morgan
American Reprographics 04/05/2006 $34.50 ARP 29263100 ADD-ON JP Morgan, Goldman Sachs
Goodman Global 04/05/2006 $18.00 GGL 38239A100 IPO JP Morgan, Merrill Lynch
Nationwide Health Properties 03/30/2006 $21.50 NHP 638620104 ADD-ON JP Morgan, UBS Securities LLC
Apollo Investment 03/16/2006 $17.85 AINV 03761U106 ADD-ON Citigroup, JP Morgan, Bank of America, Bear Stearns
Coeur d'Alene Mining 03/16/2006 $5.60 CDE 192108104 ADD-ON Deutsche Bank, JP Morgan
Ultra Clean 03/09/2006 $7.10 UCTT 90385V107 ADD-ON JP Morgan
NTELOS 02/18/2006 $12.00 NTLS 67020Q107 IPO Lehman Brothers, Bear Stearns

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2005 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Tronox 11/21/2005 $14.00 TRX 897051108 IPO Lehman Brothers, JP Morgan
Dover Saddlery 11/17/2005 $10.00 DOVR 260412101 IPO WR Hambrecht
Global Partners 09/28/2005 $22.00 GLP 37946R109 IPO Lehman Brothers, KeyBank
Avalon Pharmaceuticals 09/28/2005 $10.50 AVRX 05346P106 IPO WR Hambrecht
Hittite Microwave 07/21/2005 $17.00 HITT 43365Y104 IPO Lehman Brothers
CryoCor 07/13/2005 $11.00 CRYO 229016100 IPO WR Hambrecht
DSW 06/28/2005 $19.00 DSW 23334L102 IPO Lehman Brothers
Cogent Communications Group 06/07/2005 $6.00 COI 19239V302 ADD-ON Lehman Brothers
New Skies Satellites Holdings 05/09/2005 $16.50 NSE G64865101 IPO Lehman Brothers
Morningstar 05/03/2005 $18.50 MORN 617700109 IPO WR Hambrecht
Syniverse Technologies 02/09/2005 $16.00 SVR 87163F106 IPO Lehman Brothers
Tercica 02/07/2005 $8.00 TRCA 88078L105 ADD-ON Lehman Brothers

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2004 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Cascade Microtech 12/14/2004 $14.00 CSCD 147322101 IPO Lehman Brothers
Ormat Technology 11/10/2004 $15.00 ORA 686688102 IPO Lehman Brothers
U-Store-It 10/21/2004 $16.00 YSI 91274F104 IPO Lehman Brothers
Ness Technologies 09/29/2004 $12.00 NSTC 64104X108 IPO Lehman Brothers, Merrill Lynch
TNS 09/27/2004 $20.00 TNS 872960109 ADD-ON Lehman Brothers, JP Morgan
Google 08/18/2004 $85.00 GOOG 03840P102 IPO CSFB, Morgan Stanley
Archipelago Holdings 08/12/2004 $11.50 AX 03957A104 IPO Goldman Sachs
Kite Realty 08/10/2004 $13.00 KRG 49803T102 IPO Lehman Brothers, Wachovia
Greenfield Online 07/15/2004 $13.00 SRVY 395150105 IPO Lehman Brothers
Domino's Pizza 07/12/2004 $14.00 DPZ 25754A201 IPO JP Morgan, Citigroup
Origen Financial 05/05/2004 $8.00 ORGN 6.8619E+212 IPO Lehman Brothers
Eaton Vance Tax advantage Global 04/27/2004 $20.00 ETO 27828U106 IPO UBS
Netgear 03/29/2004 $13.00 NTGR 64111Q104 ADD-ON Lehman Brothers
TS&W/Claymore Tax Advantaged Fund 03/27/2004 $15.00 TYW 87280R108 IPO Merrill Lynch
Ariad Pharmaceuticals 03/23/2004 $8.50 ARIA 04033A100 ADD-ON Lehman Brothers
Sunset Financial Resources 03/17/2004 $13.00 SFO 867708109 IPO Lehman Brothers
Tercica 03/16/2004 $9.00 TRCA 88078L105 IPO Lehman Brothers
Hughes Supply 01/22/2004 $48.25 HUG 444482103 ADD-ON Lehman Brothers
Pioneer Tax Advanced Balanced 01/27/2004 $15.00 PBF 72388R101 IPO Merrill Lynch
Annaly Mortgage Management 01/14/2004 $18.50 NLY 35710409 ADD-ON Lehman Brothers

