Previous IPO and Secondary Equity Offerings

Offering	Pricing Date	Offering Price	Symbol	CUSIP	Type	Lead Manager
Turning Point Brands	05/10/2016	$10.00	TPB	90041L105	IPO	Cowen and Company, FBR
Intellia Therapeutics	05/05/2016	$18.00	NTLA	45826J105	IPO	Credit Suisse, Jefferies, Leerink Partners
Synergy Resources Corporation	05/04/2016	$5.80	SYRG	87164P103	ADD-ON	Credit Suisse
Red Rock Resorts	04/26/2016	$19.50	RRR	75700L108	IPO	Deutsche Bank, JP Morgan, BofA Merrill Lynch, Goldman Sachs
SecureWorks	04/21/2016	$14.00	SCWX	81374A105	IPO	BofA Merrill Lynch, Morgan Stanley, Goldman Sachs, JP Morgan
American Renal Associates Holdings	04/20/2016	$22.00	ARA	029227105	IPO	BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo, SunTrust Robinson Humphrey
Bats Global Markets	04/14/2016	$19.00	BATS	05491G109	IPO	Morgan Stanley, Citigroup
Sportsman's Warehouse Holdings	04/12/2016	$11.25	SPWH	84920Y106	ADD-ON	Credit Suisse, Goldman Sachs
Mercury Systems	04/07/2016	$19.00	MRCY	589378108	ADD-ON	Citigroup, BofA Merrill Lynch, KeyBanc Capital Markets
Community Healthcare Trust	04/06/2016	$17.75	CHCT	20369C106	ADD-ON	Sandler O'Neill + Partners, Evercore, SunTrust Robinson Humphrey, BB&T Capital Markets, Janney Montgomery Scott, Oppenheimer & Co
Gaming and Leisure Properties	03/31/2016	$30.00	GLPI	36467J108	ADD-ON	BofA Merrill Lynch, JP Morgan, Wells Fargo
City Office	03/30/2016	$11.40	CIO	178587101	ADD-ON	Deutsche Bank
Corvus Pharmaceuticals	03/22/2016	$15.00	CRVS	221015100	IPO	Credit Suisse, Cowen & Company, Guggenheim Securities
Senseonics Holdings	03/17/2016	$2.85	SENS	81727U105	IPO	Leerink Partners, Canaccord Genuity
Baxalta	03/16/2016	$37.75	BXLT	07177M103	ADD-ON	JP Morgan, BofA Merrill Lynch, Credit Suisse, UBS
TransUnion	03/08/2016	$25.00	TRU	89400J107	ADD-ON	Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank
Duke Energy	03/01/2016	$72.00	DUK	26441C204	ADD-ON	Barclays, BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo
Ollie's Bargain Outlet Holdings	02/18/2016	$19.75	OLLI	681116109	ADD-ON	JP Morgan, Jefferies, BofA Merrill Lynch
Hortonworks	02/01/2016	$9.50	HDP	440894103	ADD-ON	Goldman Sachs, Credit Suisse, RBC Capital Markets
TreeHouse Foods	01/20/2016	$65.00	THS	89469A104	ADD-ON	BofA Merrill Lynch, JP Morgan, Wells Fargo, BMO Capital Markets, SunTrust Robinson Humphrey
Adamas Pharmaceuticals	01/06/2016	$23.00	ADMS	00548A106	ADD-ON	Cowen and Company, Piper Jaffray
Yirendai	12/17/2015	$10.00	YRD	98585L100	IPO	Morgan Stanley, Credit Suisse, China Renaissance
The New Home Company	12/03/2015	$12.50	NWHM	645370107	ADD-ON	Citigroup, JP Morgan, Credit Suisse
Teva Pharmaceutical Industries	12/02/2015	$62.50	TEVA	881624209	ADD-ON	Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley
Amsurg	12/01/2015	$80.00	AMSG	03232P405	ADD-ON	Suntrust Robinson Humphrey, JP Morgan
Axsome Therapeutics	11/19/2015	$9.00	AXSM	05464T104	IPO	Ladenburg Thalmann
Opus Bank	11/17/2015	$36.50	OPB	684000102	ADD-ON	Sandler O’Neill + Partners, Keefe, Bruyette & Woods, JP Morgan, Credit Suisse
Black Hills	11/17/2015	$40.25	BKH	092113109	ADD-ON	Credit Suisse, BofA Merrill Lynch, RBC Capital Markets, Wells Fargo
Mesoblast	11/12/2015	$8.00	MESO	590717104	IPO	JP Morgan, Credit Suisse
Xtera Communications	11/11/2015	$5.00	XCOM	98415E300	IPO	Needham & Company, Cowen and Company, BMO Capital Markets
Voyager Therapeutics	11/10/2015	$14.00	VYGR	92915B106	IPO	Cowen and Company, Piper Jaffray
WaVe Life Sciences	11/10/2015	$16.00	WVE	Y95308105	IPO	Jefferies, Leerink Partners
LendingTree	11/05/2015	$115.00	TREE	52603B107	ADD-ON	BofA Merrill Lynch, RBC Capital Markets, SunTrust Robinson Humphrey
Evercore Partners	11/04/2015	$55.00	EVR	29977A105	ADD-ON	Mizuho Securities, Evercore ISI
Kura Oncology	11/04/2015	$8.00	KURA	50127T109	IPO	Citigroup, Leerink Partners
Revance Therapeutics	11/03/2015	$36.00	RVNC	761330109	ADD-ON	Cowen and Company, Piper Jaffray, Guggenheim Securities
New York Community Bancorp	10/29/2015	$16.00	NYCB	649445103	ADD-ON	Goldman Sachs, BofA Merrill Lynch, Credit Suisse
MyoKardia	10/28/2015	$10.00	MYOK	62857M105	IPO	Credit Suisse, Cowen & Company
Del Taco Restaurants	10/26/2015	$12.00	TACO	245496104	ADD-ON	Citigroup, Piper Jaffray
Adesto Technologies Corporation	10/26/2015	$5.00	IOTS	00687D101	IPO	Needham & Company, Oppenheimer & Co
Multi Packaging Solutions International	10/21/2015	$13.00	MPSX	G6331W109	IPO	BofA Merrill Lynch, Barclays, Citigroup
Jarden	10/15/2015	$49.00	JAH	471109108	ADD-ON	Barclays, Credit Suisse, UBS
First Data	10/14/2015	$16.00	FDC	32008D106	IPO	Citigroup, Morgan Stanley, BofA Merrill Lynch, KKR
CPI Card Group	10/08/2015	$10.00	PMTS	12634H101	IPO	BMO Capital Markets, Goldman Sachs, CIBC
PBF Energy	10/06/2015	$31.00	PBF	69318G106	ADD-ON	Morgan Stanley, Credit Suisse
Surgery Partners	09/30/2015	$19.00	SGRY	86881A100	IPO	BofA Merrill Lynch, Goldman Sachs, Jefferies
Performance Food Group	09/30/2015	$19.00	PFGC	71377A103	IPO	Credit Suisse, Barclays, Wells Fargo Securities, Morgan Stanley
Edge Therapeutics	09/30/2015	$11.00	EDGE	279870109	IPO	Leerink Partners, Credit Suisse
2U	09/24/2015	$34.00	TWOU	90214J101	ADD-ON	Goldman Sachs, Credit Suisse
Concordia Healthcare	09/24/2015	$65.00	CXRX	206519100	ADD-ON	Goldman Sachs, RBC Capital Markets, Credit Suisse, Jefferies
Sportsman's Warehouse Holdings	09/24/2015	$12.25	SPWH	84920Y106	ADD-ON	Credit Suisse, Goldman Sachs
Nabriva Therapeutics	09/17/2015	$10.25	NBRV	62957M104	IPO	Leerink Partners, RBC Capital Markets, Needham & Company, Wedbush PacGrow
NextEra Energy	09/10/2015	$26.00	NEP	65341B106	ADD-ON	Wells Fargo Securities, Barclays, BofA Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley
Post Holdings	08/12/2015	$60.00	POST	737446104	ADD-ON	Credit Suisse, Barclays, Nomura
Axalta Coating Systems	08/11/2015	$29.75	AXTA	G0750C108	ADD-ON	Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan
Aimmune Therapeutics	08/05/2015	$16.00	AIMT	00900T107	IPO	BofA Merrill Lynch, Credit Suisse, Piper Jaffray
Planet Fitness	08/05/2015	$16.00	PLNT	72703H101	IPO	JP Morgan, BofA Merrill Lynch, Jefferies, Credit Suisse
Amplify Snack Brands	08/04/2015	$18.00	BETR	03211L102	IPO	Goldman Sachs, Jefferies, Credit Suisse, SunTrust Robinson Humphrey
Sunrun	08/04/2015	$14.00	RUN	86771W105	IPO	Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, RBC Capital Markets
Citizens Financial Group	07/28/2015	$26.00	CFG	174610105	ADD-ON	Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, RBS, UBS, Wells Fargo Securities
Builders FirstSource	07/28/2015	$12.80	BLDR	12008R107	ADD-ON	Credit Suisse, Deutsche Bank, Citigroup
Exelixis	07/23/2015	$5.40	EXEL	30161Q104	ADD-ON	Cowen and Company, William Blair, Stifel
Genesis Energy	07/16/2015	$43.77	GEL	371927104	ADD-ON	Wells Fargo Securities, BofA Merrill Lynch, Citigroup
WPX Energy	07/16/2015	$10.10	WPX	98212B103	ADD-ON	Barclays, Tudor, Pickering, Holt & Co
Ooma	07/16/2015	$13.00	OOMA	683416101	IPO	Credit Suisse, BofA Merrill Lynch, JMP Securities
Jarden	07/16/2015	$54.50	JAH	471109108	ADD-ON	Barclays, Credit Suisse, UBS
Jupai Holdings	07/15/2015	$10.00	JP	48205B107	ADD-ON	Credit Suisse, China Renaissance
Sunoco	07/15/2015	$40.10	SUN	86765K109	ADD-ON	Morgan Stanley, BofA Merrill Lynch, UBS, Wells Fargo Securities
Ollie's Bargain Outlet Holdings	07/15/2015	$16.00	OLLI	681116109	IPO	JP Morgan, Jefferies, BofA Merrill Lynch, Credit Suisse, Piper Jaffray, KeyBanc Capital Markets, RBC Capital Markets
Digital Realty Trust	07/14/2015	$68.00	DLR	253868103	ADD-ON	BofA Merrill Lynch, Morgan Stanley, Citigroup
Clovis Oncology	07/08/2015	$78.00	CLVS	189464100	ADD-ON	JP Morgan, Credit Suisse
WCI Communities	07/07/2015	$23.10	WCIC	92923C807	ADD-ON	Credit Suisse, Citigroup
AppFolio	06/25/2015	$12.00	APPF	03783C100	IPO	Morgan Stanley, Credit Suisse
Alarm.com Holdings	06/25/2015	$14.00	ALRM	011642105	IPO	Goldman Sachs, Credit Suisse, BofA Merrill Lynch
Green Brick Partners	06/25/2015	$10.00	GRBK	392709101	ADD-ON	Credit Suisse, Citigroup
Alder Biopharmaceuticals	06/25/2015	$44.50	ALDR	014339105	ADD-ON	Credit Suisse, Leerink Partners, Wells Fargo Securities
Green Plains Partners	06/25/2015	$15.00	GPP	393221106	IPO	Barclays, BofA Merrill Lynch, Credit Suisse, Macquarie Capital, RBC Capital Markets
SunEdison Semiconductor	06/24/2015	$18.25	SEMI	Y8213L102	ADD-ON	Deutsche Bank, Goldman Sachs
TransUnion	06/24/2015	$22.50	TRU	89400J107	IPO	Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank, RBC Capital Markets, Wells Fargo Securities, Credit Suisse
Lantheus Holdings	06/24/2015	$6.00	LNTH	516544103	IPO	Credit Suisse, Jeffries, RBC Capital Markets, Wells Fargo Securities
Milacron Holdings	06/24/2015	$20.00	MCRN	59870L106	IPO	BofA Merrill Lynch, Barclays, JP Morgan, Baird, Credit Suisse, Goldman Sachs
NRG Yield	06/23/2015	$22.00	NYLD	62942X405	ADD-ON	Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, JP Morgan, Morgan Stanley, RBC Capital Markets
Platform Specialty Products	06/23/2015	$26.50	PAH	72766Q105	ADD-ON	Credit Suisse, Barclays
SS&C Technologies Holdings	06/18/2015	$61.50	SSNC	78467J100	ADD-ON	Morgan Stanley, Deutsche Bank, Credit Suisse
MINDBODY	06/18/2015	$14.00	MB	60255W105	IPO	Morgan Stanley, Credit Suisse, UBC, Pacific Crest Securities, JMP Securities
Univar	06/17/2015	$22.00	UNVR	91336L107	IPO	Deutsche Bank, Goldman Sachs, BofA Merrill Lynch
Fitbit	06/17/2015	$20.00	FIT	33812L102	IPO	Morgan Stanley, Deutsche Bank, BofA Merrill Lynch, Barclays, SunTrust Robinson Humphrey
Nivalis Therapeutics	06/16/2015	$14.00	NVLS	65481J109	IPO	Cowen and Company, Stifel
OM Asset Management	06/16/2015	$17.50	OMAM	G67506108	ADD-ON	BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse
Ignyta, Inc.	06/10/15	$17.50	RXDX	451731103	ADD-ON	Credit Suisse, Leerink Partners, Jeffries, Piper Jaffray
Nord Anglia	06/10/15	$24.00	NORD	G6583A102	ADD-ON	Credit Suisse, Goldman Sachs, Deutsche Bank, RBC Capital Markets, Barclays, BMO
Markit	06/04/15	$25.75	MRKT	G58249106	ADD-ON	BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, HSBC, JP Morgan, Morgan Stanley, RBC Capital Markets, UBS
Frontier Communications	06/04/15	$5.00	FTR	35906A108	ADD-ON	JP Morgan, BofA Merrill Lynch, Citigroup
PennTex Midstream Partners	06/03/15	$20.00	PTXP	709311104	IPO	Citigroup, Barclays, RBC Capital Markets, Wells Fargo
Molina Healthcare	06/03/15	$67.75	MOH	60855R100	ADD-ON	UBS, BofA Merrill Lynch, Wells Fargo, SunTrust Robinson Humphrey
AerCap Holdings	06/03/15	$49.00	AER	N00985106	ADD-ON	Citigroup, Goldman Sachs, JP Morgan, Morgan Stanley, UBS
STORE Capital	06/03/15	$20.25	STOR	862121100	ADD-ON	Goldman Sachs, Credit Suisse, Morgan Stanley
Ferrellgas Partners	06/02/15	$23.00	FGP	315293100	ADD-ON	JP Morgan, UBS, Barclays, BofA Merrill Lynch, RBC Capital Markets, Jefferies
ServiceMaster Global Holdings	05/27/15	$34.00	SERV	81761R109	ADD-ON	JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley
Baozun	05/20/15	$10.00	BZUN	06684L103	IPO	Morgan Stanley, Credit Suisse, BofA Merrill Lynch
Shopify	05/20/15	$17.00	SHOP	82509L107	IPO	Morgan Stanley, Credit Suisse, RBC Capital Markets
Community Healthcare Trust	05/20/15	$19.00	CHCT	20369C106	IPO	Sandler O'Neill, Evercore ISI, SunTrust Robinson Humphrey
Black Knight Financial Services	05/19/15	$24.50	BKFS	09214X100	IPO	JP Morgan, BofA Merrill Lynch, Wells Fargo Securities
Arcadia Biosciences	05/14/15	$8.00	RKDA	039014105	IPO	Credit Suisse, JP Morgan, Piper Jaffray
Houghton Mifflin Harcourt	05/14/15	$23.00	HMHC	44157R109	ADD-ON	Morgan Stanley, Goldman Sachs
Spectrum Brands Holdings	05/13/15	$92.50	SPB	84763R101	ADD-ON	Credit Suisse, Deutsche Bank, Jefferies
Galapagos	05/13/15	$42.05	GLPG	36315X101	ADD-ON	Morgan Stanley, Credit Suisse, Cowen and Company
Pacific Datavision	05/12/15	$40.00	PDVW	694171307	ADD-ON	FBR
EQT GP Holdings	05/11/15	$27.00	EQGP	26885J103	IPO	Barclays, Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, RBC Capital Markets, Wells Fargo
Forest City Enterprises	05/06/15	$22.50	FCEA	345550107	ADD-ON	BofA Merrill Lynch, Goldman Sachs, Citigroup
INC Research Holdings	05/06/15	$31.00	INCR	45329R109	ADD-ON	Goldman Sachs, Credit Suisse, Jefferies
Tallgrass Energy	05/06/15	$29.00	TEGP	874696107	IPO	Citigroup, Goldman Sachs
Black Stone Minerals	04/30/15	$19.00	BSM	09225M101	IPO	Barclays, BofA Merrill Lynch, Citigroup
Echo Global Logistics	04/29/15	$29.00	ECHO	27875T101	IPO	Morgan Stanley, Credit Suisse
Freshpet	04/29/15	$21.47	FRPT	358039105	ADD-ON	Goldman Sachs, Credit Suisse
SpringLeaf Holdings	04/28/15	$51.50	LEAF	85172J101	ADD-ON	Citigroup, Goldman Sachs, Barclays, Credit Suisse
Apigee Corporation	04/23/15	$17.00	APIC	03765N108	IPO	Morgan Stanley, JP Morgan, Credit Suisse
Tribune Media Company	04/22/15	$56.00	TRCO	896047503	ADD-ON	Morgan Stanley, JP Morgan
WCI Communities	04/15/15	$22.75	WCIC	92923C807	ADD-ON	Credit Suisse, Citigroup, JP Morgan, Raymond James
Virtu Financial	04/15/15	$19.00	VIRT	928254101	IPO	Goldman Sachs, JP Morgan, Sandler O'Neill, BMO, Citigroup, Credit Suisse, Evercore ISI, UBS Investment Bank
Party City Holdco	04/15/15	$17.00	PRTY	702149105	IPO	Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Morgan Stanley, Barclays, Deutsche Bank, JP Morgan
XBiotech	04/14/15	$19.00	XBIT	98400H102	IPO	WR Hambrecht
Smart & Final Stores	04/14/15	$18.50	SFS	83190B101	ADD-ON	Credit Suisse, Morgan Stanley, Deutsche Bank
Carbylan Therapeutics	04/08/15	$5.00	CBYL	141384107	IPO	Leerink Partners, JMP Securities, Wedbush PacGrow Life Sciences
FelCor Lodging Trust	04/08/15	$11.25	FCH	31430F101	ADD-ON	JP Morgan, BofA Merrill Lynch
New Residential Investment	04/07/15	$15.25	NRZ	64828T201	ADD-ON	Citigroup
Prothena	04/07/15	$37.00	PRTA	G72800108	ADD-ON	Credit Suisse, RBC Capital Markets
GoDaddy	03/31/15	$20.00	GDDY	380237107	IPO	Morgan Stanley, JP Morgan, Citigroup, Barclays, Deutsche Bank, RBC Capital Markets
Coherus Biosciences	03/31/15	$29.00	CHRS	19249H103	ADD-ON	JP Morgan, Credit Suisse
Globant S.A.	03/26/15	$18.50	GLOB	L44385109	ADD-ON	JP Morgan, Citigroup, Credit Suisse
Citizens Financial Group	03/25/15	$23.75	CFG	174610105	ADD-ON	Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup
Diplomat Pharmacy	03/25/15	$29.00	DPLO	25456K101	ADD-ON	Credit Suisse, Morgan Stanley
La Quinta	03/24/15	$23.71	LQ	50420D108	ADD-ON	JP Morgan, Morgan Stanley, BofA Merrill Lynch, Citigroup, Credit Suisse
