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A smart way to monitor employee trading

With Fidelity's Designated Brokerage Services, you'll get sophisticated tools to help you easily monitor employee trading. Plus, your employees will enjoy access to a wide selection of investment options, affordable pricing, and powerful educational tools.

Tools to help you work smarter, not harder

Powerful technology

Our online platform is engineered to get you the information you need efficiently.

  • Monitor trades up to the minute with real-time trading data
  • Analyze trading patterns with account statements, detailed transaction reports, and more
  • Help prevent violations by setting trading restrictions
  • Transfer trading and position data to your compliance software or to a 3rd party aggregator

Dedicated support team

From help executing your compliance strategy to day-to-day support, our team has you covered.

  • Relationship manager: Your main contact to help ensure that your strategic compliance goals are met and your employees have an unparalleled experience.
  • Client service manager: Aligned with the relationship manager, your client service manager will interface third-party providers and deliver educational webinars.
  • Client operations managers: Provide day-to-day support with your operational needs such as adding/deleting data, issue resolution, and basic reporting.

Insights to help you stay in the know

Stay on top of industry trends with insights from Fidelity and 3rd party researchers.

Everything your employees need to become better investors

Great products, great prices, great tools

We offer award-winning products, affordable pricing, and dedicated support to help your employees every step of the way.

  • $7.95 online U.S. equity trades4—lower than Schwab, TD Ameritrade, and E*TRADE5
  • Thousands of no-transaction-fee investments from Fidelity and other fund companies
  • Professional account management through our Portfolio Advisory Service6
  • Free, independent research from top industry analysts
  • Free financial courses and seminars—both online and in person

Next steps

Call a Designated Brokerage Services representative
at 877-907-4424

Free commission offer applies to online purchases of Fidelity ETFs and select iShares ETFs in a Fidelity brokerage account. Fidelity accounts may require minimum balances. The sale of ETFs is subject to an activity assessment fee (from $0.01 to $0.03 per $1,000 of principal). iShares ETFs and Fidelity ETFs are subject to a short-term trading fee by Fidelity if held less than 30 days.

ETFs are subject to market fluctuation and the risks of their underlying investments. ETFs are subject to management fees and other expenses. Unlike mutual funds, ETF shares are bought and sold at market price, which may be higher or lower than their NAV, and are not individually redeemed from the fund.
1. Barron's, March 2009–2015. Industry review of leading online brokers: 25 in 2009, 22 from 2009 to 2011, 27 in 2012, 24 in 2013, 20 in 2014, and 18 in 2015. Fidelity was ranked best online broker for long-term investing and fifth overall in 2009, sixth overall in 2010 and 2011, eleventh overall in 2012, ninth overall in 2013 and 2014, and fifth overall in 2015. Overall ranking based on unweighted ratings in the following categories: trading experience and technology, usability, mobile, range of offerings, research amenities, portfolio analysis and reports, customer service and education, and cost.
2. Kiplinger's, magazine, December 2014. Results based on ratings in the following categories: total commissions, investment choices, tools, research, website, mobile, and advisory services. Criteria not equally weighted. In 2014, Fidelity tied for #1 with Charles Schwab in a survey that ranked 10 leading discount brokers.
3. SmartMoney magazine, June 2010, 2011, and 2012. Industry review ranking 17 leading discount brokers in 2010, 10 in 2011, and 10 in 2012. Results based on ratings in the following categories: commissions and fees, mutual funds and investment products, banking services, trading tools, research, and customer service. Criteria not equally weighted.
4. $7.95 commission applies to online U.S. equity trades in a Fidelity account with a minimum opening balance of $2,500 for Fidelity Brokerage Services LLC retail clients. Sell orders are subject to an activity assessment fee (of between $0.01 to $0.03 per $1,000 of principal) by Fidelity. Other conditions may apply. See Fidelity.com/commissions for details.
5. Commission comparison based upon published website commission schedules, as of 2/1/2013, for E*Trade, Schwab, and TD Ameritrade for online U.S. equity trades. For E*Trade: $9.99 per trade for 0-149, $7.99 per trade for 150 to 1,499 and $6.99 per trade for 1,500 or more trades per quarter. For Schwab: $8.95 for up to 999,999 shares per trade, though orders of 10,000 or more shares or greater than $500,000 may be eligible for special pricing. For TD Ameritrade: $9.99 per market or limit order trade for an unlimited amount of shares.
6. Fidelity Portfolio Advisory Service is a service of Strategic Advisers, Inc., a registered investment adviser and a Fidelity Investments company. This service provides discretionary money management for a fee.
For iShares ETFs, Fidelity receives compensation from the ETF sponsor and/or its affiliates in connection with an exclusive, long-term marketing program that includes promotion of iShares ETFs and inclusion of iShares funds in certain FBS platforms and investment programs. Additional information about the sources, amounts, and terms of compensation is described in the ETF's prospectus and related documents. Fidelity may add or waive commissions on ETFs without prior notice. BlackRock and iShares are registered trademarks of BlackRock, Inc. and its affiliates.
© 2015 FMR LLC. All rights reserved.
Before investing in any mutual fund or exchange-traded fund, you should consider its investment objectives, risks, charges, and expenses. Contact Fidelity for a prospectus, offering circular or, if available, a summary prospectus containing this information. Read it carefully.
Fidelity Brokerage Services LLC, Member NYSE, SIPC, 900 Salem Street, Smithfield, RI 02917