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2003 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Tessera 11/12/2003 $13.00 TSRA 88164L100 IPO Lehman Brothers
Cancervax 10/29/2003 $12.00 CNVX 13738Y107 IPO Lehman Brothers
SimpleTech 10/23/2003 $7.00 STEC 828823104 ADD-ON Lehman Brothers
Tuesday Morning 10/20/2003 $31.75 TUES 899035505 ADD-ON Lehman Brothers
Advancis Pharmaceutical 10/16/2003 $10.00 AVNC 00764L109 IPO Lehman Brothers
Redenvelope 09/24/2003 $14.00 REDE 75733R601 IPO WR Hambrecht
Texas Capital Bancshares 08/12/2003 $11.00 TCBI 88224Q107 IPO Lehman Brothers
Netgear 07/30/2003 $14.00 NTGR 64111Q104 IPO Lehman Brothers
Corrections Corp of America 05/01/2003 $19.50 CXW 22025y407 ADD-ON Lehman Brothers

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2002 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
VistaCare 12/17/2002 $12.00 VSTA 92839Y109 IPO Lehman Brothers
Denbury Resources 11/21/2002 $10.00 DNR 247916208 ADD-ON Lehman Brothers
IStar Financial 11/14/2002 $26.77 SFI 45031U101 ADD-ON Lehman Brothers
United Surgical Partners 09/30/2002 $22.00 USPI 913016309 ADD-ON Lehman Brothers, CSFB
CIT Group 07/01/2002 $23.00 CIT 125581108 IPO Goldman Sachs, Lehman Brothers
L-3 Communications 06/24/2002 $56.60 LLL 502424104 ADD-ON Lehman Brothers
DQE 06/20/2002 $13.50 DQE 23329J104 ADD-ON Lehman Brothers
Fleming Companies 06/12/2002 $19.40 FLM 339130106 ADD-ON Lehman Brothers
Williams Energy Partners 05/22/2002 $37.15 WEG 969491109 ADD-ON Lehman Brothers
The Empire District Electric Company 05/16/2002 $20.75 EDE 291641108 ADD-ON Lehman Brothers
Verint Systems 05/15/2002 $16.00 VRNT 92343X100 IPO Lehman Brothers
DOV Pharmaceutical 04/24/2002 $13.00 DOVP 259858108 IPO Lehman Brothers
Tesoro Petroleum 02/28/2002 $11.25 TSO 881609101 ADD-ON Lehman Brothers
Xcel Energy 02/25/2002 $22.50 XEL 98389B100 ADD-ON Lehman Brothers
Alloy 02/20/2002 $15.21 ALOY 19855105 ADD-ON Lehman Brothers
Array Biopharma 02/12/2002 $10.00 ARRY 04269X105 ADD-ON Lehman Brothers
Thoratec 02/12/2002 $16.00 THOR 885175307 ADD-ON Lehman Brothers
Sunoco Logistics 02/04/2002 $20.25 SXL 86764L108 IPO Lehman Brothers
Zymogenetics 01/31/2002 $12.00 ZGEN 98985T109 IPO Lehman Brothers