ZS Pharma	03/24/15	$46.25	ZSPH	98979G105	ADD-ON	JP Morgan, Credit Suisse
SteadyMed	03/19/15	$8.50	STDY	M84920103	IPO	Wells Fargo Securities, RBC Capital Markets, JMP Securities
Zendesk	03/18/15	$22.75	ZEN	98936J101	ADD-ON	Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Credit Suisse, Pacific Crest Securities, Canaccord Genuity, JMP Securities
Esperion Therapeutic	03/18/15	$100.00	ESPR	29664W105	ADD-ON	Credit Suisse, RBC Capital Markets, UBS Investment Bank
Goldman Sachs BDC	03/17/15	$20.00	GSBD	38147U107	IPO	BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Citigroup, Credit Suisse, Wells Fargo Securities
EQT Midstream Partners LP	03/10/15	$76.00	EQM	26885B100	ADD-ON	Wells Fargo Securities, JP Morgan
Summit Therapeutics	03/04/15	$9.90	SMMT	86627R102	ADD-ON	JMP Securities, Oppenheimer & Co
Diamond Resorts International	03/04/15	$33.75	DRII	25272T104	ADD-ON	Credit Suisse
Callidus Software	03/04/15	$13.00	CALD	13123E500	ADD-ON	Credit Suisse
Xencor	02/24/15	$14.25	XNCR	98401F105	ADD-ON	Leerink Partners
Inotek Pharmaceuticals	02/17/15	$6.00	ITEK	45780V102	IPO	Cowen and Company, Piper Jaffray, Canaccord Genuity, Nomura
Bellerophon Therapeutics	02/13/15	$12.00	BLPH	078771102	IPO	Leerink Partners, Cowen and Company
Great Ajax	02/13/15	$12.50	AJX	38983D300	IPO	FBR, Sterne Agee, Nomura
Columbia Pipeline Partners LP	02/05/15	$23.00	CPPL	198281107	IPO	Barclays, Citigroup, BofA Merrill Lynch, Goldman Sachs, JP Morgan, Morgan Stanley, Wells Fargo
Servicemaster	02/04/15	$29.50	SERV	81761R109	ADD-ON	JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley
Spark Therapeutics	01/29/15	$23.00	ONCE	84652J103	IPO	JP Morgan, Credit Suisse
Avinger	01/29/15	$13.00	AVGR	053734109	IPO	Canaccord Genuity, Cowen and Company
Post Holdings	01/28/15	$47.50	POST	737446104	ADD-ON	BofA Merrill Lynch, Goldman Sachs, Nomura
Zosano Pharma	01/26/15	$11.00	ZSAN	98979H103	IPO	Ladenburg Thalmann, Roth Capital
Box	01/22/15	$14.00	BOX	10316R104	IPO	Morgan Stanley, Credit Suisse, JP Morgan
Horsehead Holding	01/22/15	$12.75	ZINC	440694305	ADD-ON	Stifel
The Michaels Companies	01/22/15	$23.52	MIK	59408Q106	ADD-ON	JP Morgan, Goldman Sachs
The Advisory Board	01/21/15	$43.00	ABCO	00762W107	ADD-ON	JP Morgan, BofA Merrill Lynch, Morgan Stanley, Barclays
Versartis	01/21/15	$17.25	VSAR	92529L102	ADD-ON	Citigroup, Credit Suisse, Cowen and Company
Patriot National	01/15/15	$14.00	PN	70338T102	IPO	UBS, BMO, SunTrust Robinson Humphrey
Paycom Software	01/14/15	$22.50	PAYC	70432V102	ADD-ON	Credit Suisse, Barclays, JP Morgan
Medical Properties Trust	01/08/15	$14.50	MPW	58463J304	ADD-ON	BofA Merrill Lynch, JP Morgan, Deutsche Bank
OvaScience	01/07/15	$50.00	OVAS	69014Q101	ADD-ON	JP Morgan, Credit Suisse
James River Group Holdings	12/11/14	$21.00	JRVR	G5005R107	IPO	Keefe, Bruyette & Woods, UBS, FBR, BMO
Workiva	12/11/14	$14.00	WK	98139A105	IPO	Morgan Stanley, Credit Suisse
Hortonworks	12/11/14	$16.00	HDP	440894103	IPO	Goldman Sachs, Credit Suisse, RBC
Aramark	12/11/14	$28.00	ARMK	03852U106	ADD-ON	Goldman Sachs, JP Morgan, Credit Suisse, Morgan Stanley
Metaldyne Performance Group	12/11/14	$15.00	MPG	59116R107	IPO	BofA Merrill Lynch, Goldman Sachs, Deutsche Bank
Gramercy Property Trust	12/10/14	$5.90	GPT	38489R100	ADD-ON	Morgan Stanley, JP Morgan, BofA Merrill Lynch, RBC
Momo	12/10/14	$13.50	MOMO	60879B107	IPO	Morgan Stanley, Credit Suisse, JP Morgan, China Renaissance
LendingClub	12/10/14	$15.00	LC	52603A109	IPO	Morgan Stanley, Goldman Sachs, Credit Suisse, Citigroup
Kite Pharma	12/10/14	$54.00	KITE	49803L109	ADD-ON	Jefferies, Credit Suisse, Cowen and Company
Histogenics	12/02/14	$11.00	HSGX	43358V109	IPO	Cowen and Company, Needham & Company, Canaccord Genuity
Peak Resorts	11/20/14	$9.00	SKIS	70469L100	IPO	FBR, Stifel, Baird
Perrigo Company plc	11/20/14	$152.00	PRGO	G97822103	ADD-ON	JP Morgan, Barclays, BofA Merrill Lynch
Endurance International Group	11/20/14	$14.50	EIGI	29272B105	ADD-ON	Goldman Sachs, Credit Suisse
Essent Group Ltd.	11/19/14	$22.25	ESNT	G3198U102	ADD-ON	Goldman Sachs, JP Morgan, BofA Merrill Lynch
Kindred Healthcare	11/19/14	$19.75	KND	494580103	ADD-ON	Citigroup, JP Morgan, Guggenheim Securities, Morgan Stanley
El Pollo Loco Holdings	11/19/14	$27.00	LOCO	268603107	ADD-ON	Jefferies, Morgan Stanley, Baird, William Blair, Stifel
Continental Building Products	11/19/14	$14.75	CBPX	211171103	ADD-ON	Citigroup, Credit Suisse, RBC
La Quinta Holdings	11/19/14	$20.00	LQ	50420D108	ADD-ON	JP Morgan, Morgan Stanley
Neothetics	11/19/14	$14.00	NEOT	64066G101	IPO	Piper Jaffray, Guggenheim Securities, Needham & Company
Paramount Group	11/18/14	$17.50	PGRE	69924R108	IPO	BofA Merrill Lynch, Morgan Stanley, Wells Fargo
Receptos	11/18/14	$100.00	RCPT	756207106	ADD-ON	Credit Suisse, Leerink Partners, Evercore ISI, BMO
STORE Capital	11/17/14	$18.50	STOR	862121100	IPO	Goldman Sachs, Credit Suisse, Morgan Stanley
PRA Health Sciences	11/12/14	$18.00	PRAH	69354M108	IPO	Jefferies, Citigroup, KKR, UBS
Memorial Resource Development	11/12/14	$23.00	MRD	58605Q109	ADD-ON	Citigroup, Barclays
Newtek Business Services	11/12/14	$12.50	NEWT	652526203	ADD-ON	JMP Securities, Lebenthal, Ladenburg Thalmann
Axalta Coating Systems	11/11/14	$19.50	AXTA	G0750C108	IPO	Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan
Brixmor Property Group	11/11/14	$23.75	BRX	11120U105	ADD-ON	BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo
Platform Specialty Products	11/11/14	$24.50	PAH	72766Q105	ADD-ON	Barclays, Credit Suisse, Nomura, UBS
INC Research Holdings	11/06/14	$18.50	INCR	45329R109	IPO	Goldman Sachs, Credit Suisse
Freshpet	11/06/14	$15.00	FRPT	35899BA88	IPO	Goldman Sachs, Credit Suisse
NorthWestern	11/04/14	$51.50	NWE	668074305	ADD-ON	Credit Suisse, JP Morgan, BofA Merrill Lynch
Antero Midstream Partners LP	11/04/14	$25.00	AM	03673L103	IPO	Barclays, Citigroup, Wells Fargo
Hilton Worldwide Holdings	11/03/14	$25.00	HLT	43300A104	ADD-ON	Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley
Fifth Street Asset Management	10/29/14	$17.00	FSAM	31679P109	IPO	Morgan Stanley, JP Morgan, Goldman Sachs, RBC, Credit Suisse
Shell Midstream Partners	10/28/14	$23.00	SHLX	822634101	IPO	Barclays, Citigroup
Susser Petroleum Partners LP	10/21/14	$46.25	SUSP	869239103	ADD-ON	Morgan Stanley, Barclays, BofA Merrill Lynch
Tesoro Logistics LP	10/20/14	$57.47	TLLP	88160T107	ADD-ON	BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley
Zayo Group Holdings	10/16/14	$19.00	ZAYO	98919V105	IPO	Morgan Stanley, Barclays, Goldman Sachs
Tetraphase Pharmaceuticals	10/16/14	$19.00	TTPH	88165N105	ADD-ON	BMO, Stifel, Guggenheim Securities
Diplomat Pharmacy	10/09/14	$13.00	DPLO	25456K101	IPO	Credit Suisse, Morgan Stanley
PTC Therapeutics	10/09/14	$36.25	PTCT	69366J200	ADD-ON	Credit Suisse, Citigroup
OM Asset Management Limited	10/08/14	$14.00	OMAM	G67506108	IPO	BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse
USD Partners LP	10/08/14	$17.00	USDP	903318103	IPO	Citigroup, Barclays, Credit Suisse, BofA Merrill Lynch
Dynegy	10/07/14	$31.00	DYN	26817R108	ADD-ON	Morgan Stanley, Barclays, Credit Suisse, RBC, UBS
Yodlee	10/02/14	$12.00	YDLE	98600P201	IPO	Goldman Sachs, Credit Suisse, BofA Merrill Lynch
Portola Pharmaceuticals	10/02/14	$26.00	PTLA	737010108	ADD-ON	Morgan Stanley, Credit Suisse
Atento S.A.	10/01/14	$15.00	ATTO	L0427L105	IPO	Morgan Stanley, Credit Suisse, Itau BBA
Vivint Solar	09/30/14	$16.00	VSLR	92854Q106	IPO	Goldman Sachs, BofA Merrill Lynch, Credit Suisse
Trina Solar Limited	09/30/14	$11.75	TSL	89628E104	ADD-ON	Deutsche Bank, Barclays, Credit Suisse
Sabra Health Care REIT	09/29/14	$24.25	SBRA	78573L106	ADD-ON	BofA Merrill Lynch, Barclays, RBC, Raymond James
CONE Midstream Partners LP	09/24/14	$22.00	CNNX	206812109	IPO	Wells Fargo, BofA Merrill Lynch, Citigroup, JP Morgan
Travelport Worldwide Limited	09/24/14	$16.00	TVPT	G9019D104	IPO	Morgan Stanley, UBS, Credit Suisse, Deutsche Bank
Smart & Final Stores	09/23/14	$12.00	SFS	83190B101	IPO	Credit Suisse, Morgan Stanley, Deutsche Bank
Medley Management	09/23/14	$18.00	MDLY	58503T106	IPO	Goldman Sachs, Credit Suisse
Citizens Financial Group	09/23/14	$21.50	CFG	174610105	IPO	Morgan Stanley, Goldman Sachs, JP Morgan
Alibaba Group Holding Limited	09/18/14	$68.00	BABA	01609W102	IPO	Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, Citigroup
ProQR Therapeutics	09/17/14	$13.00	PRQR	N71542109	IPO	Leerink Partners, Deutsche Bank
Blueknight Energy Partners LP	09/16/14	$7.61	BKEP	09625U109	ADD-ON	Wells Fargo, RBC, BofA Merrill Lynch
Viper Energy Partners LP	09/15/14	$28.50	VNOM	92763M105	ADD-ON	Barclays, Credit Suisse, Wells Fargo
Celladon	08/12/14	$9.50	CLDN	15117E107	ADD-ON	Credit Suisse, Jefferies
Sprouts Farmers Market	08/12/14	$30.00	SFM	85208M102	ADD-ON	Goldman Sachs, Credit Suisse
Ryerson Holding	08/07/14	$11.00	RYI	783754104	IPO	BofA Merrill Lynch, Deutsche Bank, BMO, JP Morgan, Jefferies
Manchester United	08/05/14	$17.00	MANU	G5784H106	ADD-ON	Jefferies, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, Nomura
VTTI Energy Partners LP	07/31/14	$21.00	VTTI	Y9384M101	IPO	Citigroup, JP Morgan
Loxo Oncology	07/31/14	$13.00	LOXO	548862101	IPO	Cowen and Company, Stifel
Athlon Energy	07/31/14	$46.25	ATHL	047477104	ADD-ON	Citigroup, Goldman Sachs
MacroCure Ltd.	07/30/14	$10.00	MCUR	M67872107	IPO	Credit Suisse, Jefferies
Synchrony Financial	07/30/14	$23.00	SYF	87165B103	IPO	Goldman Sachs, JP Morgan, Citigroup, Morgan Stanley
Farmland Partners	07/24/14	$12.50	FPI	31154R109	ADD-ON	Baird, Stifel
Compressco Partners LP	07/24/14	$23.50	GSJK	20467A101	ADD-ON	BofA Merrill Lynch, Barclays, Wells Fargo, JP Morgan, Raymond James, Credit Suisse, RBC
NRG Yield	07/23/14	$54.00	NYLD	62942X108	ADD-ON	BofA Merrill Lynch, Citigroup, Morgan Stanley
CymaBay Therapeutics	07/21/14	$5.50	CBAY	23257D103	ADD-ON	Cowen and Company, Stifel
Diamondback Energy	07/21/14	$87.00	FANG	25278X109	ADD-ON	Credit Suisse
Westmoreland Coal	07/10/14	$35.50	WLB	960878106	ADD-ON	BMO, Deutsche Bank
Envision Healthcare Holdings	07/10/14	$34.00	EVHC	29413U103	ADD-ON	Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup
Macquarie Infrastructure	07/09/14	$66.50	MIC	55608B105	ADD-ON	Barclays, JP Morgan
TECO Energy	07/01/14	$18.10	TE	872375100	ADD-ON	Morgan Stanley, Citigroup, JP Morgan
AmSurg	06/26/14	$45.00	AMSG	03232P405	ADD-ON	Citigroup, SunTrust Robinson Humphrey, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, Raymond James
The Michaels Companies	06/26/14	$17.00	MIK	59408Q106	IPO	JP Morgan, Goldman Sachs, Barclays, Deutsche Bank
Brixmor Property Group	06/25/14	$22.50	BRX	11120U105	ADD-ON	BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo
TCP International Holdings	06/25/14	$11.00	TCPI	H84689100	IPO	Deutsche Bank, Piper Jaffray
ServiceMaster Global Holdings	06/25/14	$17.00	SERV	81761R109	IPO	JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley
Hilton Worldwide Holdings	06/24/14	$22.50	HLT	43300A104	ADD-ON	Deutsche Bank, BofA Merrill Lynch, Morgan Stanley
Adeptus Health	06/24/14	$22.00	ADPT	006855100	IPO	Deutsche Bank, Goldman Sachs, Evercore, Morgan Stanley
CyrusOne	06/19/14	$23.25	CONE	23283R100	ADD-ON	Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank, Morgan Stanley
Eclipse Resources	06/19/14	$27.00	ECR	27890G100	IPO	Citigroup, Goldman Sachs, Morgan Stanley
Markit Ltd.	06/18/14	$24.00	MRKT	G58249106	IPO	BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse
Zafgen	06/18/14	$16.00	ZFGN	98885E103	IPO	Leerink Partners, Cowen and Company, Canaccord Genuity, JMP Securities
The Williams Companies	06/17/14	$57.00	WMB	969457100	ADD-ON	Citigroup, Barclays, UBS
Century Communities	06/17/14	$23.00	CCS	156504300	IPO	FBR, JP Morgan, Deutsche Bank
Foresight Energy LP	06/17/14	$20.00	FELP	34552U104	IPO	Barclays, Citigroup, Morgan Stanley, JP Morgan, Goldman Sachs, Deutsche Bank
QIWI PLC	06/16/14	$40.00	QIWI	74735M108	ADD-ON	Credit Suisse, VTB Capital
Dynagas LNG Partners LP	06/12/14	$22.79	DLNG	Y2188B108	ADD-ON	Credit Suisse, BofA Merrill Lynch, Morgan Stanley
CommScope Holding Company	06/12/14	$23.00	COMM	20337X109	ADD-ON	JP Morgan, Deutsche Bank, BofA Merrill Lynch
Verint Systems	06/12/14	$47.75	VRNT	92343X100	ADD-ON	Goldman Sachs, Deutsche Bank, Credit Suisse, JP Morgan, RBC, Barclays, Jefferies
MobileIron	06/11/14	$9.00	MOBL	60739U105	IPO	Morgan Stanley, Goldman Sachs, Deutsche Bank, Barclays
Installed Building Products	06/11/14	$12.50	IBP	45780R101	ADD-ON	UBS, Deutsche Bank, RBC
Trinseo S.A.	06/11/14	$19.00	TSE	L9340P101	IPO	Goldman Sachs, Deutsche Bank, Citigroup, Morgan Stanley
ClubCorp Holdings	06/10/14	$18.25	MYCC	18948M108	ADD-ON	Goldman Sachs, Jefferies, Citigroup, BofA Merrill Lynch, Deutsche Bank
Trina Solar Limited	06/05/14	$11.00	TSL	89628E104	ADD-ON	Deutsche Bank, Barclays, JP Morgan, Goldman Sachs
Arista Networks	06/05/14	$43.00	ANET	040413106	IPO	Morgan Stanley, Citigroup
Rexnord	05/28/14	$25.50	RXN	76169B102	ADD-ON	Goldman Sachs, Credit Suisse, Baird, Deutsche Bank
Heritage Insurance Holdings	05/22/14	$11.00	HRTG	42727J102	IPO	Citigroup
Orbitz Worldwide	05/22/14	$6.60	OWW	68557K109	ADD-ON	Credit Suisse, Morgan Stanley, Deutsche Bank, UBS
SunEdison Semiconductor	05/21/14	$13.00	SEMI	Y8213L102	IPO	Deutsche Bank, Goldman Sachs, Wells Fargo
American Realty Capital Properties	05/21/14	$12.00	ARCP	02917T104	ADD-ON	BofA Merrill Lynch
Monmouth Real Estate Investment	05/21/14	$8.50	MNR	609720107	ADD-ON	BMO, JP Morgan
Spirit Realty Capital	05/14/14	$10.69	SRC	84860W102	ADD-ON	Morgan Stanley, BofA Merrill Lynch, Deutsche Bank
Delek US Holdings	05/14/14	$30.00	DK	246647101	ADD-ON	Barclays
Daqo New Energy	05/14/14	$29.00	DQ	23703Q203	ADD-ON	Credit Suisse
Atlas Resource Partners LP	05/08/14	$19.90	ARP	04941A101	ADD-ON	Wells Fargo, Deutsche Bank, Morgan Stanley
Iridium Communications	05/08/14	$6.10	IRDM	46269C102	ADD-ON	Raymond James, Deutsche Bank, William Blair
PBF Logistics LP	05/08/14	$23.00	PBFX	69318Q104	IPO	Barclays, UBS
Martin Midstream Partners LP	05/06/14	$41.51	MMLP	573331105	ADD-ON	RBC, BofA Merrill Lynch, Wells Fargo, Deutsche Bank, Raymond James, UBS
GasLog Partners LP	05/06/14	$21.00	GLOP	Y2687W108	IPO	Citigroup, Credit Suisse, Wells Fargo
Ares Management LP	05/01/14	$19.00	ARES	04014Y101	IPO	JP Morgan, BofA Merrill Lynch
HD Supply Holdings	05/01/14	$26.00	HDS	40416M105	ADD-ON	Barclays, Credit Suisse, JP Morgan
