A smart way to monitor employee trading

With Fidelity's Designated Brokerage Services, you'll get sophisticated tools to help you easily monitor employee trading. Plus, your employees will enjoy access to a wide selection of investment options, affordable pricing, and powerful educational tools.

Tools to help you work smarter, not harder

Powerful technology

Our online platform is engineered to get you the information you need efficiently.

  • Monitor trades up to the minute with real-time trading data
  • Analyze trading patterns with account statements, detailed transaction reports, and more
  • Help prevent violations by setting trading restrictions
  • Transfer trading and position data to your compliance software or to a 3rd party aggregator

Dedicated support team

From help executing your compliance strategy to day-to-day support, our team has you covered.

  • STRATEGIC RELATIONSHIP MANAGERS: Dedicated, experienced professionals who work with you one-on-one to ensure that strategic compliance goals are met, and that you have the opportunity to take advantage of everything Fidelity has to offer.
  • CLIENT SERVICE MANAGERS: Aligned with the relationship manager, your client service manager will interface third-party providers and deliver educational webinars.
  • OPERATIONS SERVICE TEAM: Provide day-to-day support with your operational needs such as adding/deleting data, issue resolution, and basic reporting.

Everything your employees need to become better investors

Great products, great prices, great tools

We offer award-winning products, affordable pricing, and dedicated support to help your employees every step of the way.

  • No account fees and no minimums to open a retail brokerage account.1
  • $4.95 online U.S. equity trades2—Trade at some of the lowest prices in the industry
  • Thousands of no-transaction-fee investments from Fidelity and other fund companies
  • Portfolio Advisory Services are available as a component of Fidelity® Wealth Services3
  • Free, independent research from top industry analysts
  • Free financial courses and seminars—both online and in person

Next steps

Call a Designated Brokerage Services representative
at 877-612-2047