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2001 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
United Defense Industries 12/13/2001 $19.00 UDI 91018B104 IPO Lehman Brothers
BankAtlantic 12/13/2001 $8.25 BBX 65908501 IPO Lehman Brothers
Airgate PCS 12/13/2001 $50.00 PCSA 9367103 ADD-ON Lehman Brothers
Lawson Software 12/06/2001 $14.00 LWSN 520780107 IPO Lehman Brothers
Given Imaging 10/03/2001 $12.00 GIVN M52020100 IPO Lehman Brothers
Lantronix 07/16/2001 $8.00 LTRX 516548104 ADD-ON Lehman Brothers
Intermune 06/28/2001 $32.00 ITMN 45884X103 ADD-ON Lehman Brothers
Pemstar 06/07/2001 $13.50 PMTR 706552106 ADD-ON Lehman Brothers
Integrated Circuit Systems 05/24/2001 $15.00 ICST 45811K208 ADD-ON Lehman Brothers
Peabody Energy 05/21/2001 $28.00 BTU 704549104 IPO Lehman Brothers
Briazz 05/01/2001 $8.00 BRZZ 10782M104 IPO WR Hambrecht
L-3 Communications Holdings 04/25/2001 $80.00 LLL 502424104 ADD-ON Lehman Brothers
Aquilla 04/23/2001 $24.00 ILA 03840J106 IPO Lehman Brothers
Valspar 04/17/2001 $28.00 VAL 920355104 ADD-ON Lehman Brothers
Espeed 03/07/2001 $20.00 ESPD 296643109 ADD-ON Lehman Brothers
Adept Technology 02/15/2001 $18.00 ADTK 6854103 ADD-ON Lehman Brothers
Third Wave 02/09/2001 $11.00 TWTI 88428W108 IPO Lehman Brothers
InfoVista SA 02/08/2001 $23.33 IVTA 456817105 ADD-ON Lehman Brothers
ATP Oil & Gas 02/05/2001 $14.00 ATPG 00208J108 IPO Lehman Brothers
Peet's Coffee & Tea 01/24/2001 $8.00 PEET 705560100 IPO W.R. Hambrecht
Williams Companies 01/16/2001 $36.13 WMB 969457100 ADD-ON Lehman Brothers