EQT Midstream Partners LP	05/01/14	$75.75	EQM	26885B100	ADD-ON	Barclays, BofA Merrill Lynch, Citigroup, Wells Fargo
Yingli Green Energy Holding Company	04/24/14	$3.50	YGE	98584B103	ADD-ON	Deutsche Bank, Goldman Sachs
Viggle	04/24/14	$8.00	VGGL	92672V204	ADD-ON	Ladenburg Thalmann, Roth Capital Partners
Sportsman’s Warehouse Holdings	04/16/14	$9.50	SPWH	84920Y106	IPO	Credit Suisse, Goldman Sachs
Sabre	04/16/14	$16.00	SABR	78573M104	IPO	Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank
Regado Biosciences	04/10/14	$6.00	RGDO	75874Q107	ADD-ON	Jefferies, Deutsche Bank, Cowen and Company
Enable Midstream Partners LP	04/10/14	$20.00	ENBL	292480100	IPO	Morgan Stanley, Barclays, Goldman Sachs
Aviv REIT	04/09/14	$24.10	AVIV	05381L101	ADD-ON	Morgan Stanley, BofA Merrill Lynch, Goldman Sachs
Ally Financial	04/09/14	$25.00	ALLY	02005N100	IPO	Citigroup, Goldman Sachs, Morgan Stanley, Barclays
La Quinta Holdings	04/08/14	$17.00	LQ	50420D108	IPO	JP Morgan, Morgan Stanley
IMS Health Holdings	04/03/14	$20.00	IMS	44970B109	IPO	JP Morgan, Goldman Sachs, Morgan Stanley
Intercept Pharmaceuticals	04/03/14	$320.00	ICPT	45845P108	ADD-ON	BofA Merrill Lynch, Citigroup, Goldman Sachs
SeaWorld Entertainment	04/03/14	$30.00	SEAS	81282V100	ADD-ON	Goldman Sachs, JP Morgan
Kindred Biosciences	04/02/14	$18.00	KIN	494577109	ADD-ON	Leerink Partners, BMO, Guggenheim Securities
CBS Outdoor Americas	03/27/14	$28.00	CBSO	14987J106	IPO	Goldman Sachs, JP Morgan, BofA Merrill Lynch, Morgan Stanley
Mercer International	03/27/14	$7.15	MERC	588056101	ADD-ON	Credit Suisse
CommScope Holding Company	03/27/14	$22.00	COMM	20337X109	ADD-ON	JP Morgan, Deutsche Bank, BofA Merrill Lynch
Sprouts Farmers Market	03/27/14	$33.75	SFM	85208M102	ADD-ON	Goldman Sachs, Credit Suisse, BofA Merrill Lynch
TriNet Group	03/26/14	$16.00	TNET	896288107	IPO	JP Morgan, Morgan Stanley, Deutsche Bank
Marchex	03/26/14	$10.50	MCHX	56624R108	ADD-ON	Deutsche Bank, RBC, Piper Jaffray
PennyMac Financial Services	03/26/14	$16.50	PFSI	70932B101	ADD-ON	Citigroup
Veeva Systems	03/25/14	$26.35	VEEV	922475108	ADD-ON	Morgan Stanley, Deutsche Bank, JP Morgan
Nord Anglia Education	03/25/14	$16.00	NORD	G6583A102	IPO	Credit Suisse, Goldman Sachs, JP Morgan
King Digital Entertainment	03/25/14	$22.50	KING	G5258J109	IPO	JP Morgan, Credit Suisse, BofA Merrill Lynch
KB Home	03/20/14	$18.00	KBH	48666K109	ADD-ON	Citigroup, Credit Suisse, BofA Merrill Lynch, Deutsche Bank
Paylocity Holding	03/18/14	$17.00	PCTY	70438V106	IPO	Deutsche Bank, BofA Merrill Lynch, William Blair
MakeMyTrip Limited	03/13/14	$23.00	MMYT	V5633W109	ADD-ON	Citigroup, JP Morgan, Deutsche Bank
Quintiles Transnational Holdings	03/12/14	$52.00	Q	74876Y101	ADD-ON	Morgan Stanley, Barclays, JP Morgan
Vipshop Holdings Limited	03/11/14	$143.74	VIPS	92763W103	ADD-ON	Goldman Sachs, Deutsche Bank
Summit Midstream Partners	03/11/14	$38.75	SMLP	866142102	ADD-ON	Barclays, Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, RBC, Citigroup, Goldman Sachs, Wells Fargo
DCP Midstream Partners	02/27/14	$48.90	DPM	23311P100	ADD-ON	Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley
Ampio Pharmaceuticals	02/27/14	$7.00	AMPE	03209T109	ADD-ON	Citigroup, Jefferies
Colfax	02/13/14	$68.75	CFX	194014106	ADD-ON	BofA Merrill Lynch, Citigroup, Deutsche Bank
Installed Building Products	02/12/14	$11.00	IBP	45780R101	IPO	Deutsche Bank, UBS
PTC Therapeutics	02/12/14	$24.50	PTCT	69366J200	ADD-ON	JP Morgan, Credit Suisse
Freescale Semiconductor	02/11/14	$18.50	FSL	G3727Q101	ADD-ON	Goldman Sachs, Citigroup, Credit Suisse, Deutsche Bank
Ladder Capital	02/05/14	$17.00	LADR	505743104	IPO	Deutsche Bank, Citigroup, Wells Fargo, JP Morgan, BofA Merrill Lynch
Revance Therapeutics	02/05/14	$16.00	RVNC	761330109	IPO	Cowen & Company, Piper Jaffray
Envision Healthcare	02/05/14	$30.50	EVHC	29413U103	ADD-ON	Goldman Sachs, Barclays,BofA Merrill Lynch, Citigroup
Continental Building Products	02/04/14	$14.00	CBPX	211171103	IPO	Citigroup,Credit Suisse
Intrawest Resorts Holdings	01/30/14	$12.00	SNOW	46090K109	IPO	Goldman Sachs, Credit Suisse, Deutsche Bank, BofA Merrill Lynch
XPO Logistics	01/30/14	$25.00	XPO	983793100	ADD-ON	Credit Suisse, Citigroup, Deutsche Bank, JP Morgan
Rexnord	01/30/14	$25.75	RXN	76169B102	ADD-ON	Goldman Sachs, Baird, Credit Suisse
Montage Technology Group	01/30/14	$21.00	MONT	G6209T105	ADD-ON	Deutsche Bank, Stifel, Barclays
TESARO	01/29/14	$31.50	TSRO	881569107	ADD-ON	Citigroup, Deutsche Bank, Leerink Partners
Banco de Chile	01/28/14	$74.23	BCH	059520106	ADD-ON	Citigroup
Aratana Therapeutics	01/28/14	$19.00	PETX	03874P101	ADD-ON	Jefferies, Barclays, William Blair
Independence Realty Trust	01/23/14	$8.30	IRT	45378A106	ADD-ON	Deutsche Bank
Santander Consumer USA Holdings	01/22/14	$24.00	SC	80283M101	IPO	Citigroup, JP Morgan
EP Energy	01/16/14	$20.00	EPE	268785102	IPO	Credit Suisse, JP Morgan
Orchid Island Capital	01/16/14	$12.50	ORC	68571X103	ADD-ON	Ladenburg Thalmann, Oppenheimer
American Capital Senior Floating	01/15/14	$15.00	ACSF	02504D108	IPO	Morgan Stanley, Citigroup, Deutsche Bank, UBS, Keefe Bruyette & Woods
Altisource Residential	01/15/14	$34.00	RESI	02153W100	ADD-ON	Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo
NCI Building Systems	01/09/14	$18.00	NCS	628852204	ADD-ON	Credit Suisse, Citigroup,RBC, UBS
Rouse Properties	01/07/14	$19.50	RSE	779287101	ADD-ON	BofA Merrill Lynch, Barclays,RBC, Credit Suisse, KeyBanc
Scorpio Bulkers	12/11/13	$9.75	SALT	Y7546A106	IPO	Deutsche Bank
Hilton Worldwide Holdings	12/11/13	$20.00	HLT	43300A104	IPO	Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley, JP Morgan, Wells Fargo
Kindred Biosciences	12/11/13	$7.00	KIN	494577109	IPO	BMO, Guggenheim Securities
MiMedx Group	12/11/13	$6.80	MDXG	602496101	ADD-ON	Canaccord Genuity
SeaWorld Entertainment	12/11/13	$30.00	SEAS	81282V100	ADD-ON	Goldman Sachs, JP Morgan, Deutsche Bank
Pinnacle Foods	12/11/13	$26.75	PF	72348P104	ADD-ON	Barclays, BofA Merrill Lynch
HomeAway	12/11/13	$37.00	AWAY	43739Q100	ADD-ON	Deutsche Bank, JP Morgan, Goldman Sachs, Morgan Stanley
Taminco	12/11/13	$20.00	TAM	87509U106	ADD-ON	Citigroup, Goldman Sachs, Credit Suisse, Deutsche Bank
Valero Energy Partners	12/10/13	$23.00	VLP	91914J102	IPO	JP Morgan, Barclays
Autohome	12/10/13	$17.00	ATHM	05278C107	IPO	Deutsche Bank, Goldman Sachs
Ring Energy	12/05/13	$10.00	REI	76680V108	ADD-ON	SunTrust Robinson Humphrey
Celldex Therapeutics	12/04/13	$24.50	CLDX	15117B103	ADD-ON	Jefferies, Leerink Swan
Del Frisco's Restaurant Group	12/04/13	$19.50	DFRG	245077102	ADD-ON	Deutsche Bank, Piper Jaffray, Wells Fargo
Seadrill Partners	12/03/13	$29.50	SDLP	Y7545W109	ADD-ON	Citigroup, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Wells Fargo, Deutsche Bank, RBC
Norwegian Cruise Line Holdings	12/03/13	$33.25	NCLH	G66721104	ADD-ON	UBS, Barclays
Sprouts Farmers Market	11/25/13	$37.00	SFM	85208M102	ADD-ON	Goldman Sachs, Credit Suisse,BofA Merrill Lynch
Evogene Ltd.	11/20/13	$14.75	EVGN	M4119S104	IPO	Credit Suisse, Deutsche Bank
T-Mobile US	11/14/13	$25.00	TMUS	872590104	ADD-ON	Morgan Stanley, Goldman Sachs, JP Morgan, Credit Suisse, Deutsche Bank
8x8	11/14/13	$9.25	EGHT	282914100	ADD-ON	BofA Merrill Lynch, Barclays, Deutsche Bank
CDW	11/13/13	$20.50	CDW	12514G108	ADD-ON	JP Morgan, Barclays, Goldman Sachs
Tandem Diabetes Care	11/13/13	$15.00	TNDM	875372104	IPO	BofA Merrill Lynch, Piper Jaffray
Eros International Plc	11/12/13	$12.00	EROS	G3788M114	IPO	Deutsche Bank, BofA Merrill Lynch, UBS
Dynagas LNG Partners LP	11/12/13	$18.00	DLNG	Y2188B108	IPO	Credit Suisse, BofA Merrill Lynch, Morgan Stanley, Barclays, Deutsche Bank
Extended Stay America	11/12/13	$20.00	STAY	30224P200	IPO	Deutsche Bank, Goldman Sachs, JP Morgan
Boise Cascade	11/07/13	$22.50	BCC	09739D100	ADD-ON	BofA Merrill Lynch, Goldman Sachs
Constellium N.V.	11/07/13	$17.00	CSTM	N22035104	ADD-ON	Goldman Sachs, Deutsche Bank, JP Morgan, Morgan Stanley
Toll Brothers	11/07/13	$32.00	TOL	889478103	ADD-ON	Citigroup, Deutsche Bank, SunTrust Robinson Humphrey, RBS
Tetraphase Pharmaceuticals	11/06/13	$10.00	TTPH	88165N105	ADD-ON	BMO Capital Markets, Stifel
LGI Homes	11/06/13	$11.00	LGIH	50187T106	IPO	Deutsche Bank, JMP Securities, JP Morgan
Norcraft Companies	11/06/13	$16.00	NCFT	65557Y105	IPO	Citigroup, UBS, Deutsche Bank, RBC
Midcoast Energy Partners LP	11/06/13	$18.00	MEP	59564N103	IPO	BofA Merrill Lynch, Barclays, Citigroup
Mavenir Systems	11/06/13	$10.00	MVNR	577675101	IPO	Morgan Stanley, BofA Merrill Lynch, Deutsche Bank
Twitter	11/06/13	$26.00	TWTR	90184L102	IPO	Goldman Sachs, Morgan Stanley, JP Morgan
Arc Logistics Partners LP	11/05/13	$19.00	ARCX	03879N101	IPO	Citigroup, Barclays, SunTrust Robinson Humphrey, Wells Fargo
Avianca Holdings	11/05/13	$15.00	AVH	05367G100	IPO	JP Morgan, Citigroup
Blue Capital Reinsurance Holdings	11/05/13	$20.00	BCRH	G1190F107	IPO	Deutsche Bank, Barclays, Keefe Bruyette & Woods, Raymond James, UBS, RBC
Qunar Cayman Islands	10/31/13	$15.00	QUNR	74906P104	IPO	Goldman Sachs, Deutsche Bank
Brixmor Property Group	10/29/13	$20.00	BRX	11120U105	IPO	BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo
Criteo S.A.	10/29/13	$31.00	CRTO	226718104	IPO	JP Morgan, Deutsche Bank, Jefferies
Surgical Care Affiliates	10/29/13	$24.00	SCAI	86881L106	IPO	JP Morgan, Citigroup
CommScope Holding	10/24/13	$15.00	COMM	20337X109	IPO	JP Morgan, Deutsche Bank, BofA Merrill Lynch
Endurance International Group	10/24/13	$12.00	EIGI	29272B105	IPO	Goldman Sachs, Credit Suisse, Morgan Stanley
ING U.S.	10/23/13	$29.50	VOYA	45685E106	ADD-ON	Morgan Stanley, Goldman Sachs, Citigroup, BofA Merrill Lynch
Crown Castle International	10/22/13	$74.00	CCI	228227104	ADD-ON	Morgan Stanley, BofA Merrill Lynch, JP Morgan, Barclays
Guidewire Software	10/22/13	$48.75	GWRE	40171V100	ADD-ON	JP Morgan, Deutsche Bank
Plains GP Holdings	10/15/13	$22.00	PAGP	72651A108	IPO	Barclays, Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, UBS, Wells Fargo
Veeva Systems	10/15/13	$20.00	VEEV	922475108	IPO	Morgan Stanley, Deutsche Bank
Envestnet	10/10/13	$29.25	ENV	29404K106	ADD-ON	William Blair, Stifel
Buckeye Partners	10/10/13	$62.61	BPL	118230101	ADD-ON	Barclays, Morgan Stanley, UBS, Wells Fargo
MacroGenics	10/09/13	$16.00	MGNX	556099109	IPO	BofA Merrill Lynch, Leerink Swann
Western Refining Logistics	10/09/13	$22.00	WNRL	95931Q205	IPO	BofA Merrill Lynch, Barclays
QTS Realty Trust	10/08/13	$21.00	QTS	74736A103	IPO	Goldman Sachs, Jefferies
SFX Entertainment	10/08/13	$13.00	SFXE	784178303	IPO	UBS, Jefferies, Deutsche Bank
Empire State Realty Trust	10/01/13	$13.00	ESRT	292104106	IPO	Goldman Sachs, BofA Merrill Lynch
Fate Therapeutics	09/30/13	$6.00	FATE	31189P102	IPO	Cowen & Company, BMO
Violin Memory	09/26/13	$9.00	VMEM	92763A101	IPO	JP Morgan, Deutsche Bank, BofA Merrill Lynch
Emerald Oil	09/26/13	$6.70	EOX	29101U209	ADD-ON	Credit Suisse
Montage Technology Group	09/25/13	$10.00	MONT	61199BA08	IPO	Deutsche Bank, Barclays
Altisource Residential	09/25/13	$21.00	RESI	02153W100	ADD-ON	Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo
Capitala Finance	09/24/13	$20.00	CPTA	14054R106	IPO	Deutsche Bank, UBS, Barclays
ClubCorp Holdings	09/19/13	$14.00	MYCC	18948M108	IPO	Goldman Sachs, Jefferies, Citigroup
JinkoSolar Holding	09/19/13	$16.25	JKS	47759T100	ADD-ON	Credit Suisse, JP Morgan, Jefferies
Shutterstock	09/19/13	$60.00	SSTK	825690100	ADD-ON	Morgan Stanley, Deutsche Bank, Jefferies
Controladora Vuela Compania De Aviacion	09/17/13	$12.00	VLRS	21240E105	IPO	Deutsche Bank, Morgan Stanley, UBS
Benefitfocus	09/17/13	$26.50	BNFT	08180D106	IPO	Goldman Sachs, Deutsche Bank, Jefferies
EVERTEC	09/12/13	$22.50	EVTC	30040P103	ADD-ON	Goldman Sachs, JP Morgan
Sanchez Energy	09/12/13	$23.00	SN	79970Y105	ADD-ON	Johnson Rice, RBC
SunEdison	09/12/13	$7.25	SUNE	86732Y109	ADD-ON	Deutsche Bank, Goldman Sachs
UMB Financial	09/10/13	$54.00	UMBF	902788108	ADD-ON	BofA Merrill Lynch
Xoom	09/10/13	$30.50	XOOM	98419Q101	ADD-ON	Barclays, Needham & Company
TriMas	09/10/13	$35.40	TRS	896215209	ADD-ON	Deutsche Bank, JP Morgan
ExOne	09/09/13	$62.00	XONE	302104104	ADD-ON	FBR
Jarden	09/04/13	$47.00	JAH	471109108	ADD-ON	Barclays
Matador Resources	09/04/13	$15.25	MTDR	576485205	ADD-ON	RBC, Citigroup, Scotiabank
Regado Biosciences	08/21/13	$4.00	RGDO	75874Q107	IPO	Cowen and Company, BMO
Sophiris Bio	08/15/13	$5.00	SPHS	83578Q209	IPO	Citigroup, Leerink Swann
Envision Healthcare Holdings	08/13/13	$23.00	EVHC	29413U103	IPO	Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup
Roadrunner Transportation Systems	08/13/13	$27.00	RRTS	76973Q105	ADD-ON	Baird, Morgan Stanley, Deutsche Bank
QEP Midstream Partners LP	08/08/13	$21.00	QEPM	74735R115	IPO	Wells Fargo, Morgan Stanley, Citigroup, Deutsche Bank, JP Morgan
Datalink	08/08/13	$11.00	DTLK	237934104	ADD-ON	Canaccord Genuity
XPO Logistics	08/07/13	$22.75	XPO	983793100	ADD-ON	Credit Suisse, Morgan Stanley, Deutsche Bank
KAR Auction Services	08/07/13	$25.00	KAR	48238T109	ADD-ON	Credit Suisse, Goldman Sachs, JP Morgan
DCP Midstream Partners LP	08/07/13	$50.04	DPM	23311P100	ADD-ON	Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley, Wells Fargo
YuMe	08/06/13	$9.00	YUME	98872B104	IPO	Citigroup, Deutsche Bank
Allison Transmission Holdings	08/06/13	$22.00	ALSN	01973R101	ADD-ON	BofA Merrill Lynch, Citigroup, JP Morgan
Marrone Bio Innovations	08/01/13	$12.00	MBII	57165B106	IPO	Jefferies, Piper Jaffray
Boyd Gaming	08/01/13	$12.00	BYD	103304101	ADD-ON	Deutsche Bank, JP Morgan
Sprouts Farmers Market	07/31/13	$18.00	SFM	85208M102	IPO	Goldman Sachs, Credit Suisse
Cousins Properties	07/30/13	$10.00	CUZ	222795106	ADD-ON	JP Morgan, BofA Merrill Lynch
Del Frisco's Restaurant Group	07/25/13	$21.25	DFRG	245077102	ADD-ON	Deutsche Bank, Piper Jaffray, Wells Fargo
Conatus Pharmaceuticals	07/24/13	$11.00	CNAT	20600T108	IPO	Stifel, Piper Jaffray
TearLab	07/24/13	$13.50	TEAR	878193101	ADD-ON	Canaccord Genuity, Craig-Hallum
Rally Software Development	07/24/13	$24.75	RALY	751198102	ADD-ON	Deutsche Bank, Piper Jaffray
Boise Cascade	07/24/13	$27.00	BCC	09739D100	ADD-ON	BofA Merrill Lynch, Goldman Sachs
Phillips 66 Partners LP	07/22/13	$23.00	PSXP	718549207	IPO	JP Morgan, Morgan Stanley
UCP	07/17/13	$15.00	UCP	90265Y106	ADD-ON	Citigroup, Deutsche Bank, Zelman Partners