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2000 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Oxford GlycoSciences PLC 12/07/2000 $18.36 OGSI 691464101 IPO Lehman Brothers
Array Biopharma 11/16/2000 $7.50 ARRY 04269X105 IPO Lehman Brothers
Kosan Bioscience 10/06/2000 $14.00 KOSN 50064W107 IPO Lehman Brothers
Simple Technology 09/28/2000 $11.00 STEC 828820100 IPO Lehman Brothers
Prize Energy 09/21/2000 $21.38 PRZ 74267L106 ADD-ON Lehman Brothers
Integrated Telecom 08/17/2000 $18.00 ITXI 45817U101 IPO Lehman Brothers
Telik 08/11/2000 $7.00 TELK 87959M109 IPO Lehman Brothers
VINA Technologies 08/09/2000 $12.00 VINA 92719D100 IPO Lehman Brothers
H Power 08/08/2000 $16.00 HPOW 40427A108 IPO Lehman Brothers
Mind C.T.I. Ltd. 08/07/2000 $10.00 MNDO M70240102 IPO Lehman Brothers
Pemstar 08/07/2000 $11.00 PMTR 706552106 IPO Lehman Brothers
Versicor 08/02/2000 $11.00 VERS 925314106 IPO Lehman Brothers
Rossetta Inpharmatics 08/02/2000 $14.00 RSTA 777777103 IPO Lehman Brothers
Virage Logic 07/31/2000 $12.00 VIRL 92763R104 IPO Lehman Brothers
SBA Communications 07/28/2000 $43.00 SBAC 78388J106 ADD-ON Lehman Brothers
Talarian 07/20/2000 $16.00 TALR 874090103 IPO Lehman Brothers
SMTC 07/20/2000 $16.00 SMTX 832682108 IPO Lehman Brothers
InfoVista 07/06/2000 $12.22 IVTA 456817105 IPO Lehman Brothers
Louis Dreyfus Natural Gas 06/29/2000 $31.00 LD 546011107 ADD-ON Lehman Brothers
eFunds 06/26/2000 $13.00 EFDS 28224R101 IPO Lehman Brothers
Stratos Lightwave 06/26/2000 $21.00 STLW 863100103 IPO Lehman Brothers
Click Software 06/22/2000 $7.00 CKSW M25082104 IPO Lehman Brothers
Intuitive Surgical 06/13/2000 $9.00 ISRG 4.612E+111 IPO Lehman Brothers
CARBO Ceramics 05/15/2000 $27.00 CRBO 140781105 ADD-ON Lehman Brothers
Sequoia Software 05/11/2000 $8.00 SQSW 817439102 IPO Lehman Brothers
Sierra Wireless 05/05/2000 $48.63 SWIR 826516106 ADD-ON Lehman Brothers
McMoRan Exploration 04/13/2000 $14.00 MMR 582411104 ADD-ON Lehman Brothers
Thoratec Laboratories 04/13/2000 $10.00 THOR 885175307 ADD-ON Lehman Brothers
Network Plus 04/06/2000 $29.00 NPLS 64122D506 ADD-ON Goldman, Sachs & Co
MeVC DFJ Fund I 03/28/2000 $20.00 MVC 5.5271E+109 IPO Prudential Volpe Technology
Net Perceptions 03/23/2000 $45.25 NETP 64107U101 ADD-ON Robertson Stephens
Tut Systems 03/23/2000 $60.00 TUTS 901103101 ADD-ON Lehman Brothers
Tularik 03/22/2000 $35.13 TLRK 899165104 ADD-ON Lehman Brothers
TIBCO Software 03/21/2000 $106.00 TIBX 88632Q103 ADD-ON Goldman, Sachs & Co
Tele1 Europe Holding 03/15/2000 $18.50 TEUR 87944T201 IPO Lehman Brothers, Goldman Sachs
RADVision 03/13/2000 $20.00 RVSN 750992109 IPO Lehman Brothers
Quest Software 03/09/2000 $140.00 QSFT 74834T103 ADD-ON FleetBoston, Robertson Stephens
ITXC 03/09/2000 $85.00 ITXC 45069F109 ADD-ON Lehman Brothers
IBasis 03/09/2000 $73.00 IBAS 450732102 ADD-ON FleetBoston, Robertson Stephens
Optibase LTD. 03/08/2000 $37.00 OBAS M7524R108 ADD-ON FleetBoston, Robertson Stephens
FirstWorld Communications 03/07/2000 $17.00 FWIS 337625305 IPO Lehman Brothers
IFCO Systems 03/03/2000 $14.90 IFCO N43961106 IPO Lehman Brothers
Palm 03/01/2000 $38.00 PALM 696642107 IPO Goldman, Sachs & Co.
Network Peripherals 02/29/2000 $60.88 NPIX 64121R100 ADD-ON Lehman Brothers
Keynote Systems 02/17/2000 $105.00 KEYN 493308100 ADD-ON Robertson Stephens
Abgenix 02/10/2000 $210.00 ABGX 00339B107 ADD-ON Robertson Stephens
Kerr-McGee 02/07/2000 $30.06 KMG 492386107 ADD-ON Lehman Brothers
Heidrick & Struggles International 02/03/2000 $33.00 HSII 422819102 ADD-ON Lehman Brothers
Therma-Wave 02/03/2000 $20.00 TWAV 88343A108 IPO Lehman Brothers, Banc of America
Dobson Communications 02/03/2000 $22.00 DCEL 256069105 IPO Lehman Brothers, Banc of America, SSB
Metricom 02/01/2000 $87.00 MCOM 591596101 ADD-ON Lehman Brothers, SSB
SBA Communications 01/28/2000 $27.00 SBAC 78388J106 ADD-ON Lehman Brothers
Alteon Websystems 01/25/2000 $103.50 ATON 02145A109 ADD-ON Lehman Brothers
China.com 01/19/2000 $85.00 CHINA G2108N109 ADD-ON Lehman Brothers, Goldman Sachs