The WhiteWave Foods Company	07/17/13	$17.75	WWAV	966244105	ADD-ON	JP Morgan, BofA Merrill Lynch
Berry Plastics Group	07/17/13	$21.63	BERY	08579W103	ADD-ON	Citigroup, BofA Merrill Lynch
NRG Yield	07/16/13	$22.00	NYLD	62942X108	IPO	BofA Merrill Lynch, Goldman Sachs, Citi
Regulus Therapeutics	07/16/13	$9.50	RGLS	75915K101	ADD-ON	Lazard, Cowen and Company, BMO
EQT Midstream Partners LP	07/16/13	$43.50	EQM	26885B100	ADD-ON	Citigroup, Barclays, BofA Merrill Lynch
Fly Leasing Limited	07/11/13	$14.00	FLY	34407D109	ADD-ON	Morgan Stanley, Citigroup, Deutsche Bank, RBC
Fifth Street Senior Floating Rate	07/11/13	$15.00	FSFR	31679F101	IPO	Morgan Stanley, Deutsche Bank, UBS, Barclays
NGL Energy Partners LP	07/09/13	$29.00	NGL	62913M107	ADD-ON	Deutsche Bank, RBC, BofA Merrill Lynch, Goldman Sachs, UBS, Raymond James
Aratana Therapeutics	06/26/13	$6.00	PETX	03874P101	IPO	Stifel, Lazard
CDW	06/26/13	$17.00	CDW	12514G108	IPO	JP Morgan, Barclays, Goldman Sachs
Ares Commercial Real Estate	06/20/13	$13.50	ACRE	04013V108	ADD-ON	Credit Suisse, Citigroup, Wells Fargo, BofA Merrill Lynch, JP Morgan
Ashford Hospitality Trust	06/20/13	$12.00	AHT	044103109	ADD-ON	BofA Merrill Lynch, Deutsche Bank, Morgan Stanley
Rexnord	06/20/13	$16.00	RXN	76169B102	ADD-ON	Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Credit Suisse
Repros Therapeutics	06/19/13	$19.00	RPRX	76028H209	ADD-ON	BofA Merrill Lynch
Weyerhaeuser	06/18/13	$27.75	WY	962166104	ADD-ON	Morgan Stanley, Deutsche Bank, Citigroup
Coty	06/12/13	$17.50	COTY	222070203	IPO	BofA Merrill Lynch, JP Morgan, Morgan Stanley, Barclays, Deutsche Bank, Wells Fargo
Atlas Resource Partners LP	06/10/13	$21.75	ARP	04941A101	ADD-ON	Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan, Morgan Stanley, RBC
PBF Energy	06/06/13	$27.00	PBF	69318G106	ADD-ON	Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank
U.S. Silica Holdings	06/05/13	$19.60	SLCA	90346E103	ADD-ON	Morgan Stanley, BofA Merrill Lynch
KAR Auction Services	06/05/13	$21.25	KAR	48238T109	ADD-ON	Credit Suisse, Goldman Sachs, JP Morgan
Ubiquiti Networks	06/04/13	$16.00	UBNT	90347A100	ADD-ON	Credit Suisse, BofA Merrill Lynch, Raymond James
Air Lease	05/30/13	$26.75	AL	00912X302	ADD-ON	Credit Suisse, Goldman Sachs
Ply Gem Holdings	05/22/13	$21.00	PGEM	72941W100	IPO	JP Morgan, Credit Suisse, Goldman Sachs, UBS, Deutsche Bank
Constellium Holdco B.V.	05/22/13	$15.00	CSTM	N22035104	IPO	Goldman Sachs, Deutsche Bank, JP Morgan
Blackstone Mortgage Trust	05/22/13	$25.50	BXMT	09257W100	ADD-ON	Citigroup, BofA Merrill Lynch, JP Morgan, Deutsche Bank, Wells Fargo, UBS
Bloomin' Brands	05/22/13	$21.50	BLMN	094235108	ADD-ON	BofA Merrill Lynch, Morgan Stanley, JP Morgan
Wesco Aircraft Holdings	05/22/13	$16.00	WAIR	950814103	ADD-ON	Barclays, JP Morgan
PGT	05/21/13	$7.75	PGTI	69336V101	ADD-ON	Credit Suisse, Deutsche Bank
Emerald Oil	05/16/13	$6.10	EOX	29101U209	ADD-ON	Canaccord Genuity, Johnson Rice & Co.
TC PipeLines, LP	05/16/13	$43.85	TCP	87233Q108	ADD-ON	Wells Fargo, BofA Merrill Lynch, JP Morgan, Morgan Stanley, UBS
CVR Refining, LP	05/14/13	$30.75	CVRR	12663P107	ADD-ON	Credit Suisse, Barclays, Citigroup, Jefferies, UBS, JP Morgan
Trade Street Residential	05/13/13	$10.00	TSRE	89255N203	IPO	Sandler O'Neill
Tallgrass Energy Partners LP	05/13/13	$21.50	TEP	874697105	IPO	Barclays, Citigroup, BofA Merrill Lynch, Deutsche Bank
Nielsen Holdings	05/13/13	$35.01	NLSN	N63218106	ADD-ON	JP Morgan, Citigroup, Deutsche Bank, Goldman Sachs
Apollo Global Management	05/09/13	$25.00	APO	037612306	ADD-ON	JP Morgan, Citigroup, Credit Suisse, Goldman Sachs, Morgan Stanley
3D Systems	05/09/13	$40.00	DDD	88554D205	ADD-ON	Needham & Company
Quintiles Transnational Holdings	05/08/13	$40.00	Q	74876Y101	IPO	Morgan Stanley, Barclays, JP Morgan
Health Care REIT	05/08/13	$73.50	HCN	42217K106	ADD-ON	UBS, Deutsche Bank, Wells Fargo
Colfax	05/07/13	$44.25	CFX	194014106	ADD-ON	Deutsche Bank
Vantiv	05/07/13	$23.75	VNTV	92210H105	ADD-ON	JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley, Deutsche Bank, Citigroup, Wells Fargo
ING U.S.	05/01/13	$19.50	VOYA	45685E106	IPO	Morgan Stanley, Goldman Sachs, Citigroup
Sinclair Broadcast Group	05/01/13	$27.25	SBGI	829226109	ADD-ON	Wells Fargo, JP Morgan
GW Pharmaceuticals PLC	05/01/13	$8.90	GWPH	36197T103	IPO	Lazard, Cowen and Company
Northern Tier Energy LP	04/30/13	$26.28	NTI	665826103	ADD-ON	Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, Credit Suisse, UBS
Altisource Residential	04/25/13	$18.75	RESI	02153W100	ADD-ON	Citigroup, Credit Suisse, Deutsche Bank, JP Morgan
StealthGas	04/24/13	$10.00	GASS	Y81669106	ADD-ON	Wells Fargo, Deutsche Bank
SeaWorld Entertainment	04/18/13	$27.00	SEAS	81282V100	IPO	Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Barclays, Wells Fargo
Blackhawk Network Holdings	04/18/13	$23.00	HAWK	09238E104	IPO	Goldman Sachs, BofA Merrill Lynch, Citigroup, Deutsche Bank
Berry Plastics Group	04/18/13	$17.00	BERY	08579W103	ADD-ON	Citigroup, BofA Merrill Lynch
BioScrip	04/18/13	$12.00	BIOS	09069N108	ADD-ON	Jefferies, Morgan Stanley, SunTrust Robinson Humphrey
Intelsat S.A.	04/17/13	$18.00	I	L5140P101	IPO	Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch
Taminco	04/17/13	$15.00	TAM	87509U106	IPO	Citigroup, Goldman Sachs, Credit Suisse, JP Morgan
Atlas Pipeline Partners LP	04/17/13	$34.00	APL	049392103	ADD-ON	Citigroup, BofA Merrill Lynch, Deutsche Bank, JP Morgan, Morgan Stanley, Wells Fargo
Rally Software Development	04/11/13	$14.00	RALY	751198102	IPO	Deutsche Bank, Piper Jaffray
EVERTEC	04/11/13	$20.00	EVTC	30040P103	IPO	Goldman Sachs, JP Morgan
Chimerix	04/10/13	$14.00	CMRX	16999B385	IPO	Morgan Stanley, Cowen and Company
Taylor Morrison Home	04/09/13	$22.00	TMHC	87724P106	IPO	Credit Suisse, Citigroup
Marin Software	03/21/13	$14.00	MRIN	56804T106	IPO	Goldman Sachs, Deutsche Bank
West Corporation	03/21/13	$20.00	WSTC	952355204	IPO	Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Wells Fargo
Graphic Packaging	03/21/13	$7.00	GPK	388689101	ADD-ON	Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank
Aviv REIT	03/20/13	$20.00	AVIV	05381L101	IPO	Morgan Stanley, BofAMerrill Lynch, Goldman Sachs
Model N	03/19/13	$15.50	MODN	607525102	IPO	JP Morgan, Deutsche Bank
Delek US Holdings	03/14/13	$39.50	DK	246647101	ADD-ON	Barclays, Deutsche Bank, Credit Suisse, Goldman Sachs
Trulia	03/14/13	$29.75	TRLA	897888103	ADD-ON	Deutsche Bank, JP Morgan, RBC, Needham & Co., William Blair
Kennedy-Wilson Holdings	03/14/13	$15.70	KW	489398107	ADD-ON	BofA Merrill Lynch, Deutsche Bank, Morgan Stanley
U.S. Silica Holdings	03/13/13	$22.00	SLCA	90346E103	ADD-ON	Morgan Stanley, BofA Merrill Lynch, Simmons, Jefferies, Wells Fargo
Vipshop Holdings Limited	03/13/13	$24.00	VIPS	92763W103	ADD-ON	Goldman Sachs, Deutsche Bank, JP Morgan
Yandex N.V.	03/12/13	$22.75	YNDX	N97284108	ADD-ON	Morgan Stanley, Deutsche Bank, Goldman Sachs
Discovery Communications	03/06/13	$64.75	DISCK	25470F302	ADD-ON	BofA Merrill Lynch,JP Morgan, Citigroup
KAR Auction Services	03/06/13	$19.25	KAR	48238T109	ADD-ON	Credit Suisse, Goldman Sachs, JP Morgan
DCP Midstream Partners LP	02/28/13	$40.63	DPM	23311P100	ADD-ON	Wells Fargo, BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley
TESARO	02/27/13	$18.00	TSRO	881569107	ADD-ON	Citigroup, Morgan Stanley
Nielsen Holdings	02/14/13	$32.55	NLSN	N63218106	ADD-ON	JP Morgan, Citigroup, Goldman Sachs
ZAIS Financial	02/07/13	$21.25	ZFC	98886K108	IPO	Deutsche Bank, Citigroup, Barclays, Credit Suisse
Boise Cascade	02/05/13	$21.00	BCC	09739D100	IPO	BofA Merrill Lynch, Goldman Sachs
MagnaChip Semiconductor	02/05/13	$14.50	MX	55933J203	ADD-ON	Barclays, Deutsche Bank, Citigroup, UBS
Zoetis	01/31/13	$26.00	ZTS	98978V103	IPO	JP Morgan, BofA Merrill Lynch, Morgan Stanley
Bonanza Creek Energy	01/31/13	$29.50	BCEI	097793103	ADD-ON	Credit Suisse, Raymond James
TRI Pointe Homes	01/30/13	$17.00	TPH	87265H109	IPO	Citigroup, Deutsche Bank, FBR
Five Below	01/29/13	$35.65	FIVE	33829M101	ADD-ON	Goldman Sachs, Barclays, Jefferies
KB Home	01/23/13	$18.25	KBH	48666K109	ADD-ON	Credit Suisse, Citigroup, BofA Merrill Lynch, Deutsche Bank
CyrusOne, Inc	01/17/13	$19.00	CONE	23283R100	IPO	Morgan Stanley, BofA Merrill Lynch
Norwegian Cruise Line Holdings	01/17/13	$19.00	NCLH	G66721104	IPO	UBS, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan
Northern Tier Energy LP	01/17/13	$24.46	NTI	665826103	ADD-ON	Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, UBS
Alnylam Pharmaceuticals	01/15/13	$20.13	ALNY	02043Q107	ADD-ON	JP Morgan, Morgan Stanley
Summit Hotel Properties	01/08/13	$9.00	INN	866082100	ADD-ON	Deutsche Bank, Raymond James, Baird, RBC
Tesoro Logistics LP	01/08/13	$41.70	TLLP	88160T107	ADD-ON	Wells Fargo, Barclays, Citigroup, BofA Merrill Lynch
Headwaters	12/18/12	$7.25	HW	42210P102	ADD-ON	Deutsche Bank, Stifel Nicolaus Weisel
PBF Energy	12/12/12	$26.00	PBF	69318G106	IPO	Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank
The Williams Companies	12/12/12	$31.00	WMB	969457100	ADD-ON	Citigroup, Barclays, UBS
Access Midstream Partners LP	12/12/12	$32.15	ACMP	00434L109	ADD-ON	Citigroup, Barclays, UBS, BofA Merrill Lynch, Morgan Stanley, Wells Fargo
Graphic Packaging	12/12/12	$6.10	GPK	388689101	ADD-ON	Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank
Western Gas Equity Partners LP	12/06/12	$22.00	WGP	95825R103	IPO	Barclays, Citigroup, Deutsche Bank, Morgan Stanley
KAR Auction Services	12/05/12	$17.50	KAR	48238T109	ADD-ON	Credit Suisse, Goldman Sachs, JP Morgan
WhiteHorse Finance	12/04/12	$15.00	WHF	96524V106	IPO	Deutsche Bank, JP Morgan, Citigroup, Barclays
Atlas Pipeline Partners LP	12/04/12	$31.00	APL	049392103	ADD-ON	Wells Fargo, Deutsche Bank, BofA Merrill Lynch
Supernus Pharmaceuticals	11/29/12	$8.00	SUPN	868459108	ADD-ON	Jefferies, Piper Jaffray, Cowen and Company
Equity Residential	11/28/12	$54.75	EQR	29476L107	ADD-ON	Morgan Stanley
CAI International	11/28/12	$19.85	CAP	12477X106	ADD-ON	Credit Suisse, Wells Fargo, Keefe Bruyette & Woods
AvalonBay Communities	11/28/12	$130.00	AVB	053484101	ADD-ON	Goldman Sachs
YY, Inc.	11/20/12	$10.50	YY	98426T106	IPO	Morgan Stanley, Deutsche Bank, Citigroup
Atlas Resource Partners LP	11/20/12	$23.01	ARP	04941A101	ADD-ON	Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan
Ruckus Wireless	11/15/12	$15.00	RKUS	781220108	IPO	Goldman Sachs, Morgan Stanley, Deutsche Bank
Targa Resources Partners LP	11/15/12	$36.00	NGLS	87611X105	ADD-ON	BofA Merrill Lynch, Barclays, Citigroup, JP Morgan, Morgan Stanley, UBS
ServiceNow	11/14/12	$28.00	NOW	81762P102	ADD-ON	Morgan Stanley, Citigroup, Deutsche Bank
AK Steel	11/14/12	$4.00	AKS	001547108	ADD-ON	JP Morgan, Credit Suisse
Armstrong World Industries	11/07/12	$51.00	AWI	04247X102	ADD-ON	BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan
Southcross Energy Partners	11/01/12	$20.00	SXE	84130C100	IPO	Citigroup, Wells Fargo, Barclays, JP Morgan
Delek Logistics Partners	11/01/12	$21.00	DKL	24664T103	IPO	BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo
The WhiteWave Foods Company	10/25/12	$17.00	WWAV	966244105	IPO	JP Morgan, Credit Suisse, BofA Merrill Lynch
MPLX LP	10/25/12	$22.00	MPLX	55336V100	IPO	UBS, BofA Merrill Lynch, Morgan Stanley, Citigroup, JP Morgan
American Campus Communities	10/25/12	$43.75	ACC	024835100	ADD-ON	BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan
Seadrill Partners	10/18/12	$22.00	SDLP	Y7545W109	IPO	Citigroup, Morgan Stanley, Wells Fargo
Diamondback Energy	10/11/12	$17.50	FANG	25278X109	IPO	Credit Suisse
Shutterstock	10/10/12	$17.00	SSTK	825690100	IPO	Morgan Stanley, Jefferies, Deutsche Bank
Ambarella	10/09/12	$6.00	AMBA	G037AX101	IPO	Morgan Stanley, Deutsche Bank
Berry Plastics Group	10/03/12	$16.00	BERY	08579W103	IPO	BofA Merrill Lynch, Citigroup, Barclays, Deutsche Bank
LifeLock	10/02/12	$9.00	LOCK	53224V100	IPO	Goldman Sachs, BofA Merrill Lynch, Deutsche Bank
JAVELIN Mortgage Investment	10/02/12	$20.00	JMI	47200B104	IPO	Deutsche Bank, Citigroup, Barclays, Credit Suisse
B&G Foods	10/02/12	$30.25	BGS	05508R106	ADD-ON	Credit Suisse, Barclays, RBC Capital Markets
Summit Midstream Partners	09/27/12	$20.00	SMLP	866142102	IPO	Barclays, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley
Summit Hotel Properties	09/27/12	$8.15	INN	866082100	ADD-ON	Deutsche Bank, Citigroup, Baird
Dollar General	09/27/12	$51.75	DG	256677105	ADD-ON	Citigroup, KKR, Goldman Sachs
Grupo Financiero Santander Mexico	09/25/12	$12.18	BSMX	40053C105	IPO	Santander, UBS, Deutsche Bank, BofA Merrill Lynch
Trulia	09/19/12	$17.00	TRLA	897888103	IPO	JP Morgan, Deutsche Bank
Health Care REIT	09/18/12	$56.00	HCN	42217K106	ADD-ON	BofA Merrill Lynch, JP Morgan, Morgan Stanley
On Assignment	09/13/12	$17.00	ASGN	682159108	ADD-ON	BofA Merrill Lynch, Baird, Wells Fargo
Textainer Group Holdings	09/13/12	$31.50	TGH	G8766E109	ADD-ON	BofA Merrill Lynch, Wells Fargo, Credit Suisse
ExactTarget	09/11/12	$22.50	ET	30064K105	ADD-ON	JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel
American International Group	09/10/12	$32.50	AIG	026874784	ADD-ON	Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan
Home Loan Servicing Solutions	09/06/12	$15.25	HLSS	G6648D109	ADD-ON	Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Deutsche Bank
Manchester United	08/09/12	$14.00	MANU	G5784H106	IPO	Jefferies, Credit Suisse, JP Morgan
Performant Financial	08/09/12	$9.00	PFMT	71377E105	IPO	Morgan Stanley, Goldman Sachs, Credit Suisse, Wells Fargo
Kinder Morgan Management	08/07/12	$73.50	KMR	49455U100	ADD-ON	Barclays, BofA Merrill Lynch
Peregrine Semiconductor	08/07/12	$14.00	PSMI	71366R703	IPO	JP Morgan, Deutsche Bank
Vantiv	08/02/12	$21.90	VNTV	92210H105	ADD-ON	JP Morgan, Morgan Stanley, Credit Suisse
Eloqua	08/01/12	$11.50	ELOQ	290139104	IPO	JP Morgan, Deutsche Bank
Del Frisco's Restaurant Group	07/27/12	$13.00	DFRG	245077102	IPO	Deutsche Bank, Piper Jaffray, Wells Fargo
Texas Capital Bancshares	07/27/12	$40.00	TCBI	88224Q107	ADD-ON	Macquarie Capital, Deutsche Bank
Northern Tier Energy LP	07/25/12	$14.00	NTI	665826103	IPO	Goldman Sachs, Barclays, BofA Merrill Lynch
Natural Grocers by Vitamin Cottage	07/24/12	$15.00	NGVC	63888U108	IPO	SunTrust Robinson Humphrey, Piper Jaffray
KAYAK Software	07/19/12	$26.00	KYAK	486577109	IPO	Morgan Stanley, Deutsche Bank
Five Below	07/18/12	$17.00	FIVE	33829M101	IPO	Goldman Sachs, Barclays, Jefferies
Kennedy-Wilson Holdings	07/18/12	$13.00	KW	489398107	ADD-ON	BofA Merrill Lynch, Deutsche Bank
Bazaarvoice	07/17/12	$15.40	BV	073271108	ADD-ON	Morgan Stanley, Deutsche Bank, Credit Suisse
Beazer Homes USA	07/10/12	$2.90	BZH	07556Q105	ADD-ON	Goldman Sachs, Deutsche Bank, UBS
American Campus Communities	07/10/12	$44.25	ACC	024835100	ADD-ON	BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan
Meritage Homes	07/09/12	$34.75	MTH	59001A102	ADD-ON	Citigroup, Deutsche Bank
ServiceNow	06/28/12	$18.00	NOW	81762P102	IPO	Morgan Stanley, Citigroup, Deutsche Bank
EQT Midstream Partners LP	06/26/12	$21.00	EQM	26885B100	IPO	Citigroup, Barclays
Digital Realty Trust	06/26/12	$72.25	DLR	253868103	ADD-ON	BofA Merrill Lynch, Citigroup
Dollar General	06/05/12	$46.75	DG	256677105	ADD-ON	Citigroup, Goldman Sachs, KKR
America First Tax Exempt Investors	05/30/12	$5.06	ATAX	02364V107	ADD-ON	Deutsche Bank, RBC Capital Markets
Facebook	05/17/12	$38.00	FB	30303M102	IPO	Morgan Stanley, JP Morgan, Goldman Sachs
Edwards Group Limited	05/10/12	$8.00	EVAC	281736108	IPO	Barclays, Goldman Sachs, Deutsche Bank
Magnum Hunter Resources	05/10/12	$4.50	MHR	55973B102	ADD-ON	Credit Suisse, Citigroup
SXC Health Solutions	05/10/12	$90.60	SXCI	78505P100	ADD-ON	JP Morgan, Barclays, Credit Suisse
Web.com Group	05/10/12	$15.25	WWWW	94733A104	ADD-ON	JP Morgan, Citigroup, Deutsche Bank
Audience	05/09/12	$17.00	ADNC	05070J102	IPO	JP Morgan, Credit Suisse, Deutsche Bank
Western Asset Mortgage	05/09/12	$20.00	WMC	95790D105	IPO	Deutsche Bank, JP Morgan, Citigroup, Jefferies
PetroLogistics LP	05/03/12	$17.00	PDH	71672U101	IPO	Morgan Stanley, Citigroup, UBS
The Carlyle Group LP	05/02/12	$22.00	CG	14309L102	IPO	JP Morgan, Citigroup, Credit Suisse
TriMas	05/02/12	$20.75	TRS	896215209	ADD-ON	Deutsche Bank, Goldman Sachs
LPL Investment Holdings	05/01/12	$34.50	LPLA	50213H100	ADD-ON	Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, JP Morgan
MagnaChip Semiconductor	05/01/12	$11.40	MX	55933J203	ADD-ON	Barclays, Deutsche Bank, UBS
Ares Commercial Real Estate	04/25/12	$18.50	ACRE	04013V108	IPO	Wells Fargo, Citigroup, BofA Merrill Lynch, JP Morgan
Envivio	04/24/12	$9.00	ENVI	29413T106	IPO	Goldman Sachs, Deutsche Bank, Stifel Nicolaus Weisel
Proofpoint	04/19/12	$13.00	PFPT	743424103	IPO	Credit Suisse, Deutsche Bank
Midstates Petroleum	04/19/12	$13.00	MPO	59804T100	IPO	Goldman Sachs, Morgan Stanley, Wells Fargo
Guidewire Software	04/18/12	$28.25	GWRE	40171V100	ADD-ON	JP Morgan, Citigroup, Deutsche Bank
Oaktree Capital Group	04/11/12	$43.00	OAK	674001201	IPO	Goldman Sachs, Morgan Stanley
Forum Energy Technologies	04/11/12	$20.00	FET	34984V100	IPO	JP Morgan, BofA Merrill Lynch, Credit Suisse, Citigroup, Deutsche Bank
Ocean Rig UDW	04/11/12	$16.25	ORIG	Y64354205	ADD-ON	Deutsche Bank, Credit Suisse
Retail Properties of America	04/04/12	$8.00	RPAI	76131V202	IPO	JP Morgan, Citigroup, Deutsche Bank, KeyBanc Capital Markets
TCP Capital	04/03/12	$14.75	TCPC	87238Q103	IPO	Deutsche Bank, Stifel Nicolaus Weisel, Oppenheimer & Co.
Enphase Energy	03/29/12	$6.00	ENPH	29355A107	IPO	Morgan Stanley, BofA Merrill Lynch, Deutsche Bank
Rexnord	03/28/12	$18.00	RXN	76169B102	IPO	BofA Merrill Lynch, Goldman Sachs, CreditSuisse, Deutsche Bank, Barclays
Tangoe	03/28/12	$18.50	TNGO	87582Y108	ADD-ON	Deutsche Bank, Barclays, Stifel, Nicolaus Weisel
Dollar General	03/27/12	$45.25	DG	256677105	ADD-ON	Citigroup, Goldman Sachs, KKR, Barclays, JP Morgan
Vipshop Holdings Limited	03/22/12	$6.50	VIPS	92763W103	IPO	Goldman Sachs, Deutsche Bank
Hercules Offshore	03/22/12	$5.10	HERO	427093109	ADD-ON	Credit Suisse, Goldman Sachs, Deutsche Bank
Vantiv	03/21/12	$17.00	VNTV	92210H105	IPO	JP Morgan, Morgan Stanley, Credit Suisse, Goldman Sachs, Deutsche Bank
ExactTarget	03/21/12	$19.00	ET	30064K105	IPO	JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel
Nielsen Holdings	03/20/12	$30.25	NLSN	N63218106	ADD-ON	JP Morgan, Morgan Stanley
Demandware	03/14/12	$16.00	DWRE	24802Y105	IPO	Goldman Sachs, Deutsche Bank
Allison Transmission Holdings	03/14/12	$23.00	ALSN	01973R101	IPO	BofA Merrill Lynch, Citigroup, JP Morgan, Credit Suisse, Morgan Stanley, Goldman Sachs
XPO Logistics	03/14/12	$15.75	XPO	983793100	ADD-ON	Morgan Stanley, Deutsche Bank, Jefferies
GNC Holdings	03/13/12	$33.50	GNC	36191G107	ADD-ON	JP Morgan, Goldman Sachs, Deutsche Bank, Morgan Stanley
Simon Property Group	03/08/12	$137.00	SPG	828806109	ADD-ON	JP Morgan, BofA Merrill Lynch, Goldman Sachs
Quality Distribution	03/07/12	$13.00	QLTY	74756M102	ADD-ON	Goldman Sachs, JP Morgan, BofA Merrill Lynch, Credit Suisse
Home Loan Servicing Solutions	02/28/12	$14.00	HLSS	G6648D109	IPO	Wells Fargo, Barclays Capital, Citigroup, Deutsche Bank
Colfax	02/28/12	$34.00	CFX	194014106	ADD-ON	Deutsche Bank, BofA Merrill Lynch
Bazaarvoice	02/23/12	$12.00	BV	073271108	IPO	Morgan Stanley, Deutsche Bank, Credit Suisse
Cobalt International Energy	02/23/12	$28.00	CIE	19075F106	ADD-ON	Goldman Sachs, Morgan Stanley, Credit Suisse, Citigroup, JP Morgan
Health Care REIT	02/21/12	$53.50	HCN	42217K106	ADD-ON	BofA Merrill Lynch, Deutsche Bank, JP Morgan
WNS Holdings Limited	02/09/12	$9.25	WNS	92932M101	ADD-ON	BofA Merrill Lynch, Deutsche Bank
Caesars Entertainment	02/07/12	$9.00	CZR	127686103	IPO	Credit Suisse, Citigroup
Medical Properties Trust	02/01/12	$9.75	MPW	58463J304	ADD-ON	BofA Merrill Lynch, JP Morgan
Rex Energy	01/31/12	$9.25	REXX	761565100	ADD-ON	KeyBanc Capital Markets
Guidewire Software	01/24/12	$13.00	GWRE	40171V100	IPO	JP Morgan, Deutsche Bank, Citigroup
Spirit Airlines	01/19/12	$14.50	SAVE	848577102	ADD-ON	Barclays Capital, Morgan Stanley, Citigroup
Gazit-Globe Ltd.	12/13/11	$9.00	GZT	M4793C102	IPO	Citigroup, Deutsche Bank
Rose Rock Midstream L.P.	12/08/11	$20.00	RRMS	777149105	IPO	Barclays Capital, Citigroup, Deutsche Bank
Dollar General	12/06/11	$39.00	DG	256677105	ADD-ON	Citigroup, Goldman Sachs, KKR, Barclays Capital, JP Morgan
Delphi Automotive PLC	11/16/11	$22.00	DLPH	G27823106	IPO	Goldman Sachs, JP Morgan
Cigna	11/16/11	$42.75	CI	125509109	ADD-ON	Morgan Stanley, Citigroup, Deutsche Bank
Cadence Pharmaceuticals	11/14/11	$3.75	CADX	12738T100	ADD-ON	Deutsche Bank
Pacific Drilling S.A.	11/10/11	$8.25	PACD	L7257P106	IPO	Morgan Stanley, Deutsche Bank
Chesapeake Granite Wash Trust	11/10/11	$19.00	CHKR	165185109	IPO	Morgan Stanley, Raymond James
Kennedy-Wilson Holdings	11/10/11	$11.00	KW	489398107	ADD-ON	BofA Merrill Lynch, Deutsche Bank
Imperva	11/08/11	$18.00	IMPV	45321L100	IPO	JP Morgan, Deutsche Bank
Groupon	11/03/11	$20.00	GRPN	399473107	IPO	Morgan Stanley, Goldman Sachs, Credit Suisse
GNC Holdings	10/25/11	$24.75	GNC	36191G107	ADD-ON	Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley
Ubiquiti Networks	10/13/11	$15.00	UBNT	90347A100	IPO	UBS, Deutsche Bank, Raymond James
Calumet Specialty Products Partners LP	09/08/11	$18.00	CLMT	131476103	ADD-ON	Barclays Capital, BofA Merrill Lynch, Deutsche Bank, JP Morgan
Dollar General	09/08/11	$34.75	DG	256677105	ADD-ON	Citigroup, Goldman Sachs, KKR
Tudou Holdings Limited	08/16/11	$29.00	TUDO	89903T107	IPO	Credit Suisse, Deutsche Bank
SandRidge Permian Trust	08/10/11	$18.00	PER	80007A102	IPO	Morgan Stanley, Raymond James, RBC Capital Markets, Wells Fargo
American Capital Mortgage	08/03/11	$20.00	MTGE	02504A104	IPO	Citigroup, Deutsche Bank, UBS, Wells Fargo
ServiceSource International	07/28/11	$17.50	SREV	81763U100	ADD-ON	Morgan Stanley, Deutsche Bank
Wesco Aircraft Holdings	07/27/11	$15.00	WAIR	950814103	IPO	Barclays Capital, Morgan Stanley
Tangoe	07/26/11	$10.00	TNGO	87582Y108	IPO	Deutsche Bank, Stifel Nicolaus Weisel
SunCoke Energy	07/20/11	$16.00	SXC	86722A103	IPO	Credit Suisse, BofA Merrill Lynch, Goldman Sachs
Spectrum Brands Holdings	07/14/11	$28.0	SPB	84763R101	ADD-ON	Credit Suisse, Deutsche Bank, Jefferies
Oiltanking Partners LP	07/13/11	$21.50	OILT	678049107	IPO	Citibank, Barclays Capital, JP Morgan, Morgan Stanley
AG Mortgage Investment Trust	06/29/11	$20.00	MITT	001228105	IPO	Deutsche Bank, Stifel Nicolaus Weisel, RBC Capital Markets
HomeAway	06/28/11	$27.00	AWAY	43739Q100	IPO	Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan
KiOR	06/23/11	$15.00	KIOR	497217109	IPO	Credit Suisse, UBS, Goldman Sachs
Aegerion Pharmaceuticals	06/23/11	$15.50	AEGR	00767E102	ADD-ON	Jefferies & Co., Deutsche Bank
Vanguard Health Systems	06/21/11	$18.00	VHS	922036207	IPO	BofA Merrill Lynch, Barclays Capital, Citigroup, Deutsche Bank, JP Morgan
Taomee Holdings Limited	06/08/11	$9.00	TAOM	876997966	IPO	Credit Suisse, Deutsche Bank
MakeMyTrip Limited	05/26/11	24.00	MMYT	V5633W109	ADD-ON	Morgan Stanley, Deutsche Bank
Freescale Semiconductor Holdings	05/25/11	$18.00	FSL	G3727Q101	IPO	Citigroup, Deutsche Bank, Barclays Capital, Credit Suisse, JP Morgan
American International Group	05/24/11	$29.00	AIG	026874784	ADD-ON	BofA Merrill Lynch, Deutsche Bank, Goldman Sachs, JP Morgan
Yandex N.V.	05/23/11	$25.00	YNDX	N97284108	IPO	Morgan Stanley, Deutsche Bank, Goldman Sachs
Targacept	05/19/11	$20.50	TRGT	87611R306	ADD-ON	Deutsche Bank
The Mosaic Company	05/19/11	$65.00	MOS	61945A107	ADD-ON	Credit Suisse, JP Morgan, UBS
NGL Energy Partners LP	05/11/11	$21.00	NGL	62913M107	IPO	Wells Fargo, RBC Capital Markets
RLJ Lodging Trust	05/10/11	$18.00	RLJ	74965L101	IPO	BofA Merrill Lynch, Barclays Capital, Wells Fargo
Boingo Wireless	05/03/11	$13.50	WIFI	09739C102	IPO	Credit Suisse, Deutsche Bank
Tesoro Logistics LP	04/19/11	$21.00	TLLP	88160T107	IPO	Citigroup, Wells Fargo, BofA Merrill Lynch, Credit Suisse
Primerica	04/14/11	$22.75	PRI	74164M108	ADD-ON	Citigroup
Graphic Packaging	04/14/11	$4.75	GPK	388689101	ADD-ON	Goldman Sachs, BofA Merrill Lynch, JP Morgan, Deutsche Bank
Elster Group SE	04/07/11	$15.00	ELT	290348101	ADD-ON	Deutsche Bank, Goldman Sachs, JP Morgan
CVR Partners, LP	04/07/11	$16.00	UAN	126633106	IPO	Morgan Stanley, Barclays Capital, Goldman Sachs
Inphi	03/31/11	$20.90	IPHI	45772F107	ADD-ON	Morgan Stanley, Deutsche Bank
A123 Systems	03/31/11	$6.00	AONE	03739T108	ADD-ON	Deutsche Bank, Goldman Sachs
GNC Holdings	03/31/11	$16.00	GNC	36191G107	IPO	Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley
Apollo Global Management	03/29/11	$19.00	APO	037612306	IPO	Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, UBS
CreXus Investment	03/28/11	$11.50	CXS	226553105	ADD-ON	Credit Suisse, Barclays Capital, BofA Merrill Lynch, Deutsche Bank
ServiceSource International	03/24/11	$10.00	SREV	81763U100	IPO	Morgan Stanley, Deutsche Bank
James River Coal	03/23/11	$23.50	JRCC	470355207	ADD-ON	UBS, Deutsche Bank
YPF S.A.	03/22/11	$41.00	YPF	984245100	ADD-ON	Credit Suisse, Deutsche Bank, Goldman Sachs, Itau BBA, Morgan Stanley, Raymond James, Santander
MagnaChip Semiconductor	03/10/11	$14.00	MX	55933J203	IPO	Barclays Capital, Deutsche Bank, Goldman Sachs
Warner Chilcott	03/10/11	$23.25	WCRX	G94368100	ADD-ON	Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch, Credit Suisse
HCA Holdings	03/09/11	$30.00	HCA	40412C101	IPO	BofA Merrill Lynch, Citigroup, JP Morgan
MetLife	03/02/11	$43.25	MET	59156R108	ADD-ON	Goldman Sachs, Citigroup, Credit Suisse
Team Health Holdings	03/02/11	$17.10	TMH	87817A107	ADD-ON	Barclays Capital, Citigroup, BofA Merrill Lynch, Goldman Sachs
Health Care REIT	03/01/11	$49.25	HCN	42217K106	ADD-ON	UBS, BofA Merrill Lynch, Barclays Capital, Deutsche Bank, JP Morgan, Wells Fargo
Solar Senior Capital Limited	02/24/11	$20.00	SUNS	83416M105	IPO	Citigroup, Wells Fargo, Deutsche Bank, SunTrust Robinson Humphrey
Kinder Morgan	02/10/11	$30.00	KMI	49456B101	IPO	Goldman Sachs, Barclays Capital
Fluidigm	02/09/11	$13.50	FLDM	34385P108	IPO	Deutsche Bank, Piper Jaffray
Summit Hotels Properties	02/08/11	$9.75	INN	866082100	IPO	Deutsche Bank, Baird, RBC Capital Markets
SS&C Technologies Holdings	02/03/11	$17.60	SSNC	78467J100	ADD-ON	JP Morgan, Morgan Stanley, Deutsche Bank
CVR Energy	02/02/11	$16.75	CVI	12662P108	ADD-ON	Goldman Sachs, Deutsche Bank, Credit Suisse
NeoPhotonics	02/01/11	$11.00	NPTN	64051T100	IPO	BofA Merrill Lynch, Deutsche Bank
BankUnited	01/27/11	$27.00	BKU	06652K103	IPO	Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs
Nielsen Holdings	01/25/11	$23.00	NLSN	N63218106	IPO	JP Morgan, Morgan Stanley, Credit Suisse, Deutsche Bank, Goldman Sachs, Citigroup
American Capital Agency	01/13/11	$28.00	AGNC	02503X105	ADD-ON	BofA Merrill Lynch, Citigroup
QR Energy, LP	12/16/10	$20.00	QRE	74734R108	IPO	Wells Fargo, JP Morgan, Raymond James, RBC Capital Markets
Fortegra Financial	12/16/10	$11.00	FRF	34954W104	IPO	Piper Jaffray, Sun Trust Robinson Humphrey
HiSoft Technology International Limited	12/16/10	$26.00	HSFT	43358R108	ADD-ON	Deutsche Bank, UBS, Citigroup
KEMET	12/14/10	$11.00	KEM	488360207	ADD-ON	Deutsche Bank, BofA Merrill Lynch, UBS
RigNet	12/14/10	$12.00	RNET	766582100	IPO	Deutsche Bank, Jefferies & Co
GAIN Capital Holdings	12/14/10	$9.00	GCAP	36268W100	IPO	Morgan Stanley, Deutsche Bank
First Horizon National	12/13/10	$10.50	FHN	320517105	ADD-ON	Goldman Sachs, JP Morgan, Morgan Stanley
Starwood Property Trust	12/09/10	$19.73	STWD	85571B105	ADD-ON	Citigroup, Wells Fargo, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs
Dollar General	12/08/10	$30.50	DG	256677105	ADD-ON	Citigroup, Goldman Sachs, KKR, BofA Merrill Lynch, JP Morgan
Targa Resources	12/06/10	$22.00	TRGP	87612G101	IPO	Barclays Capital, Morgan Stanley, BofA Merrill Lynch
RealPage	12/06/10	$25.75	RP	75606N109	ADD-ON	Credit Suisse, Deutsche Bank
IntraLinks Holdings	12/06/10	$20.00	IL	46118H104	ADD-ON	Morgan Stanley, Deutsche Bank, Jeffries & Co., Credit Suisse
FXCM	12/01/10	$14.00	FXCM	302693106	IPO	Credit Suisse, JP Morgan, Citigroup
CVR Energy	11/18/10	$10.75	CVI	12662P108	ADD-ON	Deutsche Bank, Goldman Sachs
General Motors	11/17/10	$33.00	GM	37045V100	IPO	Morgan Stanley, JP Morgan, BofA Merrill Lynch, Citigroup
Synchronoss Technologies	11/17/10	$25.40	SNCR	87157B103	ADD-ON	Credit Suisse, Deutsche Bank, Goldman Sachs
New GGP	11/15/10	$14.75	GGP	370023103	ADD-ON	Goldman Sachs, Deutsche Bank
Prudential Financial	11/11/10	$54.50	PRU	744320102	ADD-ON	Citigroup, BofA Merrill Lynch, UBS, Barclays Capital
Republic Airways Holdings	11/11/10	$7.80	RJET	760276105	ADD-ON	Goldman Sachs, Deutsche Bank
Inphi	11/10/10	$12.00	IPHI	45772F107	IPO	Morgan Stanley, Deutsche Bank, Jefferies & Co.