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1999 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Liquid Audio 12/14/1999 $33.63 LQID 53631T102 ADD-ON Lehman Brothers
Tularik 12/09/1999 $14.00 TLRK 899165104 IPO Lehman Brothers
Andover.net 12/08/1999 $18.00 ANDN 34318105 IPO WR Hambrecht
Netratings 12/08/1999 $17.00 NTRT 64116M108 IPO Lehman Brothers
Healthcentral.com 12/07/1999 $11.00 HCEN 42221V106 IPO Lehman Brothers
Harris Interactive 12/06/1999 $14.00 HPOL 414549105 IPO Lehman Brothers
Deltathree.com 11/22/1999 $15.00 DDDC 24783N102 IPO Lehman Brothers
Mediaplex 11/18/1999 $12.00 MPLX 58446B105 IPO Lehman Brothers
Korea Thrunet 11/16/1999 $18.00 KOREA Y49975108 IPO Lehman Brothers
CVC Inc. 11/11/1999 $10.00 CVCI 126945104 IPO Lehman Brothers
NetCreations 11/11/1999 $13.00 NTCR 64110N102 IPO Friedman Billings Ramsey
Somera Communications 11/11/1999 $12.00 SMRA 834458101 IPO Lehman Brothers
Sovereign Bancorp 11/08/1999 $7.88 SVRN 845905108 ADD-ON Lehman Brothers, SSB
Spanish Broadcasting Systems 10/27/1999 $20.00 SBSA 846425882 IPO Lehman Brothers
Baltimore Technologies plc 10/26/1999 $24.79 BALT 59284109 IPO Lehman Brothers, Merrill Lynch
Jacada Ltd. 10/14/1999 $11.00 JCDA M6174r103 IPO Lehman Brothers
Primus Telecommunications 10/11/1999 $22.50 PRTL 741929103 ADD-ON Lehman Brothers
American Home Mortgage Holdings 09/30/1999 $6.00 AHMH 02660m108 IPO Friedman Billings Ramsey
Williams Communication 09/30/1999 $23.00 WCG 969455104 IPO Lehman Brothers, Merrill
ITXC 09/27/1999 $12.00 ITXC 45069f109 IPO Lehman Brothers
Alteon Websystems 09/23/1999 $19.00 ATON 02145a109 IPO Lehman brothers
Interspeed 09/23/1999 $12.00 ISPD 46070w107 IPO US bancorp, Piper Jaffray
Jore Corp. 09/22/1999 $10.00 JORE 480815109 IPO D.A. Davidson
STMicroelectonics 09/16/1999 $74.63 STM 861991107 ADD-ON CFSB, Lehman Brothers
SFX Entertainment 08/17/1999 $41.00 SFX 784178105 ADD-ON Lehman Brothers
US Interactive 08/09/1999 $10.00 USIT 90334M109 IPO Lehman Brothers
Visual Data Corp. 08/06/1999 $10.00 VDAT 928428200 ADD-ON Cruttenden Roth
Internet Gold 08/05/1999 $12.00 IGLD M56595107 IPO Lehman Brothers
VersaTel Telcom International 07/23/1999 $10.51 VRSA 925301103 IPO Lehman Brothers
TalkCity 07/19/1999 $12.00 TCTY 874263106 IPO Lehman Brothers
CTC Communications 07/14/1999 $17.25 CPTL 126418102 ADD-ON Lehman Brothers
China.com 07/12/1999 $20.00 CHINA G2108n109 IPO Lehman Brothers
Liquid Audio 07/08/1999 $15.00 LQID 53631T102 IPO Lehman Brothers
Network Plus 06/29/1999 $16.00 NPLS 64122D506 IPO Goldman Sachs
Quepasa.com 06/24/1999 $13.00 PASA 74833W107 IPO Cruttenden Roth
High Speed Access 06/03/1999 $13.00 HSAC 42979U102 IPO Lehman Brothers
Juno Online Sevices 05/25/1999 $13.00 JWEB 482048105 IPO Salomon Smith Barney
Ziplink 05/25/1999 $14.00 ZIPL 989741103 IPO Jefferies & Co
Argosy Education 03/08/1999 $14.00 ARGY 40222101 IPO Salomon Smith Barney
Corporate Executive Board Co. 02/22/1999 $19.00 EXBD 21988R102 IPO Salomon Smith Barney
Corinthian Colleges 02/04/1999 $18.00 COCO 218868107 IPO Salomon Smith Barney
Mede America 02/01/1999 $13.00 MEDE 584067102 IPO Salomon Smith Barney