American Superconductor	11/10/10	$35.50	AMSC	030111108	ADD-ON	Morgan Stanley, Deutsche Bank, Jefferies & Co.
Cadence Pharmaceuticals	11/10/10	$8.00	CADX	12738T100	ADD-ON	Deutsche Bank
Orient-Express Hotels Limited	11/08/10	$10.75	OEH	G67743107	ADD-ON	Deutsche Bank, Barclays Capital
SodaStream International Limited	11/02/10	$20.00	SODA	M9068E105	IPO	JP Morgan, Deutsche Bank
Kronos Worldwide	10/27/10	$40.00	KRO	50105F105	ADD-ON	Wells Fargo Securities, Deutsche Bank, Stephens
SeaCube Container Leasing Limited	10/27/10	$10.00	BOX	G79978105	IPO	JP Morgan, Citigroup, Deutsche Bank, Wells Fargo Securities
Pacific Biosciences of California	10/26/10	$16.00	PACB	69404D108	IPO	JP Morgan, Morgan Stanley
Ellington Financial	10/07/10	22.50	EFC	288522303	IPO	Deutsche Bank
Chesapeake Lodging Trust	10/06/10	16.25	CHSP	165240102	ADD-ON	JP Morgan, Deutsche Bank, Wells Fargo Securities
Chelsea Therapeutics International	09/30/10	4.90	CHTP	163428105	ADD-ON	Deutsche Bank
ChinaCache International Holdings	09/30/10	13.90	CCIH	16950M107	IPO	BofA Merrill Lynch, Deutsche Bank
Elster Group SE	09/29/10	13.00	ELT	290348101	IPO	Deutsche Bank, Goldman Sachs, JP Morgan
Aspen Technology	09/22/10	9.00	AZPN	045327103	ADD-ON	JP Morgan, Deutsche Bank
SouFun Holdings Limited	09/16/10	42.50	SFUN	836034108	IPO	Deutsche Bank, Goldman Sachs
NiSource	09/08/10	16.50	NI	65473P105	ADD-ON	Credit Suisse, Barclays Capital, Citigroup, JP Morgan
American Campus Communities	08/16/10	27.00	ACC	024835100	ADD-ON	BofA Merrill Lynch, Keybanc Capital Markets, Deutsche Bank, JP Morgan
RealPage	08/11/10	11.00	RP	75606N109	IPO	Credit Suisse, Deutsche Bank
MediaMind Technologies	08/10/10	11.50	MDMD	58449C100	IPO	JP Morgan, Deutsche Bank
NXP Semiconductors N.V.	08/05/10	14.00	NXPI	N6596X109	IPO	Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays Capital
IntraLinks Holdings	08/05/10	13.00	IL	46118H104	IPO	Morgan Stanley, Deutsche Bank, Credit Suisse
MetLife	08/02/10	42.00	MET	59156R108	ADD-ON	BofA Merrill Lynch, Credit Suisse, Deutsche Bank, HSBC, UBS, Wells Fargo Securities
Chesapeake Midstream Partners	07/28/10	21.00	CHKM	16524K108	IPO	UBS, Citigroup, Morgan Stanley
Envestnet	07/28/10	9.00	ENV	29404K106	IPO	Morgan Stanley, UBS, Barclays Capital
Genco Shipping & Trading Limited	07/21/10	16.00	GNK	Y2685T107	ADD-ON	Deutsche Bank, BNP Paribas, Credit Suisse
Green Dot	07/21/10	36.00	GDOT	39304D102	IPO	JP Morgan, Morgan Stanley
Smart Technologies	07/14/10	17.00	SMT	83172R108	IPO	Morgan Stanley, Deutsche Bank, RBC Capital Markets, BofA Merrill Lynch, Credit Suisse
HiSoft Technology International Limited	06/29/10	10.00	HSFT	43358R108	IPO	Deutsche Bank UBS, Citigroup
Tesla Motors	06/28/10	17.00	TSLA	88160R101	IPO	Goldman Sachs, Morgan Stanley, JP Morgan, Deutsche Bank
Fabrinet	06/24/10	10.00	FN	G3323L100	IPO	Morgan Stanley, Deutsche Bank
PPL Corporation	06/22/10	24.00	PPL	69351T106	ADD-ON	BofA Merrill Lynch, Credit Suisse
Motricity	06/17/10	10.00	MOTR	620107102	IPO	JP Morgan, Goldman Sachs, Deutsche Bank, RBC Capital Markets
FelCor Lodging Trust	06/16/10	5.50	FCH	31430F101	ADD-ON	JP Morgan, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank
Polo Ralph Lauren	06/15/10	81.00	RL	731572103	ADD-ON	JP Morgan, Goldman Sachs
Lincoln National	06/14/10	27.25	LNC	534187109	ADD-ON	JP Morgan, Credit Suisse, Morgan Stanley, Wells Fargo Securities
Nu Skin Enterprises	06/03/10	27.00	NUS	67018T105	ADD-ON	JP Morgan, Deutsche Bank
MF Global Holdings	06/02/10	7.10	MF	55277J108	ADD-ON	JP Morgan, Citi, Deutsche Bank
Strategic Hotels & Resorts	05/13/10	4.60	BEE	86272T106	ADD-ON	JP Morgan, Deutsche Bank BofA Merrill Lynch
Beazer Homes USA	05/04/10	5.81	BZH	07556Q105	ADD-ON	Citigroup, Credit Suisse
Synovus Financial	04/28/10	2.75	SNV	87161C105	ADD-ON	JP Morgan
Alpha & Omega Semiconductor Limited	04/28/10	18.00	AOSL	G6331P104	IPO	Deutsche Bank, Piper Jaffray
America First Tax Exempt Investors, L.P.	04/20/10	5.37	ATAX	02364V107	ADD-ON	Deutsche Bank RBC Capital Markets
Dollar General	04/14/10	27.00	DG	256677105	ADD-ON	Citigroup Goldman Sachs KKR
Medical Properties Trust	04/14/10	9.75	MPW	58463J304	ADD-ON	JP Morgan Deutsche Bank KeyBanc RBC Capital Markets
Primerica	03/31/10	15.00	PRI	74164M108	IPO	Citigroup
SS&C Technologies Holdings	03/30/10	15.00	SSNC	78467J100	IPO	JP Morgan Credit Suisse Morgan Stanley Deutsche Bank
MaxLinear	03/23/10	14.00	MXL	57776J100	IPO	Morgan Stanley Deutsche Bank
The Hartford Financial Services Group	03/17/10	27.75	HIG	416515104	ADD-ON	Goldman Sachs JP Morgan
EQT Corporation	03/10/10	44.00	EQT	26884L109	ADD-ON	JP Morgan Barclays Capital Credit Suisse Deutsche Bank
Anthera Pharmaceuticals	03/01/10	7.00	ANTH	03674U102	IPO	Deutsche Bank
Graham Packaging Company	02/10/10	10.00	GRM	384701108	IPO	Citigroup Goldman Sachs Deutsche Bank
Art Technology Group	02/04/10	3.50	ARTG	04289L107	ADD-ON	Deutsche Bank Morgan Stanley
Avago Technologies Limited	01/27/10	17.41	AVGO	Y0486S104	ADD-ON	Deutsche Bank Barclays Capital Morgan Stanley Citigroup
Ares Capital Corporation	01/26/10	12.75	ARCC	04010L103	ADD-ON	BofA Merrill Lynch JP Morgan Sun Trust Robinson Humphrey Wells Fargo Securities
Chesapeake Lodging Trust	01/21/10	20.00	CHSP	165240102	IPO	JP Morgan Deutsche Bank
Orient-Express Hotels, Ltd.	01/12/10	10.00	OEH	G67743107	ADD-ON	Deutsche Bank Barclays Capital
Beazer Homes USA	01/06/10	4.60	BZH	07556Q105	ADD-ON	Citigroup Credit Suisse
Team Health Holdings	12/15/09	12.00	TMH	87817A107	IPO	BofA Merrill Lynch Citigroup Goldman Sachs Barclays Capital
Cobalt International Energy	12/15/09	13.50	CIE	19075F106	IPO	Credit Suisse JP Morgan Goldman Sachs
Dendreon	12/10/09	24.75	DNDN	24823Q107	ADD-ON	JPMorgan Deutsche Bank
Fortinet	11/17/09	12.50	FTNT	34959E109	IPO	Morgan Stanley JP Morgan Deutsche Bank
Dollar General	11/12/09	21.00	DG	256677105	IPO	Citigroup KKR Goldman Sachs JP Morgan BofA Merrill Lynch
RehabCare Group	11/12/09	24.00	RHB	759148109	ADD-ON	BofA Merrill Lynch JP Morgan
Hyatt Hotels	11/04/09	25.00	H	448579102	IPO	Goldman Sachs
Dole Food Company	10/22/09	12.50	DOLE	256603101	IPO	Goldman Sachs BofA Merrill Lynch Deutsche Bank Wells Fargo Securities
SuccessFactors	10/20/09	15.50	SFSF	864596101	ADD-ON	Goldman Sachs Deutsche Bank Morgan Stanley
AGA Medical Holdings	10/20/09	$14.50	AGAM	008368102	IPO	BofA Merrill Lynch Citi Deutsche Bank Leerink Swann Wells Fargo Securities
Canadian Solar	10/15/09	$15.75	CSIQ	136635109	ADD-ON	Morgan Stanley Deutsche Bank Piper Jaffray
RailAmerica	10/12/09	$15.00	RA	750753402	IPO	JP Morgan Citigroup Deutsche Bank Morgan Stanley
Omeros Corporation	10/07/09	$10.00	OMER	682143102	IPO	Deutsche Bank
America First Tax Exempt Investors, L.P.	10/06/09	$5.05	ATAX	02364V107	ADD-ON	Deutsche Bank RBC Capital Markets
Qiagen N.V.	09/25/09	$20.25	QGEN	N72482107	ADD-ON	Deutsche Bank Goldman Sachs JPMorgan
A123 Systems	09/23/09	$13.50	AONE	03739T108	IPO	Morgan Stanley Goldman Sachs
Bruker Corporation	09/22/09	$9.85	BRKR	116794108	ADD-ON	Goldman Sachs JPMorgan Deutsche Bank
CreXus Investment Corporation	09/16/09	$15.00	CXS	226553105	IPO	Deutsche Bank BofA Merrill Lynch
Ramco Gershenson Properties Trust	09/10/09	$8.50	RPT	751452202	ADD-ON	JP Morgan Deutsche Bank KeyBanc Capital Markets
Starwood Property Trust	08/11/09	$20.00	STWD	85571B105	IPO	BofA Merrill Lynch Deutsche Bank Citigroup
Avago Technologies Limited	08/05/09	$15.00	AVGO	Y0486S104	IPO	Deutsche Bank Barclays Capital Morgan Stanley Citigroup
STEC	08/05/09	$31.00	STEC	784774101	ADD-ON	JP Morgan Deutsche Bank
PennyMac Mortgage Investment Trust	07/29/09	$20.00	PMT	70931T103	IPO	Merrill Lynch Credit Suisse Deutsche Bank
Western Asset Municipal Defined Opportunity Trust	03/26/09	$20.00	MTT	95768A109	IPO	Wachovia Securities Citigroup
Healthcare Realty Trust	09/23/08	$25.50	HR	421946104	ADD-ON	JP Morgan Bank of America UBS/Wachovia Securities
Tyson Foods	09/09/08	$12.75	TSN	902494103	ADD-ON	JP Morgan Merrill Lynch
EnergySolutions	07/24/08	$19.00	ES	292756202	ADD-ON	Credit Suisse JPMorgan
Luminex	06/24/08	$19.91	LMNX	55027E102	ADD-ON	JP Morgan UBS
CapitalSource	06/23/08	$11.00	CSE	14055X102	ADD-ON	JP Morgan Wachovia Securities
Synthesis Energy Systems	06/19/08	$9.25	SYMX	871628103	ADD-ON	JP Morgan Deutsche Bank
RHI Entertainment	06/17/08	$14.00	RHIE	74957T104	IPO	JP Morgan Bank of America
Monotype Imaging Holdings	06/12/08	$12.00	TYPE	61022P100	ADD-ON	JP Morgan Bank of America
Innophos Holdings	06/04/08	$27.50	IPHS	45774N108	ADD-ON	JP Morgan Oppenheimer
Nucor	05/22/08	$74.00	NUE	670346105	ADD-ON	Bank of America Citigroup JP Morgan
Polypore International	05/22/08	$24.00	PPO	73179V103	ADD-ON	JP Morgan
Ascent Solar Technologies	05/15/08	$14.00	ASTI	043635101	ADD-ON	JP Morgan
American International Group	05/12/08	$38.00	AIG	026874107	ADD-ON	Citigroup JP Morgan
Western Gas Partners LP	05/08/08	$16.50	WES	958254104	IPO	UBS/Citigroup Credit Suisse Morgan Stanley
Fannie Mae	05/08/08	$27.50	FNM	313586109	ADD-ON	Lehman Brothers JP Morgan
Pioneer Southwest Energy Partners LP	04/30/08	$19.00	PSE	72388B106	IPO	Citigroup Deutsche Bank UBS
Range Resources	04/30/08	$66.38	RRC	75281A109	ADD-ON	JP Morgan Credit Suisse
Eaton	04/22/08	$84.00	ETN	278058102	ADD-ON	Citigroup JP Morgan Morgan Stanley
VISA	03/18/08	$44.00	V	92826C839	IPO	JPMorgan Goldman Sachs Bank of America Citigroup/ HSBC/Merrill Lynch/ UBS/ Wachovia Securities
Acorda Therapeutics	02/12/08	$21.50	ACOR	00484M106	ADD-ON	JP Morgan Deutsche Bank
Cascal NV	01/28/08	$12.00	HOO	N1842P109	IPO	JP Morgan Credit Suisse
Williams Pipeline Partners LP	01/17/08	$20.00	WMZ	96950K103	IPO	Lehman Brothers Citigroup Merrill Lynch
Concho Resources	12/13/07	$18.05	CXO	20605P101	ADD-ON	JP Morgan Banc of America
Teekay Tankers	12/12/07	$19.50	TNK	Y8565N102	IPO	Citigroup Morgan Stanley
Williams Partners LP	12/05/07	$37.75	WPZ	96950F104	ADD-ON	Lehman Brothers Citigroup Merrill Lynch
PROS Holdings	12/05/07	$16.75	PRO	74346Y103	ADD-ON	JP Morgan Deutsche Bank
WSP Holdings	12/05/07	$8.50	WH	92934F104	IPO	JP Morgan
Penn Virginia	11/29/07	$41.25	PVA	707882106	ADD-ON	JP Morgan Lehman Brothers RBC Capital Markets
Westar Energy	11/15/07	$25.25	WR	95709T100	ADD-ON	JP Morgan/UBS
Energy Solutions	11/14/07	$23.00	ES	292756202	IPO	Credit Suisse JP Morgan Morgan Stanley
Burger King Holdings	11/13/07	$25.00	BKC	121208201	ADD-ON	Goldman Sachs JP Morgan Morgan Stanley
Navios Maritime	11/12/07	$20.00	NMM	Y62267102	IPO	JP Morgan Merrill Lynch
Approach Resources	11/07/07	$12.00	AREX	03834A103	IPO	JP Morgan
Insulet	11/06/07	$23.25	PODD	45784P101	ADD-ON	JP Morgan Merrill Lynch
BioForm Medical	11/06/07	$8.00	BFRM	09065G107	IPO	JP Morgan Piper Jaffray
McMoRan Exploration	11/01/07	$12.40	MMR	582411104	ADD-ON	Merrill Lynch JP Morgan
Gerdau Ameristeel	11/01/07	$12.25	GNA	37373P105	ADD-ON	JP Morgan ABN AMRO CIBC/HSBC
ULTA Salon, Cosmetics and Fragrance	10/24/07	$18.00	ULTA	90384S303	IPO	JP Morgan Wachovia Securities
Volcano	10/17/07	$16.25	VOLC	928645100	ADD-ON	JP Morgan Banc of America Piper Jaffray
Aircastle Limited	10/03/07	$31.75	AYR	G0129K104	ADD-ON	JP Morgan Citigroup Bear Stearns
Solera Holdings	10/03/07	$18.75	SLH	83421A104	ADD-ON	Goldman Sachs JP Morgan
Qimonda AG	09/20/07	$10.92	QI	746904101	ADD-ON	Citigroup JP Morgan Credit Suisse
Diana Shipping	09/20/07	$25.00	DSX	Y2066G104	ADD-ON	Wachovia Securities JP Morgan
Heartland Payment Systems	09/17/07	$26.34	HPY	42235N108	ADD-ON	Citigroup JP Morgan
VMware	08/13/07	$29.00	VMW	928563402	IPO	Citigroup JP Morgan Lehman Brothers
MercadoLibre	08/09/07	$18.00	MELI	58733R102	IPO	JP Morgan Merrill Lynch
WuXi PharmaTech	08/08/07	$14.00	WX	929352102	IPO	Credit Suisse JP Morgan
Quicksilver Gas Services LP	08/06/07	$21.00	KGS	74839G106	IPO	UBS Goldman Sachs
Virtusa	08/02/07	$14.00	VRTU	92827P102	IPO	JP Morgan