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1998 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Global Crossings 08/13/1998 $19.00 GBLX G3921A100 IPO Salomon Smith Barney
Global Vacation Group 07/31/1998 $14.00 GVG 37937F106 IPO Salomon Smith Barney
Maxtor 07/30/1998 $7.00 MXTR 577729205 IPO Salomon Smith Barney
National Equipment Services 07/13/1998 $13.50 NSV 635847106 IPO Salomon Smith Barney
Allegiance Telecom 06/29/1998 $15.00 ALGX 01747t102 IPO Salomon Smith Barney
Hastings Entertainment 06/11/1998 $13.00 HAST 418365102 IPO Salomon Smith Barney
Navigant Intl 06/09/1998 $9.00 FLYR 63935r108 IPO Salomon Smith Barney
Marine Max 06/03/1998 $12.50 HZO 567908108 IPO Salomon Smith Barney
Resortquest Intl 05/19/1998 $11.00 RZT 761183102 IPO Salomon Smith Barney
Verio 05/11/1998 $23.00 VRIO 923433106 IPO Salomon Smith Barney
Hyperion Telecomm 05/04/1998 $16.00 HYPT 44914K306 IPO Salomon Smith Barney
Amkor Technology 04/30/1998 $11.00 AMKR 00199A108 IPO Salomon Smith Barney
US Lec 04/23/1998 $15.00 CLEC 90331S109 IPO Salomon Smith Barney
Correctional Properties 04/22/1998 $20.00 CPV 2.2025E+108 IPO Salomon Smith Barney
Indigo Aviation 04/08/1998 $13.00 IAABY 45567P104 IPO Salomon Smith Barney
Horizon Offshore 04/01/1998 $13.00 HOFF 44043J105 IPO Salomon Smith Barney
Earthshell 03/23/1998 $21.00 ERTH 27032B100 IPO Salomon Smith Barney
CompX Intl 03/05/1998 $20.00 CIX 20563P101 IPO Salomon Smith Barney
Assoc Materials 02/25/1998 $16.00 SIDE 45709102 IPO Salomon Smith Barney

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1997 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Metronet Comm 12/03/1997 $16.23 METNF 59169Y108 IPO Salomon Smith Barney
Apex Silver 11/25/1997 $11.00 SIL G04074103 IPO Salomon Smith Barney
US Vision 11/24/1997 $9.00 USVI 90339M104 IPO Salomon Smith Barney
Teligent 11/20/1997 $21.50 TGNT 87959Y103 IPO Merrill Lynch, SSB
Novamerica Steel 10/30/1997 $14.00 TONSF 669959108 IPO Salomon Smith Barney
Metromedia Fiber 10/28/1997 $16.00 MFNX 591689104 IPO Salomon Smith Barney
MacGray 10/16/1997 $11.00 TUC 554153106 IPO Salomon Smith Barney
Nextlink Comm 09/25/1997 $17.00 NXLK 65333H707 IPO Salomon Smith Barney
Box Hill Systems 09/16/1997 $15.00 BXH 10316R108 IPO Salomon Smith Barney
Qwest Comm Intl 06/23/1997 $22.00 QWST 749121109 IPO Salomon Smith Barney
Metrika Systems 06/19/1997 $15.50 MKA 59159M106 IPO Salomon Smith Barney
Supermercados Unimarc 05/08/1997 $16.75 UNR 868453101 IPO Salomon Smith Barney
Ilex Oncology 02/19/1997 $12.00 ILXO 451923106 IPO Salomon Smith Barney

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1996 Offerings Pricing Date Price Symbol CUSIP Deal Type Lead Manager
Colt Telecom 12/09/1996 $18.10 COLTY 196877104 IPO Morgan Stanley

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