Concho Resources	08/02/07	$11.50	CXO	20605P101	IPO	JP Morgan Banc of America
Genpact Limited	08/01/07	$14.00	G	G3922B107	IPO	Morgan Stanley Citigroup JP Morgan
Regency Energy Partners LP	07/26/07	$32.05	RGNC	75885Y107	ADD-ON	UBS Goldman Sachs Morgan Stanley
Claymore/Guggenheim Strategic Opportunities Fund	07/26/07	$20.00	GOF	18385X104	IPO	Wachovia Securities Raymond James
Voltaire Limited	07/25/07	$9.00	VOLT	M97613109	IPO	JP Morgan Merrill Lynch
Orbitz Worldwide	07/19/07	$15.00	OWW	68557K109	IPO	Morgan Stanley Goldman Sachs Lehman Brothers JP Morgan
MF Global Limited	07/18/07	$30.00	MF	G60642108	IPO	Citigroup JP Morgan Lehman Brothers Merrill Lynch/UBS
Whiting Petroleum	06/27/07	$40.50	WLL	966387102	ADD-ON	Merrill Lynch JP Morgan
PROS Holdings	06/27/07	$11.00	PRO	74346Y103	IPO	JP Morgan Deutsche Bank
Polypore International	06/27/07	$19.00	PPO	73179V103	IPO	JP Morgan
BlackRock Kelso Capital	06/26/07	$16.00	BKCC	092533108	IPO	JP Morgan Wachovia Securities Citigroup Merrill Lynch
First Mercury Financial	06/14/07	$19.25	FMR	320841109	ADD-ON	JP Morgan Keefe Bruyette & Woods
Security Capital Assurance	06/06/07	$31.00	SCA	G8018D107	ADD-ON	Goldman Sachs/ JP Morgan/ Merrill Lynch
BlackRock International Growth and Income Trust	05/24/07	$20.00	BGY	092524107	IPO	Wachovia Securities Citigroup Merrill Lynch
Navios Maritime	05/23/07	$10.00	NM	Y62196103	ADD-ON	JP Morgan Merrill Lynch
Dolby Laboratories	05/23/07	$32.00	DLB	25659T107	ADD-ON	Goldman Sachs JP Morgan
Sirtris Pharmaceuticals	05/22/07	$10.00	SIRT	82968A105	IPO	JP Morgan
Genomic Health	05/21/07	$15.50	GHDX	37244C101	ADD-ON	JP Morgan
Taiwan Semiconductor Manufacturing	05/17/07	$10.68	TSM	874039100	ADD-ON	Goldman Sachs JP Morgan
Continental Resources	05/14/07	$15.00	CLR	212015101	IPO	JP Morgan Merrill Lynch
Insulet	05/14/07	$15.00	PODD	45784P101	IPO	JP Morgan Merrill Lynch
Javelin Pharmaceuticals	05/10/07	$6.00	JAV	471894105	ADD-ON	JP Morgan
Solera Holdings	05/10/07	$16.00	SLH	83421A104	IPO	Goldman Sachs JP Morgan
Interactive Brokers Group	05/03/07	$30.01	IBKR	45841N107	IPO	WR Hambrecht HSBC
Array BioPharma	05/01/07	$13.00	ARRY	04269X105	ADD-ON	JP Morgan Banc of America
Empresa Distribuidora Y Comercializadora Norte S.A	04/25/07	$17.00	EDN	29244A102	IPO	Citigroup/ JP Morgan
Superior Offshore International	04/19/07	$15.00	DEEP	86825Q104	IPO	Merrill Lynch/ JP Morgan
EV3	04/19/07	$19.00	EVVV	26928A200	ADD-ON	Banc of America/ Piper Jaffray/ JP Morgan
Diana Shipping	03/28/07	$17.00	DSX	Y2066G104	ADD-ON	JP Morgan/ Wachovia Securities
First Trust Strategic High Income Fund III	03/27/07	$20.00	FHO	33735C106	IPO	RBC Capital Markets/ AG Edwards
BlackRock Global Equity Income Trust	03/27/07	$20.00	BFD	09255D104	IPO	Merrill Lynch/ AG Edwards
Freeport-McMoRan Copper & Gold	03/22/07	$61.25	FCX	35671D857	ADD-ON	Merrill Lynch/ JP Morgan
NYMEX Holdings	03/21/07	$136.50	NMX	62948N104	ADD-ON	JP Morgan/ Banc of America/ Merrill Lynch
USG	03/15/07	$48.60	USG	903293405	ADD-ON	Goldman Sachs/ JP Morgan
American Reprographics	03/08/07	$32.25	ARP	029263100	ADD-ON	JP Morgan/ Goldman Sachs
Xinhua Finance Media	03/08/07	$13.00	XFML	983982109	IPO	JP Morgan/ UBS
Clearwire	03/07/07	$25.00	CLWR	185385309	IPO	Merrill Lynch/ Morgan Stanley/ JP Morgan
Mylan Laboratories	03/01/07	$19.50	MYL	628530107	ADD-ON	Merrill Lynch/ JP Morgan
Vectren	2/22/07	$28.33	VVC	92240G101	ADD-ON	JP Morgan/ Merrill Lynch
National CineMedia	02/07/07	$21.00	NCMI	635309107	IPO	Credit Suisse/ JP Morgan/ Lehman Brothers/ Morgan Stanley
Mellanox Technologies	02/07/07	$17.00	MLNX	M51363113	IPO	Credit Suisse/ JP Morgan
Accuray	02/07/07	$18.00	ARAY	004397105	IPO	JP Morgan/ UBS
Aircastle Limited	02/07/07	$33.00	AYR	G0129K104	ADD-ON	JP Morgan/ Bear Stearns/ Citigroup
Embraer-Empresa Brasileira De Aeronautica S.A.	02/06/07	$41.00	ERJ	29081M102	ADD-ON	JP Morgan / Merrill Lynch
Duncan Energy Partners, L.P.	01/30/07	$21.00	DEP	265026104	IPO	Lehman Brothers/ UBS
Animal Health International	01/30/07	$11.00	AHII	03525N109	IPO	JP Morgan
Covanta Holding	01/25/07	$23.50	CVA	22282E102	ADD-ON	Lehman Brothers/ JP Morgan/ Merrill Lynch
Edge Petroleum	01/24/07	$13.25	EPEX	279862106	ADD-ON	Raymond James/ JP Morgan
Vanda Pharmaceuticals	01/18/07	$27.29	VNDA	921659108	ADD-ON	JP Morgan/ Morgan Stanley
InnerWorkings	01/18/07	$13.50	INWK	45773Y105	ADD-ON	JP Morgan/ Morgan Stanley
Smart Modular Technologies	01/17/07	$12.50	SMOD	G82245104	ADD-ON	Citigroup/ JP Morgan/ Lehman Brothers
Apollo Investment	01/11/07	$22.44	AINV	03761U106	ADD-ON	JP Morgan/ Citigroup/ Banc of America/ Bear Stearns
American Capital Strategies	01/08/07	$45.83	ACAS	024937104	ADD-ON	JP Morgan/ Morgan Stanley/UBS
Valero GP Holdings	12/18/06	$21.62	VEH	91914G108	ADD-ON	Lehman Brothers/ UBS/ Citigroup/ Morgan Stanley
Genesis Lease Limited	12/13/06	$23.00	GLS	37183T107	IPO	Citigroup/ JP Morgan
Obagi Medical Products	12/13/06	$11.00	OMPI	67423R108	IPO	JP Morgan
Volcano	12/06/06	$16.75	VOLC	928645100	ADD-ON	JP Morgan/Piper Jaffray
MannKind	12/06/06	$17.42	MNKD	56400P201	ADD-ON	JP Morgan/Merrill Lynch
Penn Virginia GP Holdings	12/04/06	$18.50	PVG	70788P105	IPO	Lehman Brothers/UBS Investment Bank
Copano Energy	11/30/06	$59.11	CPNO	217202100	ADD-ON	UBS Investment Bank/Morgan Stanley
NYMEX Holdings	11/16/06	$59.00	NMX	62948N104	IPO	JP Morgan/Merrill Lynch
Venoco	11/16/06	$17.00	VQ	92275P307	IPO	Credit Suisse/ Lehman Brothers/ JP Morgan
Hertz Global Holdings	11/15/06	$15.00	HTZ	42805T105	IPO	Goldman Sachs/ Lehman Brothers/ Merrill Lynch/ Deutsche Bank/ JP Morgan
Hansen Medical	11/15/06	$12.00	HNSN	411307101	IPO	Morgan Stanley/JP Morgan
Watts Water Technologies	11/15/06	$40.00	WTS	942749102	ADD-ON	JP Morgan
Emergent BioSolutions	11/14/06	$12.50	EBS	29089Q105	IPO	JP Morgan
ACA Capital Holdings	11/09/06	$13.00	ACA	000833103	IPO	Credit Suisse/ JP Morgan/ Bear Stearns
Globalstar	11/01/06	$17.00	GSAT	378973408	IPO	Wachovia/JP Morgan
Endeavour International	10/19/06	$2.35	END	29259G101	ADD-ON	JP Morgan/Credit Suisse
First Mercury Financial	10/17/06	$17.00	FMR	320841109	IPO	JP Morgan/Keefe, Bruyette & Woods
Cbeyond	10/03/06	$26.75	CBEY	149847105	ADD-ON	Deutsche Bank/JP Morgan
Shutterfly	09/28/06	$15.00	SFLY	82568P304	IPO	JP Morgan
DivX	09/21/06	$16.00	DIVX	255413106	IPO	JP Morgan
Warner Chilcott	09/20/06	$15.00	WCRX	G9435N108	IPO	Goldman Sachs/JP Morgan/Credit Suisse
Home Diagnostics	09/20/06	$12.00	HDIX	436932107	IPO	JP Morgan
Time Warner Telecom	09/20/06	$17.50	TWTC	887319101	ADD-ON	Deutsche Bank/Lehman Brothers/JP Morgan
Horizon Lines	09/11/06	$14.50	HRZ	44044K101	ADD-ON	Deutsche Bank/JP Morgan
Qimonda AG	08/08/06	$13.00	QI	746904101	IPO	Credit Suisse/ Citigroup/ JP Morgan
Aircastle Limited	08/07/06	$23.00	AYR	G0129K104	IPO	JP Morgan/Bear Stearns/Citigroup
Security Capital Assurance	08/01/06	$20.50	SCA	G8018D107	IPO	Goldman Sachs/JP Morgan/Merrill Lynch
UniFirst	07/19/06	$29.50	UNF	904708104	ADD-ON	JP Morgan/Robert W. Baird & Co.
Valero GP Holdings	07/13/06	$22.00	VEH	91914G108	IPO	Lehman Brothers
MarkWest Energy Partners, L.P.	06/29/06	$39.75	MWE	570759100	ADD-ON	RBC Capital Markets/Wachovia
PGT	06/27/06	$14.00	PGTI	69336V101	IPO	Deutsche Bank/JP Morgan
Inergy, L.P.	06/22/06	$24.90	NRGY	456615103	ADD-ON	Citigroup/Lehman Brothers
Golfsmith International Holdings	06/14/06	$11.50	GOLF	38168Y103	IPO	Merrill Lynch/JP Morgan
Volcano	06/14/06	$8.00	VOLC	928645100	IPO	JP Morgan/Piper Jaffray
Horizon Lines	06/12/06	$14.00	HRZ	44044K101	ADD-ON	Deutsche Bank/JP Morgan
NxStage Medical	06/08/06	$8.75	NXTM	67072V103	ADD-ON	Merrill Lynch/JP Morgan
Superior Essex	06/06/06	$30.00	SPSX	86815V105	ADD-ON	UBS Investment Bank/JP Morgan
Global Cash Access Holdings	05/25/06	$15.75	GCA	378967103	ADD-ON	JP Morgan
MasterCard	05/24/06	$39.00	MA	57636Q104	IPO	Goldman Sachs/ Citigroup/HSBC/ JP Morgan
Burger King Holdings	05/17/06	$17.00	BKC	121208201	IPO	JP Morgan/Citigroup/ Goldman Sachs/Morgan Stanley
Penson Worldwide	05/16/06	$17.00	PNSN	709600100	IPO	JP Morgan/Credit Suisse
Dynamic Materials	05/09/06	$35.00	BOOM	267888105	ADD-ON	JP Morgan
NYSE Group	05/04/06	$61.50	NYX	62949W103	ADD-ON	JP Morgan/Lehman Brothers/Merrill Lynch/Morgan Stanley
Westlake Chemical	04/26/06	$31.25	WLK	960413102	ADD-ON	JP Morgan/Credit Suisse/Deutsche Bank
Omega Navigation Enterprises	04/06/06	$17.00	ONAV	Y6476R105	IPO	Jefferies & Co/JP Morgan
American Reprographics	04/05/06	$34.50	ARP	029263100	ADD-ON	JP Morgan/Goldman Sachs
Goodman Global	04/05/06	$18.00	GGL	38239A100	IPO	JP Morgan/Merrill Lynch
Nationwide Health Properties	03/30/06	$21.50	NHP	638620104	ADD-ON	JP Morgan/UBS Securities LLC
Apollo Investment	3/16/06	$17.85	AINV	03761U106	ADD-ON	Citigroup/ JP Morgan/ Bank of America/ Bear Stearns
Coeur d'Alene Mining	3/16/06	$5.60	CDE	192108104	ADD-ON	Deutsche Bank/ JP Morgan
Ultra Clean	3/09/06	$7.10	UCTT	90385V107	ADD-ON	JP Morgan
NTELOS	2/18/06	$12.00	NTLS	67020Q107	IPO	Lehman Brothers/ Bear Stearns
Tronox	11/21/05	$14.00	TRX	897051108	IPO	Lehman Brothers/ JP Morgan
Dover Saddlery	11/17/05	$10.00	DOVR	260412101	IPO	WR Hambrecht
Global Partners	09/28/05	$22.00	GLP	37946R109	IPO	Lehman Brothers/ KeyBank
Avalon Pharmaceuticals	09/28/05	$10.50	AVRX	05346P106	IPO	WR Hambrecht
Hittite Microwave	07/21/05	$17.00	HITT	43365Y104	IPO	Lehman Brothers
CryoCor	07/13/05	$11.00	CRYO	229016100	IPO	WR Hambrecht
DSW	06/28/05	$19.00	DSW	23334L102	IPO	Lehman Brothers
Cogent Communications Group	06/07/05	$6.00	COI	19239V302	ADD-ON	Lehman Brothers
New Skies Satellites Holdings	05/09/05	$16.50	NSE	G64865101	IPO	Lehman Brothers
Morningstar	05/03/05	$18.50	MORN	617700109	IPO	WR Hambrecht
Syniverse Technologies	2/09/05	$16.00	SVR	87163F106	IPO	Lehman Brothers
Tercica	2/07/05	$8.00	TRCA	88078L105	ADD-ON	Lehman Brothers
Cascade Microtech	12/14/04	$14.00	CSCD	147322101	IPO	Lehman Brothers
Ormat Technology	11/10/04	$15.00	ORA	686688102	IPO	Lehman Brothers
U-Store-It	10/21/04	$16.00	YSI	91274F104	IPO	Lehman Brothers
Ness Technologies	09/29/04	$12.00	NSTC	64104X108	IPO	Lehman Brothers/ Merrill Lynch
TNS	09/27/04	$20.00	TNS	872960109	ADD-ON	Lehman Brothers/ JP Morgan
Google	08/18/04	$85.00	GOOG	03840P102	IPO	CSFB/ Morgan Stanley
Archipelago Holdings	08/12/04	$11.50	AX	03957A104	IPO	Goldman Sachs
Kite Realty	08/10/04	$13.00	KRG	49803T102	IPO	Lehman Brothers/ Wachovia
Greenfield Online	07/15/04	$13.00	SRVY	395150105	IPO	Lehman Brothers
Domino's Pizza	07/12/04	$14.00	DPZ	25754A201	IPO	JP Morgan/ Citigroup
Origen Financial	5/05/04	$8.00	ORGN	68619E208	IPO	Lehman Brothers
Eaton Vance Tax advantage Global	04/27/04	$20.00	ETO	27828U106	IPO	UBS
Netgear	3/29/04	$13.00	NTGR	64111Q104	ADD-ON	Lehman Brothers
TS&W/Claymore Tax Advantaged Fund	03/27/04	$15.00	TYW	87280R108	IPO	Merrill Lynch
Ariad Pharmaceuticals	3/23/04	$8.50	ARIA	04033A100	ADD-ON	Lehman Brothers
Sunset Financial Resources	3/17/04	$13.00	SFO	867708109	IPO	Lehman Brothers
Tercica	3/16/04	$9.00	TRCA	88078L105	IPO	Lehman Brothers
Hughes Supply	1/22/04	$48.25	HUG	444482103	ADD-ON	Lehman Brothers
Pioneer Tax Advanced Balanced	01/27/04	$15.00	PBF	72388R101	IPO	Merrill Lynch
Annaly Mortgage Management	1/14/04	$18.50	NLY	035710409	ADD-ON	Lehman Brothers
Tessera	11/12/03	$13.00	TSRA	88164L100	IPO	Lehman Brothers
Cancervax	10/29/03	$12.00	CNVX	13738Y107	IPO	Lehman Brothers
SimpleTech	10/23/03	$7.00	STEC	828823104	ADD-ON	Lehman Brothers
Tuesday Morning	10/20/03	$31.75	TUES	899035505	ADD-ON	Lehman Brothers
Advancis Pharmaceutical	10/16/03	$10.00	AVNC	00764L109	IPO	Lehman Brothers
Redenvelope	09/24/03	$14.00	REDE	75733R601	IPO	WR Hambrecht
Texas Capital Bancshares	08/12/03	$11.00	TCBI	88224Q107	IPO	Lehman Brothers
Netgear	07/30/03	$14.00	NTGR	64111Q104	IPO	Lehman Brothers
Corrections Corp of America	05/01/03	$19.50	CXW	22025y407	ADD-ON	Lehman Brothers
VistaCare	12/17/02	$12.00	VSTA	92839Y109	IPO	Lehman Brothers
Denbury Resources	11/21/02	$10.00	DNR	247916208	ADD-ON	Lehman Brothers
IStar Financial	11/14/02	$26.77	SFI	45031U101	ADD-ON	Lehman Brothers
United Surgical Partners	09/30/02	$22.00	USPI	913016309	ADD-ON	Lehman Brothers/ CSFB
CIT Group	07/01/02	$23.00	CIT	125581108	IPO	Goldman Sachs/ Lehman Brothers
L-3 Communications	06/24/02	$56.60	LLL	502424104	ADD-ON	Lehman Brothers
DQE	06/20/02	$13.50	DQE	23329J104	ADD-ON	Lehman Brothers
Fleming Companies	06/12/02	$19.40	FLM	339130106	ADD-ON	Lehman Brothers
Williams Energy Partners	05/22/02	$37.15	WEG	969491109	ADD-ON	Lehman Brothers
The Empire District Electric Company	05/16/02	$20.75	EDE	291641108	ADD-ON	Lehman Brothers
Verint Systems	05/15/02	$16.00	VRNT	92343X100	IPO	Lehman Brothers
DOV Pharmaceutical	04/24/02	$13.00	DOVP	259858108	IPO	Lehman Brothers
Tesoro Petroleum	02/28/02	$11.25	TSO	881609101	ADD-ON	Lehman Brothers
Xcel Energy	02/25/02	$22.50	XEL	98389B100	ADD-ON	Lehman Brothers
Alloy	02/20/02	$15.21	ALOY	019855105	ADD-ON	Lehman Brothers
Array Biopharma	02/12/02	$10.00	ARRY	04269X105	ADD-ON	Lehman Brothers
Thoratec	02/12/02	$16.00	THOR	885175307	ADD-ON	Lehman Brothers
Sunoco Logistics	02/04/02	$20.25	SXL	86764L108	IPO	Lehman Brothers
Zymogenetics	01/31/02	$12.00	ZGEN	98985T109	IPO	Lehman Brothers
United Defense Industries	12/13/01	$19.00	UDI	91018B104	IPO	Lehman Brothers
BankAtlantic	12/13/01	$8.25	BBX	065908501	IPO	Lehman Brothers
Airgate PCS	12/13/01	$50.00	PCSA	009367103	ADD-ON	Lehman Brothers
Lawson Software	12/06/01	$14.00	LWSN	520780107	IPO	Lehman Brothers
Given Imaging	10/03/01	$12.00	GIVN	M52020100	IPO	Lehman Brothers
Lantronix	7/16/01	$8.00	LTRX	516548104	ADD-ON	Lehman Brothers
Intermune	6/28/01	$32.00	ITMN	45884X103	ADD-ON	Lehman Brothers
Pemstar	6/07/01	$13.50	PMTR	706552106	ADD-ON	Lehman Brothers
Integrated Circuit Systems	5/24/01	$15.00	ICST	45811K208	ADD-ON	Lehman Brothers
Peabody Energy	5/21/01	$28.00	BTU	704549104	IPO	Lehman Brothers
Briazz	5/01/01	$8.00	BRZZ	10782M104	IPO	WR Hambrecht
L-3 Communications Holdings	4/25/01	$80.00	LLL	502424104	ADD-ON	Lehman Brothers
Aquilla	4/23/01	$24.00	ILA	03840J106	IPO	Lehman Brothers
Valspar	4/17/01	$28.00	VAL	920355104	ADD-ON	Lehman Brothers
Espeed	3/07/01	$20.00	ESPD	296643109	ADD-ON	Lehman Brothers
Adept Technology	2/15/01	$18.00	ADTK	006854103	ADD-ON	Lehman Brothers
Third Wave	2/09/01	$11.00	TWTI	88428W108	IPO	Lehman Brothers
InfoVista SA	2/08/01	$23.3275	IVTA	456817105	ADD-ON	Lehman Brothers
ATP Oil & Gas	2/05/01	$14.00	ATPG	00208J108	IPO	Lehman Brothers
Peet's Coffee & Tea	1/24/01	$8.00	PEET	705560100	IPO	W.R. Hambrecht
Williams Companies	1/16/01	$36.125	WMB	969457100	ADD-ON	Lehman Brothers
Oxford GlycoSciences PLC	12/07/00	$18.36	OGSI	691464101	IPO	Lehman Brothers
Array Biopharma	11/16/00	$7.50	ARRY	04269X105	IPO	Lehman Brothers
Kosan Bioscience	10/06/00	$14.00	KOSN	50064W107	IPO	Lehman Brothers
Simple Technology	9/28/00	$11.00	STEC	828820100	IPO	Lehman Brothers
Prize Energy	9/21/00	$21.375	PRZ	74267L106	ADD-ON	Lehman Brothers
Integrated Telecom	8/17/00	$18.00	ITXI	45817U101	IPO	Lehman Brothers
Telik	8/11/00	$7.00	TELK	87959M109	IPO	Lehman Brothers
VINA Technologies	8/09/00	$12.00	VINA	92719D100	IPO	Lehman Brothers
H Power	8/08/00	$16.00	HPOW	40427A108	IPO	Lehman Brothers
Mind C.T.I. Ltd.	8/07/00	$10.00	MNDO	M70240102	IPO	Lehman Brothers
Pemstar	8/07/00	$11.00	PMTR	706552106	IPO	Lehman Brothers
Versicor	8/02/00	$11.00	VERS	925314106	IPO	Lehman Brothers
Rossetta Inpharmatics	8/02/00	$14.00	RSTA	777777103	IPO	Lehman Brothers
Virage Logic	7/31/00	$12.00	VIRL	92763R104	IPO	Lehman Brothers
SBA Communications	7/28/00	$43.00	SBAC	78388J106	ADD-ON	Lehman Brothers
Talarian	7/20/00	$16.00	TALR	874090103	IPO	Lehman Brothers
SMTC	7/20/00	$16.00	SMTX	832682108	IPO	Lehman Brothers
InfoVista	7/6/00	$12.22	IVTA	456817105	IPO	Lehman Brothers
Louis Dreyfus Natural Gas	6/29/00	$31.00	LD	546011107	ADD-ON	Lehman Brothers
eFunds	6/26/00	$13.00	EFDS	28224R101	IPO	Lehman Brothers
Stratos Lightwave	6/26/00	$21.00	STLW	863100103	IPO	Lehman Brothers
Click Software	6/22/00	$7.00	CKSW	M25082104	IPO	Lehman Brothers
Intuitive Surgical	6/13/00	$9.00	ISRG	46120E107	IPO	Lehman Brothers
CARBO Ceramics	5/15/00	$27.00	CRBO	140781105	ADD-ON	Lehman Brothers
Sequoia Software	5/11/00	$8.00	SQSW	817439102	IPO	Lehman Brothers
Sierra Wireless	5/05/00	$48.63	SWIR	826516106	ADD-ON	Lehman Brothers
McMoRan Exploration	4/13/00	$14.00	MMR	582411104	ADD-ON	Lehman Brothers
Thoratec Laboratories	4/13/00	$10.00	THOR	885175307	ADD-ON	Lehman Brothers
Network Plus	4/06/00	$29.00	NPLS	64122D506	ADD-ON	Goldman, Sachs & Co
MeVC DFJ Fund I	3/28/00	$20.00	MVC	55271E105	IPO	Prudential Volpe Technology
Net Perceptions	3/23/00	$45.25	NETP	64107U101	ADD-ON	Robertson Stephens
Tut Systems	3/23/00	$60.00	TUTS	901103101	ADD-ON	Lehman Brothers
Tularik	3/22/00	$35.125	TLRK	899165104	ADD-ON	Lehman Brothers
TIBCO Software	3/21/00	$106.00	TIBX	88632Q103	ADD-ON	Goldman, Sachs & Co
Tele1 Europe Holding	3/15/00	$18.50	TEUR	87944T201	IPO	Lehman Brothers/ Goldman Sachs
RADVision	3/13/00	$20.00	RVSN	750992109	IPO	Lehman Brothers
Quest Software	3/09/00	$140.00	QSFT	74834T103	ADD-ON	FleetBoston/ Robertson Stephens
ITXC	3/09/00	$85.00	ITXC	45069F109	ADD-ON	Lehman Brothers
IBasis	3/09/00	$73.00	IBAS	450732102	ADD-ON	FleetBoston/ Robertson Stephens
Optibase LTD.	3/08/00	$37.00	OBAS	M7524R108	ADD-ON	FleetBoston/ Robertson Stephens
FirstWorld Communications	3/07/00	$17.00	FWIS	337625305	IPO	Lehman Brothers
IFCO Systems	3/03/00	$14.90	IFCO	N43961106	IPO	Lehman Brothers
Palm	3/01/00	$38.00	PALM	696642107	IPO	Goldman, Sachs & Co.
Network Peripherals	2/29/00	$60.875	NPIX	64121R100	ADD-ON	Lehman Brothers
Keynote Systems	2/17/00	$105.00	KEYN	493308100	ADD-ON	Robertson Stephens
Abgenix	2/10/00	$210.00	ABGX	00339B107	ADD-ON	Robertson Stephens
Kerr-McGee	2/07/00	$30.0625	KMG	492386107	ADD-ON	Lehman Brothers
Heidrick & Struggles International	2/03/00	$33.00	HSII	422819102	ADD-ON	Lehman Brothers
Therma-Wave	2/03/00	$20.00	TWAV	88343A108	IPO	Lehman Brothers/ Banc of America
Dobson Communications	2/03/00	$22.00	DCEL	256069105	IPO	Lehman Brothers/ Banc of America/ SSB
Metricom	2/01/00	$87.00	MCOM	591596101	ADD-ON	Lehman Brothers/ SSB
SBA Communications	1/28/00	$27.00	SBAC	78388J106	ADD-ON	Lehman Brothers
Alteon Websystems	1/25/00	$103.50	ATON	02145A109	ADD-ON	Lehman Brothers
China.com	1/19/00	$85.00	CHINA	G2108N109	ADD-ON	Lehman Brothers/ Goldman Sachs
Liquid Audio	12/14/99	$33.625	LQID	53631T102	ADD-ON	Lehman Brothers
Tularik	12/09/99	$14.00	TLRK	899165104	IPO	Lehman Brothers
Andover.net	12/08/99	$18.00	ANDN	034318105	IPO	WR Hambrecht
Netratings	12/08/99	$17.00	NTRT	64116M108	IPO	Lehman Brothers
Healthcentral.com	12/07/99	$11.00	HCEN	42221V106	IPO	Lehman Brothers
Harris Interactive	12/06/99	$14.00	HPOL	414549105	IPO	Lehman Brothers
Deltathree.com	11/22/99	$15.00	DDDC	24783N102	IPO	Lehman Brothers
Mediaplex	11/18/99	$12.00	MPLX	58446B105	IPO	Lehman Brothers
Korea Thrunet	11/16/99	$18.00	KOREA	Y49975108	IPO	Lehman Brothers
CVC Inc.	11/11/99	$10.00	CVCI	126945104	IPO	Lehman Brothers
NetCreations	11/11/99	$13.00	NTCR	64110N102	IPO	Friedman Billings Ramsey
Somera Communications	11/11/99	$12.00	SMRA	834458101	IPO	Lehman Brothers
Sovereign Bancorp	11/08/99	$7.875	SVRN	845905108	ADD-ON	Lehman Brothers/ SSB
Spanish Broadcasting Systems	10/27/99	$20.00	SBSA	846425882	IPO	Lehman Brothers
Baltimore Technologies plc	10/26/99	$24.7875	BALT	059284109	IPO	Lehman Brothers/ Merrill Lynch
Jacada Ltd.	10/14/99	$11.00	JCDA	M6174r103	IPO	Lehman Brothers
Primus Telecommunications	10/11/99	$22.50	PRTL	741929103	ADD-ON	Lehman Brothers
American Home Mortgage Holdings	9/30/99	$6.00	AHMH	02660m108	IPO	Friedman Billings Ramsey
Williams Communication	9/30/99	$23.00	WCG	969455104	IPO	Lehman Brothers/ Merrill
ITXC	9/27/99	$12.00	ITXC	45069f109	IPO	Lehman Brothers
Alteon Websystems	9/23/99	$19.00	ATON	02145a109	IPO	Lehman brothers
Interspeed	9/23/99	$12.00	ISPD	46070w107	IPO	US bancorp/ Piper Jaffray
Jore Corp.	9/22/99	$10.00	JORE	480815109	IPO	D.A. Davidson
STMicroelectonics	9/16/99	$74.63	STM	861991107	ADD-ON	CFSB/ Lehman Brothers
SFX Entertainment	8/17/99	$41.00	SFX	784178105	ADD-ON	Lehman Brothers
US Interactive	8/9/99	$10.00	USIT	90334M109	IPO	Lehman Brothers
Visual Data Corp.	8/6/99	$10.00	VDAT	928428200	ADD-ON	Cruttenden Roth
Internet Gold	8/5/99	$12.00	IGLD	M56595107	IPO	Lehman Brothers
VersaTel Telcom International	7/23/99	$10.51	VRSA	925301103	IPO	Lehman Brothers
TalkCity	7/19/99	$12.00	TCTY	874263106	IPO	Lehman Brothers
CTC Communications	7/14/99	$17.25	CPTL	126418102	ADD-ON	Lehman Brothers
China.com	7/12/99	$20.00	CHINA	G2108n109	IPO	Lehman Brothers
Liquid Audio	7/8/99	$15.00	LQID	53631T102	IPO	Lehman Brothers
Network Plus	6/29/99	$16.00	NPLS	64122D506	IPO	Goldman Sachs
Quepasa.com	6/24/99	$13.00	PASA	74833W107	IPO	Cruttenden Roth
High Speed Access	6/3/99	$13.00	HSAC	42979U102	IPO	Lehman Brothers
Juno Online Sevices	5/25/99	$13.00	JWEB	482048105	IPO	Salomon Smith Barney
Ziplink	5/25/99	$14.00	ZIPL	989741103	IPO	Jefferies & Co
Argosy Education	3/8/99	$14.00	ARGY	40222101	IPO	Salomon Smith Barney
Corporate Executive Board Co.	2/22/99	$19.00	EXBD	21988R102	IPO	Salomon Smith Barney
Corinthian Colleges	2/4/99	$18.00	COCO	218868107	IPO	Salomon Smith Barney
Mede America	2/1/99	$13.00	MEDE	584067102	IPO	Salomon Smith Barney
Global Crossings	8/13/98	$19.00	GBLX	G3921A100	IPO	Salomon Smith Barney
Global Vacation Group	7/31/98	$14.00	GVG	37937F106	IPO	Salomon Smith Barney
Maxtor	7/30/98	$7.00	MXTR	577729205	IPO	Salomon Smith Barney
National Equipment Services	7/13/98	$13.50	NSV	635847106	IPO	Salomon Smith Barney
Allegiance Telecom	6/29/98	$15.00	ALGX	01747t102	IPO	Salomon Smith Barney
Hastings Entertainment	6/11/98	$13.00	HAST	418365102	IPO	Salomon Smith Barney
Navigant Intl	6/9/98	$9.00	FLYR	63935r108	IPO	Salomon Smith Barney
Marine Max	6/3/98	$12.50	HZO	567908108	IPO	Salomon Smith Barney
Resortquest Intl	5/19/98	$11.00	RZT	761183102	IPO	Salomon Smith Barney
Verio	5/11/98	$23.00	VRIO	923433106	IPO	Salomon Smith Barney
Hyperion Telecomm	5/4/98	$16.00	HYPT	44914K306	IPO	Salomon Smith Barney
Amkor Technology	4/30/98	$11.00	AMKR	00199A108	IPO	Salomon Smith Barney
US Lec	4/23/98	$15.00	CLEC	90331S109	IPO	Salomon Smith Barney
Correctional Properties	4/22/98	$20.00	CPV	22025E104	IPO	Salomon Smith Barney
Indigo Aviation	4/8/98	$13.00	IAABY	45567P104	IPO	Salomon Smith Barney
Horizon Offshore	4/1/98	$13.00	HOFF	44043J105	IPO	Salomon Smith Barney
Earthshell	3/23/98	$21.00	ERTH	27032B100	IPO	Salomon Smith Barney
CompX Intl	3/5/98	$20.00	CIX	20563P101	IPO	Salomon Smith Barney
Assoc Materials	2/25/98	$16.00	SIDE	45709102	IPO	Salomon Smith Barney
Metronet Comm	12/3/97	$16.23	METNF	59169Y108	IPO	Salomon Smith Barney
Apex Silver	11/25/97	$11.00	SIL	G04074103	IPO	Salomon Smith Barney
US Vision	11/24/97	$9.00	USVI	90339M104	IPO	Salomon Smith Barney
Teligent	11/20/97	$21.50	TGNT	87959Y103	IPO	Merrill Lynch/ SSB
Novamerica Steel	10/30/97	$14.00	TONSF	669959108	IPO	Salomon Smith Barney
Metromedia Fiber	10/28/97	$16.00	MFNX	591689104	IPO	Salomon Smith Barney
MacGray	10/16/97	$11.00	TUC	554153106	IPO	Salomon Smith Barney
Nextlink Comm	9/25/97	$17.00	NXLK	65333H707	IPO	Salomon Smith Barney
Box Hill Systems	9/16/97	$15.00	BXH	10316R108	IPO	Salomon Smith Barney
Qwest Comm Intl	6/23/97	$22.00	QWST	749121109	IPO	Salomon Smith Barney
Metrika Systems	6/19/97	$15.50	MKA	59159M106	IPO	Salomon Smith Barney
Supermercados Unimarc	5/8/97	$16.75	UNR	868453101	IPO	Salomon Smith Barney
Ilex Oncology	2/19/97	$12.00	ILXO	451923106	IPO	Salomon Smith Barney
Colt Telecom	12/9/96	$18.10	COLTY	196877104	IPO	Morgan Stanley

This is not a complete list of all of the offerings made available through Fidelity Investments.

Previous Offerings